Ascent Solar Technologies, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Armstrong Joseph H | Vice President and CTO | Option Exercise | 1,000 | $4.25 | $4,250 | 42,333 | Nov 19, 2007 |
| Casteel Janet | Chief Accounting Officer | Option Exercise | 1,000 | $4.25 | $4,250 | 18,000 | Nov 19, 2007 |
| Russell TW Fraser | — | Sale | 1,000 | $17.04 | $17,040 | 12,000 | Nov 15, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 200 | $17.01 | $3,402 | 40,300 | Nov 13, 2007 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 500 | $20.17 | $10,085 | 3,000 | Nov 5, 2007 |
| Misra Mohan | Chief Strategy Officer | Sale | 300 | $17.99 | $5,397 | 420,000 | Nov 1, 2007 |
| Foster Matthew | President and CEO | Sale | 1,250 | $16.96 | $21,200 | 108,500 | Oct 22, 2007 |
| Nath Prem | Sr Vice Pres of Manufacturing | Sale | 250 | $17.45 | $4,363 | — | Oct 22, 2007 |
| Armstrong Joseph H | Vice President and CTO | Option Exercise | 1,000 | $4.25 | $4,250 | 42,333 | Oct 19, 2007 |
| Casteel Janet | Chief Accounting Officer | Option Exercise | 1,000 | $4.25 | $4,250 | 18,000 | Oct 18, 2007 |
| Casteel Janet | Chief Accounting Officer | Sale | 700 | $15.62 | $10,934 | 6,400 | Oct 18, 2007 |
| ITN Energy Systems, Inc. | — | Sale | 1,000 | $15.61 | $15,610 | 982,100 | Oct 17, 2007 |
| ITN Energy Systems, Inc. | — | Sale | 900 | $15.44 | $13,896 | 987,780 | Oct 17, 2007 |
| Casteel Janet | Chief Accounting Officer | Sale | 545 | $15.51 | $8,453 | 10,575 | Oct 17, 2007 |
| Gallery Stanley | — | Purchase | 300 | $16.45 | $4,935 | 75,572 | Oct 17, 2007 |
| Gallery Stanley | — | Purchase | 700 | $15.84 | $11,088 | 70,172 | Oct 17, 2007 |
| Gallery Stanley | — | Purchase | 100 | $15.55 | $1,555 | 65,167 | Oct 17, 2007 |
| Gallery Stanley | — | Purchase | 750 | $15.33 | $11,498 | 39,689 | Oct 17, 2007 |
| Gallery Stanley | — | Purchase | 100 | $15.12 | $1,512 | 25,200 | Oct 16, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 400 | $16.30 | $6,520 | 45,801 | Oct 9, 2007 |
| Quercus Trust | — | Purchase | 45,799 | $18.25 | $835,832 | 1,738,146 | Sep 24, 2007 |
| Armstrong Joseph H | Vice President and CTO | Option Exercise | 1,000 | $4.25 | $4,250 | 47,890 | Sep 19, 2007 |
| Gelbaum Monica Chavez | — | Purchase | 54,201 | $15.84 | $858,544 | 1,692,347 | Sep 19, 2007 |
| Casteel Janet | Chief Accounting Officer | Sale | 1,000 | $10.24 | $10,240 | 17,000 | Sep 18, 2007 |
| ITN Energy Systems, Inc. | — | Sale | 2,300 | $9.93 | $22,839 | 999,200 | Sep 17, 2007 |
| Quercus Trust | — | Purchase | 230,500 | $11.79 | $2,717,595 | 1,368,646 | Sep 14, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 1,200 | $9.08 | $10,896 | 51,100 | Sep 11, 2007 |
| Armstrong Joseph H | Vice President and CTO | Sale | 400 | $8.69 | $3,476 | 51,890 | Sep 4, 2007 |
| Casteel Janet | Chief Accounting Officer | Option Exercise | 1,000 | $4.25 | $4,250 | 18,000 | Aug 20, 2007 |
| Armstrong Joseph H | Vice President and CTO | Option Exercise | 1,000 | $4.25 | $4,250 | 53,445 | Aug 20, 2007 |
| ITN Energy Systems, Inc. | — | Sale | 600 | $7.34 | $4,404 | 1,004,300 | Aug 17, 2007 |
| Norsk Hydro Produksjon AS | — | Other | 934,462 | $7.20 | $6,728,126 | 2,534,462 | Aug 16, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 300 | $7.65 | $2,295 | 52,000 | Aug 14, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 100 | $7.63 | $763 | 52,300 | Aug 14, 2007 |
| Armstrong Joseph H | Vice President and CTO | Award / Grant | 3,000 | $0.10 | $300 | 52,445 | Aug 6, 2007 |
| Casteel Janet | Chief Accounting Officer | Option Exercise | 3,800 | $0.10 | $380 | 17,000 | Aug 6, 2007 |
| Armstrong Joseph H | Vice President and CTO | Sale | 100 | $9.46 | $946 | 49,445 | Jul 19, 2007 |
| Casteel Janet | Chief Accounting Officer | Sale | 700 | $9.26 | $6,482 | 16,400 | Jul 18, 2007 |
| ITN Energy Systems, Inc. | — | Sale | 1,300 | $10.23 | $13,299 | 1,020,700 | Jul 17, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 300 | $9.35 | $2,805 | 56,500 | Jul 10, 2007 |
| Misra Ashutosh | SVP Operations & Corp. Affairs | Sale | 100 | $9.40 | $940 | 56,000 | Jul 10, 2007 |
| McCabe Joseph C | VP of Business Development | Purchase | 2,000 | $6.60 | $13,200 | 4,200 | Jun 13, 2007 |
| Foster Matthew | President and CEO | X | 215 | $6.60 | $1,419 | 230 | Jun 4, 2007 |
| Misra Ashutosh | — | Sale | 2,000 | $10.31 | $20,620 | 60,000 | Apr 17, 2007 |
| Foster Matthew | President and CEO | Sale | 200 | $8.74 | $1,748 | 15 | Apr 10, 2007 |
| Casteel Janet | Chief Accounting Officer | Sale | 72 | $16.77 | $1,207 | 18,156 | Feb 19, 2007 |
| Misra Mohan | — | X | 30,000 | $0.10 | $3,000 | 1,458,000 | Jan 19, 2007 |
| Misra Ashutosh | — | X | 10,000 | $0.10 | $1,000 | 62,000 | Jan 18, 2007 |
| Casteel Janet | Chief Accounting Officer | Option Exercise | 3,200 | $0.10 | $320 | 18,200 | Dec 31, 2006 |
| Armstrong Joseph H | Vice President and CTO | Option Exercise | 5,000 | $0.10 | $500 | 55,000 | Dec 31, 2006 |