SARATOGA INVESTMENT CORP. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Oberbeck Christian L | CEO and Director | Gift | 1,000 | — | — | 657,285 | Dec 19, 2025 |
| Oberbeck Christian L | CEO and Director | Gift | 7,800 | — | — | 83,742 | Dec 11, 2025 |
| Oberbeck Christian L | CEO and Director | Other | 606 | — | — | 86,607 | Sep 23, 2025 |
| Oberbeck Christian L | CEO and Director | Other | 2,252 | — | — | 87,213 | Jul 31, 2025 |
| Oberbeck Christian L | CEO & Director | Other | 28,261 | — | — | 89,513 | Jul 30, 2025 |
| Steenkamp Henri J | CFO, CCO, Treasurer and Sec. | Other | 4,373 | — | — | 43,527 | Jul 29, 2025 |
| Oberbeck Christian L | CEO and Director | Gift | 7,680 | — | — | 64,302 | Dec 2, 2024 |
| Oberbeck Christian L | CEO and Director | Other | 430 | — | — | 646,017 | Nov 5, 2024 |
| Oberbeck Christian L | CEO and Director | Other | 248 | — | — | 646 | Oct 7, 2024 |
| Steenkamp Henri J | CFO, CCO, Treasurer and Sec. | Other | 5,514 | — | — | 39,154 | Aug 12, 2024 |
| Oberbeck Christian L | CEO and Director | Other | 635 | — | — | 642,190 | Aug 12, 2024 |
| Oberbeck Christian L | CEO and Director | Gift | 6,708 | — | — | 48,763 | Dec 13, 2023 |
| Oberbeck Christian L | CEO, President and Director | Other | 26,495 | — | — | 666,341 | Aug 16, 2023 |
| Oberbeck Christian L | CEO, Director and President | Purchase | 2,000 | $23.81 | $47,620 | 689,775 | May 4, 2023 |
| Oberbeck Christian L | CEO and Director | Other | 100 | — | — | 684,628 | Mar 21, 2023 |
| Oberbeck Christian L | CEO and Director | Gift | 6,312 | — | — | 682,232 | Dec 5, 2022 |
| Oberbeck Christian L | CEO and Director | Other | 256 | — | — | 692,752 | Oct 7, 2022 |
| Oberbeck Christian L | CEO and Director | Other | 4,002 | — | — | 690,552 | Sep 27, 2022 |
| Oberbeck Christian L | CEO and Director | Other | 13,543 | — | — | 694,554 | Aug 15, 2022 |
| Steenkamp Henri J | CFO, CCO, Treasurer and Sec. | Other | 3,638 | — | — | 27,020 | Aug 15, 2022 |
| Looney Steven M | — | Purchase | 1,250 | $23.54 | $29,425 | 3,758 | Aug 2, 2022 |
| Oberbeck Christian L | CEO and Director | Gift | 5,916 | — | — | 701,969 | Dec 9, 2021 |
| Oberbeck Christian L | CEO and Director | Other | 346 | — | — | 711,829 | Oct 14, 2021 |
| Oberbeck Christian L | CEO and Director | Other | 199 | — | — | 710,384 | Aug 24, 2021 |
| Steenkamp Henri J | CFO, CCO, Treasurer and Sec. | Other | 3,857 | — | — | 21,950 | Jun 10, 2021 |
| Oberbeck Christian L | CEO and Director | Other | 12,879 | — | — | 708,990 | May 10, 2021 |
| Oberbeck Christian L | CEO and Director | Other | 1,103 | — | — | 721,254 | Mar 30, 2021 |
| Oberbeck Christian L | CEO and Director | Gift | 2,958 | — | — | 22,455 | Dec 24, 2020 |
| Oberbeck Christian L | CEO and Director | Other | 165 | — | — | 728,548 | Oct 7, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 2,000 | $17.67 | $35,340 | 727,450 | Aug 10, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 1,000 | $16.89 | $16,890 | 720,450 | Jul 22, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 500 | $15.98 | $7,990 | 713,950 | Jul 13, 2020 |
| Steenkamp Henri J | CFO, CCO, Treasurer and Sec. | Other | 3,587 | — | — | 16,635 | Jul 2, 2020 |
| Oberbeck Christian L | CEO and Director | Other | 35,985 | — | — | 713,450 | Jul 2, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 5,000 | $14.91 | $74,550 | 749,435 | May 21, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 4,000 | $12.41 | $49,640 | 744,435 | May 13, 2020 |
| Steenkamp Henri J | CFO, CCO, Treasurer, Secretary | Purchase | 1,203 | $12.90 | $15,519 | 13,048 | May 13, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 3,000 | $12.94 | $38,820 | 736,435 | May 11, 2020 |
| WILLIAMS GEORGE CABELL III | — | Purchase | 12,104 | $12.76 | $154,447 | 64,297 | May 8, 2020 |
| Oberbeck Christian L | CEO and Director | Purchase | 8,000 | $13.11 | $104,880 | 733,435 | May 8, 2020 |
| Oberbeck Christian L | CEO and Director | Gift | 2,958 | — | — | 725,435 | Dec 26, 2019 |
| Steenkamp Henri J | CFO, CCO, Treasurer, Secretary | Other | 1,312 | — | — | 10,790 | Sep 11, 2019 |
| Oberbeck Christian L | CEO and Director | Other | 1,312 | — | — | 733,248 | Sep 11, 2019 |
| Steenkamp Henri J | CFO, CCO, Treasurer& Secretary | Purchase | 1,208 | $22.00 | $26,576 | 9,026 | Jan 15, 2019 |
| Oberbeck Christian L | CEO and Director | Gift | 2,913 | — | — | 613,083 | Dec 21, 2018 |
| Steenkamp Henri J | CFO,CCO, Treasurer & Secretary | Other | 1,003 | — | — | 7,817 | Sep 28, 2018 |
| Oberbeck Christian L | CEO and Director | Other | 1,003 | — | — | 119,377 | Sep 28, 2018 |
| Oberbeck Elizabeth | — | Sale | 60,000 | $25.53 | $1,531,800 | 684,183 | Jun 25, 2018 |
| Oberbeck Christian L | CEO and Director | Purchase | 11,000 | $22.45 | $246,950 | 589,007 | May 23, 2018 |
| Oberbeck Christian L | CEO and Director | Other | 1,173 | — | — | 121,015 | Sep 19, 2017 |