Ascent Solar Technologies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Forrest Reynolds T. | — | Sale | 38,827 | $5.08 | $197,241 | 833 | Dec 23, 2025 |
| Forrest Reynolds T. | — | C | 38,827 | $2.50 | $97,068 | 39,660 | Dec 15, 2025 |
| Gulati Bobby | Chief Operating Officer | Tax Withholding | 49 | $3.10 | $152 | 328 | Jan 1, 2025 |
| Peterson David Theodore JR | — | Purchase | 66,000 | $0.09 | $5,940 | 108,152 | Jul 2, 2024 |
| Warley Paul P. | Chief Executive Officer | Purchase | 15,000 | $0.12 | $1,800 | 246,538 | Apr 12, 2024 |
| Warley Paul P. | Chief Executive Officer | Tax Withholding | 25,184 | $0.39 | $9,822 | 231,538 | Mar 31, 2024 |
| Jo Jin H. | Chief Financial Officer | Tax Withholding | 4,888 | $0.39 | $1,906 | 37,612 | Mar 31, 2024 |
| Gulati Bobby | Chief Operating Officer | Tax Withholding | 4,888 | $0.39 | $1,906 | 37,612 | Mar 31, 2024 |
| Warley Paul P. | Chief Executive Officer | Award / Grant | 25,000 | $0.38 | $9,500 | 281,722 | Mar 8, 2024 |
| Gulati Bobby | Chief Operating Officer | Award / Grant | 42,500 | — | — | 42,500 | Jan 17, 2024 |
| Forrest Reynolds T. | — | Award / Grant | 25,000 | — | — | 83,243 | Jan 17, 2024 |
| Jo Jin H. | Chief Financial Officer | Award / Grant | 42,500 | — | — | 42,500 | Jan 17, 2024 |
| Berezovsky Louis C. | — | Award / Grant | 25,000 | — | — | 42,361 | Jan 17, 2024 |
| Peterson David Theodore JR | — | Award / Grant | 30,000 | — | — | 42,152 | Jan 17, 2024 |
| THOMPSON GREGORY C | — | Award / Grant | 25,000 | — | — | 42,361 | Jan 17, 2024 |
| Warley Paul P. | Chief Executive Officer | Award / Grant | 215,000 | — | — | 256,722 | Jan 17, 2024 |
| Forrest Reynolds T. | — | Purchase | 3,529 | $0.85 | $3,000 | 58,243 | Oct 24, 2023 |
| Forrest Reynolds T. | — | Purchase | 52,083 | $2.88 | $149,999 | 52,083 | Sep 28, 2023 |
| Warley Paul P. | Chief Executive Officer | Purchase | 34,722 | $2.88 | $99,999 | 38,222 | Sep 28, 2023 |
| THOMPSON GREGORY C | — | Purchase | 17,361 | $2.88 | $50,000 | 17,361 | Sep 28, 2023 |
| Berezovsky Louis C. | — | Purchase | 17,361 | $2.88 | $50,000 | 17,361 | Sep 28, 2023 |
| Peterson David Theodore JR | — | Purchase | 12,152 | $2.88 | $34,998 | 12,152 | Sep 28, 2023 |
| BD1 Investment Holding, LLC | — | Sale | 4,500,000 | — | — | 7,933,334 | Apr 6, 2023 |
| BD1 Investment Holding, LLC | — | Sale | 3,000,000 | — | — | 12,433,334 | Mar 17, 2023 |
| Kuhn Johannes | — | Sale | 500,000 | — | — | 15,433,334 | Feb 3, 2023 |
| Warley Paul P. | Chief Financial Officer | Award / Grant | 700,000 | — | — | 700,000 | Dec 12, 2022 |
| Max Jeffrey | Chief Executive Office | Award / Grant | 3,534,591 | — | — | 3,534,591 | Sep 21, 2022 |
| Fortsch Bernd | — | Sale | 101 | $6.50 | $657 | 4,958,927 | May 31, 2022 |
| TubeSolar AG | — | Sale | 195 | $6.50 | $1,268 | 4,959,028 | May 25, 2022 |
| TubeSolar AG | — | Sale | 1,699 | $6.53 | $11,094 | 4,959,535 | May 24, 2022 |
| Fortsch Bernd | — | C | 4,800,000 | $0.50 | $2,400,000 | 4,961,234 | Feb 1, 2022 |
| Fortsch Bernd | — | C | 2,600,000 | $0.50 | $1,300,000 | 5,545,042 | Feb 1, 2022 |
| BD1 Investment Holding, LLC | — | C | 15,800,000 | $0.50 | $7,900,000 | 15,933,334 | Feb 1, 2022 |
| TubeSolar AG | — | Sale | 841,098 | $0.01 | $8,411 | 806,167,902 | Jan 12, 2022 |
| TubeSolar AG | — | Sale | 14,823,755 | $0.01 | $148,238 | 810,009,000 | Jan 11, 2022 |
| TubeSolar AG | — | Sale | 56,728,315 | $0.01 | $567,283 | 824,832,755 | Jan 5, 2022 |
| TubeSolar AG | — | Sale | 17,880,371 | $0.01 | $178,804 | 881,561,070 | Jan 4, 2022 |
| Fortsch Bernd | — | C | 2,725,205,300 | — | — | 14,725,205,300 | Dec 9, 2021 |
| TubeSolar AG | — | Sale | 411,800 | $0.01 | $4,118 | 899,441,411 | Dec 9, 2021 |
| TubeSolar AG | — | Sale | 24,231,558 | $0.01 | $242,316 | 905,768,442 | Dec 1, 2021 |
| TubeSolar AG | — | Sale | 20,000,000 | $0.01 | $200,000 | 930,000,000 | Nov 30, 2021 |
| TubeSolar AG | — | Sale | 36,500,000 | $0.01 | $365,000 | 950,000,000 | Nov 18, 2021 |
| TubeSolar AG | — | Sale | 7,000,000 | $0.01 | $70,000 | 986,500,000 | Nov 16, 2021 |
| TubeSolar AG | — | C | 400,000,000 | — | — | 1,000,000,000 | Sep 3, 2021 |
| Kuhn Johannes | — | Purchase | 666,666,672 | $10,000,000.08 | $6,666,666,773,333,334 | 666,666,672 | Aug 2, 2021 |
| TubeSolar AG | — | C | 600,000,000 | — | — | 600,000,000 | Jul 19, 2021 |
| Hong Kong Boone Group Ltd | — | Award / Grant | 702,500,000 | — | — | 2,252,500,000 | May 7, 2018 |
| Hong Kong Boone Group Ltd | — | Award / Grant | 750,000,000 | — | — | 1,550,000,000 | Jul 28, 2017 |
| Hong Kong Boone Group Ltd | — | Award / Grant | 350,000,000 | — | — | 800,000,000 | Jun 17, 2017 |
| Hong Kong Boone Group Ltd | — | Award / Grant | 250,000,000 | — | — | 450,000,000 | May 26, 2017 |