TFS Financial CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Fitzpatrick John J | — | Purchase | 1,000 | $12.42 | $12,420 | 10,000 | May 15, 2007 |
| Fitzpatrick John J | — | Purchase | 3,000 | $12.35 | $37,050 | 9,000 | May 11, 2007 |
| Fitzpatrick John J | — | Purchase | 3,000 | $12.24 | $36,720 | 7,000 | May 7, 2007 |
| Fitzpatrick John J | — | Purchase | 2,000 | $11.60 | $23,200 | 6,000 | Apr 30, 2007 |
| Fitzpatrick John J | — | Purchase | 2,000 | $12.16 | $24,320 | 4,000 | Apr 23, 2007 |
| Cohen Martin J | — | Purchase | 1,000 | $12.03 | $12,030 | 1,000 | Apr 23, 2007 |
| Ringenbach John | COO of Subsidiary | Purchase | 1,400 | $12.52 | $17,528 | 16,900 | Apr 23, 2007 |
| MULLIGAN WILLIAM C | — | Purchase | 30,000 | $10.00 | $300,000 | 30,000 | Apr 20, 2007 |
| Kobak Bernard S | EVP and Secretary | Purchase | 50,000 | $10.00 | $500,000 | 50,000 | Apr 20, 2007 |
| Huml Paul J | Chief Operating Officer | Purchase | 1,250 | $10.00 | $12,500 | 1,250 | Apr 20, 2007 |
| Huffman David S | Chief Financial Officer | Purchase | 45,000 | $10.00 | $450,000 | 45,000 | Apr 20, 2007 |
| Gascoigne James S | — | Purchase | 30,000 | $10.00 | $300,000 | 30,000 | Apr 20, 2007 |
| Fiala Robert A | — | Purchase | 20,000 | $10.00 | $200,000 | 20,000 | Apr 20, 2007 |
| Betters Ralph M | Chief Information Officer | I | 44,682 | $10.00 | $446,820 | 44,682 | Apr 20, 2007 |
| Huml Paul J | Chief Operating Officer | Purchase | 2,000 | $10.00 | $20,000 | 2,000 | Apr 20, 2007 |
| Baird Thomas J | — | Purchase | 500 | $10.00 | $5,000 | 500 | Apr 20, 2007 |
| Adam Judith Z | Chief Accounting Officer | I | 12,500 | $10.00 | $125,000 | 12,500 | Apr 20, 2007 |
| Zepp Anthony W | — | Purchase | 4,000 | $10.00 | $40,000 | 4,000 | Apr 20, 2007 |
| Stefanik Paul W | — | Purchase | 10,000 | $10.00 | $100,000 | 10,000 | Apr 20, 2007 |
| Stefanski Marc A | Chairman, President and CEO | Purchase | 10,000 | $10.00 | $100,000 | 10,000 | Apr 20, 2007 |
| Ringenbach John | COO of Subsidiary | Purchase | 50,000 | $10.00 | $500,000 | 50,000 | Apr 20, 2007 |
| Piterans Marianne | Director of Human Resources | Purchase | 50,000 | $10.00 | $500,000 | 50,000 | Apr 20, 2007 |