PIMCO CORPORATE & INCOME OPPORTUNITY FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GROSS WILLIAM H | — | Purchase | 100,000 | $15.70 | $1,570,000 | 220,000 | Dec 13, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 200 | $17.59 | $3,518 | — | Nov 15, 2010 |
| GROSS WILLIAM H | — | Gift | 13,200 | — | — | 13,200 | Jul 9, 2010 |
| GROSS WILLIAM H | — | Purchase | 39,818 | $15.02 | $598,066 | 144,999 | May 25, 2010 |
| GROSS WILLIAM H | — | Purchase | 100,000 | $14.62 | $1,462,000 | 105,181 | May 20, 2010 |
| GROSS WILLIAM H | — | Purchase | 4,781 | $15.01 | $71,763 | 5,181 | May 17, 2010 |
| GROSS WILLIAM H | — | Purchase | 4,781 | $15.01 | $71,763 | 5,181 | May 17, 2010 |
| Hodge Douglas M | — | Sale | 6,965 | $16.04 | $111,719 | — | Feb 11, 2010 |
| Hodge Douglas M | — | Sale | 3,035 | $16.17 | $49,076 | 6,965 | Feb 10, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 1,400 | $16.16 | $22,624 | 6,300 | Feb 8, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 3,165 | $14.45 | $45,734 | — | Dec 23, 2009 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 2,500 | $12.89 | $32,225 | 3,000 | Aug 27, 2009 |
| MANEY JOHN C | — | Purchase | 1,410 | $14.87 | $20,967 | 1,410 | Jan 22, 2008 |
| GROSS WILLIAM H | — | Purchase | 400 | $13.30 | $5,320 | 2,006,500 | Aug 17, 2007 |
| GROSS WILLIAM H | — | Purchase | 400 | $13.30 | $5,320 | 400 | Aug 17, 2007 |
| GROSS WILLIAM H | — | Purchase | 4,900 | $13.80 | $67,620 | 1,906,100 | Jul 25, 2007 |
| GROSS WILLIAM H | — | Purchase | 50,000 | $13.85 | $692,500 | 2,006,100 | Jul 25, 2007 |
| GROSS WILLIAM H | — | Purchase | 4,900 | $13.80 | $67,620 | — | Jul 25, 2007 |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L P | — | Sale | 66 | $16.53 | $1,090 | — | May 22, 2007 |
| GROSS WILLIAM H | — | Purchase | 500 | $16.95 | $8,475 | — | Nov 8, 2004 |
| GROSS WILLIAM H | — | Purchase | 5,200 | $17.19 | $89,388 | — | Sep 21, 2004 |
| THOMPSON WILLIAM S | — | Purchase | 32,930 | $15.16 | $499,219 | — | Jan 10, 2003 |