SARATOGA INVESTMENT CORP. — All Filings
729 total filings on record
Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.
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10-K
10-K/A
10-Q
25-NSE
3
3/A
305B2
4
4/A
40-17F1
40-17G
40-APP
40-APP/A
424B2
424B3
497
497AD
5
8-A12B
8-A12B/A
8-K
8-K/A
APP NTC
APP ORDR
CERT
CERTNYS
CORRESP
DEF 14A
DEFA14A
EFFECT
FWP
N-2
N-2/A
N-23C-2
N-2MEF
N-54A
N-6F
N-6F/A
NT 10-K
POS 8C
POS EX
PRE 14A
PRER14A
SC 13D
SC 13D/A
SC 13G
SC 13G/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 497AD | FORM 497AD | 0001213900-22-002667 | Jan 19, 2022 | — |
| 424B2 | PROSPECTUS | 0001213900-22-002191 | Jan 14, 2022 | — |
| 424B2 | — | 0001213900-22-001849 | Jan 13, 2022 | — |
| 497AD | PRICES OFFERING | 0001213900-22-001960 | Jan 13, 2022 | — |
| FWP | FWP | 0001213900-22-001961 | Jan 13, 2022 | — |
| 497AD | FORM 497AD | 0001213900-22-001964 | Jan 13, 2022 | — |
| 8-K | CURRENT REPORT | 0001213900-22-000717 | Jan 5, 2022 | — |
| 10-Q | QUARTERLY REPORT | 0001213900-22-000714 | Jan 5, 2022 | Nov 30, 2021 |
| 4 | — | 0001213900-21-065067 | Dec 13, 2021 | Dec 9, 2021 |
| 8-K | CURRENT REPORT | 0001213900-21-055127 | Oct 28, 2021 | Oct 26, 2021 |
| 4 | — | 0001213900-21-052895 | Oct 14, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-051747 | Oct 7, 2021 | Oct 4, 2021 |
| 8-K | CURRENT REPORT | 0001213900-21-051430 | Oct 5, 2021 | — |
| 10-Q | QUARTERLY REPORT | 0001213900-21-051424 | Oct 5, 2021 | Aug 31, 2021 |
| 8-K | CURRENT REPORT | 0001213900-21-050718 | Sep 30, 2021 | Sep 27, 2021 |
| 25-NSE | — | 0000876661-21-001257 | Aug 31, 2021 | — |
| 4 | — | 0001213900-21-044729 | Aug 25, 2021 | Aug 24, 2021 |
| DEFA14A | DEFA14A | 0001213900-21-042298 | Aug 13, 2021 | — |
| DEF 14A | PROXY STATEMENT | 0001213900-21-040053 | Aug 3, 2021 | Sep 27, 2021 |
| 8-K | CURRENT REPORT | 0001213900-21-039813 | Aug 2, 2021 | Jul 30, 2021 |
| 424B3 | PROSPECTUS SUPPLEMENT | 0001213900-21-039422 | Jul 30, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-039081 | Jul 28, 2021 | Jul 26, 2021 |
| N-23C-2 | NOTIFICATION OF REDEMPTION OF SECURITIES | 0001213900-21-037749 | Jul 20, 2021 | Aug 31, 2021 |
| 497AD | FILED PURSUANT TO RULE 497 | 0001213900-21-037670 | Jul 20, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-037733 | Jul 20, 2021 | Jul 15, 2021 |
| 424B2 | PROSPECTUS SUPPLEMENT | 0001213900-21-037288 | Jul 16, 2021 | — |
| 497AD | FORM 497AD | 0001213900-21-037081 | Jul 15, 2021 | — |
| 424B2 | PROSPECTUS SUPPLEMENT | 0001213900-21-036952 | Jul 15, 2021 | — |
| 497AD | PRICES OFFERING | 0001213900-21-037038 | Jul 15, 2021 | — |
| FWP | FWP | 0001213900-21-037055 | Jul 15, 2021 | — |
| EFFECT | — | 9999999995-21-002663 | Jul 7, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-035962 | Jul 7, 2021 | — |
| 10-Q | QUARTERLY REPORT | 0001213900-21-035984 | Jul 7, 2021 | May 31, 2021 |
| CORRESP | — | 0001213900-21-035291 | Jul 1, 2021 | — |
| N-2/A | AMENDMENT NO. 1 TO FORM N-2 | 0001213900-21-035286 | Jul 1, 2021 | — |
| 4 | OWNERSHIP DOCUMENT | 0001213900-21-032285 | Jun 14, 2021 | Jun 10, 2021 |
| 4 | — | 0001213900-21-032361 | Jun 14, 2021 | May 10, 2021 |
| N-2 | REGISTRATION STATEMENT | 0001213900-21-028386 | May 21, 2021 | — |
| 10-K | ANNUAL REPORT | 0001213900-21-024682 | May 5, 2021 | Feb 28, 2021 |
| 8-K | CURRENT REPORT | 0001213900-21-024684 | May 5, 2021 | — |
| 4 | — | 0001213900-21-019112 | Mar 31, 2021 | Mar 30, 2021 |
| 5 | — | 0001213900-21-015063 | Mar 12, 2021 | Feb 28, 2021 |
| 497AD | FORM 497AD | 0001213900-21-014487 | Mar 10, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-014572 | Mar 10, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-013739 | Mar 5, 2021 | Mar 3, 2021 |
| 40-17G | 40-17G | 0001213900-21-013726 | Mar 5, 2021 | — |
| 424B2 | PROSPECTUS SUPPLEMENT | 0001213900-21-013473 | Mar 4, 2021 | — |
| 8-K | CURRENT REPORT | 0001213900-21-013481 | Mar 4, 2021 | Feb 26, 2021 |
| 497AD | 497AD | 0001213900-21-013162 | Mar 3, 2021 | — |
| 497AD | 497AD | 0001213900-21-013215 | Mar 3, 2021 | — |