TFS Financial CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kobak Bernard S | — | Option Exercise | 3,500 | — | — | 78,500 | Dec 19, 2014 |
| Cohen Martin J | — | Option Exercise | 3,500 | — | — | 84,600 | Dec 19, 2014 |
| Stefanski III Ben S | — | Option Exercise | 3,500 | — | — | 68,000 | Dec 19, 2014 |
| Fiala Robert A | — | Option Exercise | 3,500 | — | — | 73,500 | Dec 19, 2014 |
| Asher Anthony J | — | Option Exercise | 3,500 | — | — | 3,500 | Dec 19, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Option Exercise | 18,400 | — | — | 65,665 | Dec 15, 2014 |
| PAULETT TERENCE C | Chief Risk Off of Subsidiary | Option Exercise | 20,000 | — | — | 38,422 | Dec 15, 2014 |
| Motta Anna Maria P | Chief Information Officer | Option Exercise | 20,000 | — | — | 36,484 | Dec 15, 2014 |
| Huffman David S | Chief Financial Officer | Option Exercise | 1,722 | — | — | 6,733 | Dec 15, 2014 |
| Huml Paul J | Chief Operating Officer | Option Exercise | 20,000 | — | — | 35,000 | Dec 15, 2014 |
| WEIL MEREDITH S | COO of subsidiary | Option Exercise | 1,933 | — | — | 29,087 | Dec 15, 2014 |
| Zbanek Cathy W | Chief Mkting Off of subsidiary | Tax Withholding | 9,490 | $14.81 | $140,547 | 14,450 | Dec 15, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Option Exercise | 13,866 | — | — | 22,745 | Dec 3, 2014 |
| Huffman David S | Chief Financial Officer | Option Exercise | 1,144 | — | — | 5,505 | Dec 3, 2014 |
| WEIL MEREDITH S | COO of subsidiary | Option Exercise | 1,400 | — | — | 25,320 | Dec 3, 2014 |
| PAULETT TERENCE C | Chief Risk Off of Subsidiary | Tax Withholding | 460 | $15.10 | $6,946 | 18,422 | Dec 3, 2014 |
| Zbanek Cathy W | Chief Mkting Off of subsidiary | Tax Withholding | 460 | $15.10 | $6,946 | 3,940 | Dec 3, 2014 |
| PAULETT TERENCE C | Chief Risk Off of Subsidiary | Sale | 5,753 | $14.88 | $85,605 | — | Nov 5, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 25,000 | $13.58 | $339,500 | 8,879 | Aug 20, 2014 |
| Huffman David S | Chief Financial Officer | Option Exercise | 1,495 | — | — | 5,856 | Jun 25, 2014 |
| HEISLER ROBERT B JR | — | Sale | 7,000 | $13.35 | $93,450 | 10,000 | Jun 3, 2014 |
| Stefanski III Ben S | — | Sale | 4,000 | $13.40 | $53,600 | 64,500 | Jun 2, 2014 |
| PAULETT TERENCE C | Chief Risk Off of Subsidiary | Option Exercise | 50,000 | $11.74 | $587,000 | 50,000 | Jun 2, 2014 |
| HEISLER ROBERT B JR | — | Option Exercise | 10,000 | — | — | 17,000 | May 26, 2014 |
| Ozan Terrence R | — | Option Exercise | 10,000 | — | — | 30,100 | May 26, 2014 |
| Stefanski III Ben S | — | Option Exercise | 10,000 | — | — | 68,500 | May 14, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 40,000 | $13.34 | $533,600 | 33,879 | May 1, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $11.73 | $117,300 | 73,879 | Mar 3, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $11.47 | $114,700 | 83,879 | Feb 3, 2014 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $12.00 | $120,000 | 55,600 | Jan 2, 2014 |
| Betters Ralph M | Chief Information Officer | Option Exercise | 1,833 | — | — | 3,666 | Dec 15, 2013 |
| Huffman David S | Chief Financial Officer | Option Exercise | 1,833 | — | — | 3,666 | Dec 15, 2013 |
| PAULETT TERENCE C | Chief Risk Off of Subsidiary | Tax Withholding | 635 | $11.61 | $7,372 | 17,482 | Dec 15, 2013 |
| WEIL MEREDITH S | COO of subsidiary | Tax Withholding | 603 | $11.61 | $7,001 | 23,920 | Dec 15, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Option Exercise | 18,400 | — | — | 61,767 | Dec 15, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $11.63 | $116,300 | 65,600 | Dec 2, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $10.30 | $103,000 | 75,600 | Nov 4, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,500 | $12.02 | $126,210 | 85,600 | Oct 1, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $11.62 | $116,200 | 96,100 | Sep 16, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $10.95 | $109,500 | 106,100 | Sep 3, 2013 |
| Asher Anthony J | — | Gift | 10,000 | — | — | 61,480 | Aug 16, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,000 | $11.14 | $111,400 | 116,100 | Aug 15, 2013 |
| Asher Anthony J | — | Option Exercise | 10,000 | — | — | 10,000 | Aug 11, 2013 |
| Fiala Robert A | — | Option Exercise | 10,000 | — | — | 70,000 | Aug 11, 2013 |
| MULLIGAN WILLIAM C | — | Option Exercise | 10,000 | — | — | 80,000 | Aug 11, 2013 |
| Stefanik Paul W | — | Option Exercise | 10,000 | — | — | 70,000 | Aug 11, 2013 |
| Kobak Bernard S | — | Option Exercise | 10,000 | — | — | 75,000 | Aug 11, 2013 |
| Cohen Martin J | — | Option Exercise | 10,000 | — | — | 81,100 | Aug 11, 2013 |
| HEISLER ROBERT B JR | — | Sale | 6,000 | $12.35 | $74,100 | 7,000 | Aug 5, 2013 |
| Stefanski Marc A | Chairman, President and CEO | Sale | 10,500 | $11.96 | $125,580 | 126,100 | Aug 1, 2013 |