Ascent Solar Technologies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Misra Mohan | Chief Strategy Officer | Option Exercise | 50,000 | — | — | 435,000 | Aug 1, 2009 |
| Armstrong Joseph H | Vice President and CTO | Sale | 4,500 | $8.16 | $36,720 | 33,333 | Jul 24, 2009 |
| Eller Ron | — | Purchase | 1,000 | $8.04 | $8,040 | 1,000 | Jul 16, 2009 |
| Swanson Richard John | — | Option Exercise | 3,856 | — | — | 8,828 | Jun 30, 2009 |
| Gallery Stanley | — | Option Exercise | 4,055 | — | — | 119,601 | Jun 30, 2009 |
| Porter Joel S | — | Option Exercise | 5,982 | — | — | 10,982 | Jun 30, 2009 |
| KUMAR AMIT | — | Option Exercise | 3,523 | — | — | 11,029 | Jun 30, 2009 |
| Russell TW Fraser | — | Sale | 1,529 | $7.86 | $12,018 | 23,666 | Jun 30, 2009 |
| Casteel Janet | Chief Accounting Officer | Sale | 12,000 | $7.06 | $84,720 | 5,000 | Jun 9, 2009 |
| Armstrong Joseph H | Vice President and CTO | Sale | 986 | $6.90 | $6,803 | 33,333 | Jun 5, 2009 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 4,000 | $6.25 | $25,000 | — | Jun 4, 2009 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 2,000 | $6.25 | $12,500 | 4,000 | Jun 1, 2009 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 2,000 | $6.00 | $12,000 | 6,000 | May 26, 2009 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 600 | $4.61 | $2,766 | 9,400 | May 20, 2009 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 600 | $6.00 | $3,600 | 9,400 | May 20, 2009 |
| Armstrong Joseph H | Vice President and CTO | Sale | 6,000 | $4.40 | $26,400 | 41,333 | Apr 15, 2009 |
| Russell TW Fraser | — | Sale | 200 | $3.90 | $780 | 23,466 | Apr 1, 2009 |
| Porter Joel S | — | Option Exercise | 1,994 | — | — | 5,000 | Mar 31, 2009 |
| KUMAR AMIT | — | Option Exercise | 3,523 | — | — | 7,506 | Mar 31, 2009 |
| Russell TW Fraser | — | Option Exercise | 3,058 | — | — | 23,666 | Mar 31, 2009 |
| Swanson Richard John | — | Option Exercise | 3,856 | — | — | 7,447 | Mar 31, 2009 |
| Gallery Stanley | — | Option Exercise | 4,055 | — | — | 115,546 | Mar 31, 2009 |
| Swanson Richard John | — | Sale | 2,475 | $4.13 | $10,222 | 1,116 | Jan 5, 2009 |
| Gallery Stanley | — | Sale | 1,526 | $3.79 | $5,784 | 111,491 | Dec 31, 2008 |
| KUMAR AMIT | — | Sale | 663 | $3.81 | $2,526 | 3,983 | Dec 31, 2008 |
| Gatchell Gary | Chief Financial Officer | Purchase | 4,500 | $3.47 | $15,615 | 53,500 | Nov 19, 2008 |
| Nath Prem | Sr Vice Pres of Manufacturing | Purchase | 234 | $3.47 | $812 | 7,134 | Nov 19, 2008 |
| Armstrong Joseph H | Vice President and CTO | Sale | 2,000 | $4.94 | $9,880 | 47,333 | Oct 15, 2008 |
| Gatchell Gary | Chief Financial Officer | Purchase | 3,000 | $4.12 | $12,360 | 49,000 | Oct 9, 2008 |
| Nath Prem | Sr Vice Pres of Manufacturing | Purchase | 200 | $4.60 | $920 | 828 | Oct 9, 2008 |
| Norsk Hydro Produksjon AS | — | Other | 2,421,801 | $6.18 | $14,966,730 | 7,298,160 | Oct 8, 2008 |
| KUMAR AMIT | — | Sale | 664 | $6.33 | $4,203 | 4,646 | Sep 30, 2008 |
| Gatchell Gary | Chief Financial Officer | Purchase | 2,000 | $7.02 | $14,040 | 46,000 | Sep 8, 2008 |
| Swanson Richard John | — | Sale | 751 | $9.18 | $6,894 | 3,636 | Aug 26, 2008 |
| Misra Mohan | Interim Pres. & CEO, CSO | Award / Grant | 5,000 | — | — | 385,000 | Jul 25, 2008 |
| Gatchell Gary | Chief Financial Officer | Purchase | 2,000 | $8.92 | $17,840 | 44,000 | Jul 15, 2008 |
| Swanson Richard John | — | Other | 5,811 | — | — | 5,811 | Jul 1, 2008 |
| Porter Joel S | — | Other | 3,006 | — | — | 3,006 | Jul 1, 2008 |
| Russell TW Fraser | — | Other | 4,608 | — | — | 20,608 | Jul 1, 2008 |
| KUMAR AMIT | — | Other | 5,310 | — | — | 5,310 | Jul 1, 2008 |
| Gallery Stanley | — | Option Exercise | 8,000 | $0.10 | $800 | 113,017 | Jul 1, 2008 |
| Gatchell Gary | Chief Financial Officer | Purchase | 2,000 | $13.24 | $26,480 | 42,000 | May 23, 2008 |
| Norsk Hydro Produksjon AS | — | Other | 2,341,897 | $9.26 | $21,685,966 | 4,876,359 | Mar 28, 2008 |
| Gallery Stanley | — | Option Exercise | 16,000 | $0.10 | $1,600 | 98,900 | Mar 24, 2008 |
| Casteel Janet | Chief Accounting Officer | Sale | 300 | $10.59 | $3,177 | 17,200 | Mar 18, 2008 |
| ITN Energy Systems, Inc. | — | Sale | 100 | $10.63 | $1,063 | 807,799 | Mar 17, 2008 |
| ITN Energy Systems, Inc. | — | Sale | 100 | $10.94 | $1,094 | 806,300 | Mar 17, 2008 |
| Misra Mohan | Chief Strategy Officer | Sale | 900 | $14.56 | $13,104 | 384,200 | Mar 3, 2008 |
| Misra Mohan | Chief Strategy Officer | Sale | 300 | $14.90 | $4,470 | 380,000 | Mar 3, 2008 |
| Gelbaum David | — | Sale | 18,014 | $15.54 | $279,938 | 1,720,132 | Feb 27, 2008 |