BANC OF CALIFORNIA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LASHLEY RICHARD J | — | Gift | 29,825 | — | — | 29,825 | Sep 17, 2025 |
| LASHLEY RICHARD J | — | Gift | 29,825 | — | — | 35,708 | Sep 17, 2025 |
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. | — | Sale | 1,150,000 | $16.38 | $18,837,000 | 3,147,470 | Sep 5, 2025 |
| WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. | — | Sale | 1,150,000 | $16.38 | $18,837,000 | 3,147,470 | Sep 5, 2025 |
| Hussain Hamid | PRESIDENT OF THE BANK | Sale | 20,000 | $16.81 | $336,200 | 46,444 | Sep 2, 2025 |
| Kauder Joseph | CHIEF FINANCIAL OFFICER | Tax Withholding | 5,434 | $14.16 | $76,945 | 59,994 | Aug 2, 2025 |
| LASHLEY RICHARD J | — | Sale | 37,343 | $14.03 | $523,922 | 2,317,780 | Jun 10, 2025 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Sale | 11,000 | $13.58 | $149,380 | 30,902 | Jun 5, 2025 |
| CORSINI BRYAN M | CHIEF CREDIT OFFICER | Sale | 24,066 | $13.78 | $331,629 | 84,889 | May 29, 2025 |
| CORSINI BRYAN M | CHIEF CREDIT OFFICER | Tax Withholding | 9,677 | $13.91 | $134,607 | 108,955 | May 9, 2025 |
| Rice Joseph J | — | Award / Grant | 5,883 | — | — | 21,637 | May 7, 2025 |
| Thau Andrew | — | Award / Grant | 5,883 | — | — | 41,502 | May 7, 2025 |
| Schell Todd | — | Award / Grant | 5,883 | — | — | 14,545 | May 7, 2025 |
| Schlogel Vania E | — | Award / Grant | 5,883 | — | — | 28,298 | May 7, 2025 |
| LESTER SUSAN E | — | Award / Grant | 5,883 | — | — | 48,258 | May 7, 2025 |
| LASHLEY RICHARD J | — | Award / Grant | 5,883 | — | — | 65,533 | May 7, 2025 |
| EUSEY SHANNON F | — | Award / Grant | 5,883 | — | — | 29,798 | May 7, 2025 |
| EGGEMEYER JOHN M III | — | Award / Grant | 5,883 | — | — | 188,694 | May 7, 2025 |
| Curran Mary A | — | Award / Grant | 5,883 | — | — | 11,249 | May 7, 2025 |
| Burke Paul Robert | — | Award / Grant | 5,883 | — | — | 59,501 | May 7, 2025 |
| Barker James Andrew | — | Award / Grant | 5,883 | — | — | 43,252 | May 7, 2025 |
| Barker James Andrew | — | Purchase | 10,000 | $13.16 | $131,600 | 169,680 | Apr 29, 2025 |
| Hon Karen | CHIEF ACCOUNTING OFFICER | Award / Grant | 10,820 | — | — | 10,820 | Mar 25, 2025 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 156 | $13.80 | $2,153 | 41,902 | Mar 9, 2025 |
| WOLFF JARED M | PRESIDENT AND CEO | Tax Withholding | 4,146 | $14.87 | $61,651 | 198,946 | Mar 1, 2025 |
| Hussain Hamid | PRESIDENT OF THE BANK | Tax Withholding | 879 | $14.87 | $13,071 | 86,444 | Mar 1, 2025 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 181 | $14.87 | $2,691 | 42,058 | Mar 1, 2025 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 749 | $14.87 | $11,138 | 79,797 | Mar 1, 2025 |
| CORSINI BRYAN M | CHIEF CREDIT OFFICER | Tax Withholding | 1,809 | $14.69 | $26,574 | 120,388 | Feb 28, 2025 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 1,495 | $14.69 | $21,962 | 24,383 | Feb 27, 2025 |
| WOLFF JARED M | PRESIDENT AND CEO | Award / Grant | 89,591 | — | — | 218,232 | Feb 27, 2025 |
| Hussain Hamid | PRESIDENT OF THE BANK | Award / Grant | 21,332 | — | — | 88,856 | Feb 27, 2025 |
| CORSINI BRYAN M | CHIEF CREDIT OFFICER | Award / Grant | 18,772 | — | — | 122,197 | Feb 25, 2025 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 2,441 | $14.69 | $35,858 | 42,091 | Feb 25, 2025 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 2,495 | $14.69 | $36,652 | 79,501 | Feb 25, 2025 |
| Kauder Joseph | CHIEF FINANCIAL OFFICER | Tax Withholding | 2,638 | $14.69 | $38,752 | 65,428 | Feb 25, 2025 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 1,044 | $14.99 | $15,650 | 62,371 | Feb 23, 2025 |
| WOLFF JARED M | PRESIDENT AND CEO | Tax Withholding | 4,635 | $14.99 | $69,479 | 128,641 | Feb 23, 2025 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 550 | $14.99 | $8,245 | 25,878 | Feb 23, 2025 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 941 | $14.99 | $14,106 | 29,173 | Feb 23, 2025 |
| Hussain Hamid | PRESIDENT OF THE BANK | Tax Withholding | 1,210 | $14.99 | $18,138 | 67,524 | Feb 23, 2025 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 1,044 | $14.99 | $15,650 | 62,371 | Feb 21, 2025 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 383 | $16.72 | $6,404 | 26,428 | Dec 15, 2024 |
| LASHLEY RICHARD J | — | Sale | 56,250 | $14.00 | $787,500 | 2,429,393 | Sep 4, 2024 |
| Kauder Joseph | CHIEF FINANCIAL OFFICER | Tax Withholding | 3,818 | $13.19 | $50,359 | 48,441 | Aug 2, 2024 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 637 | $13.19 | $8,402 | 26,811 | Aug 2, 2024 |
| CORSINI BRYAN M | CHIEF CREDIT OFFICER | Award / Grant | 73,776 | — | — | 103,425 | May 9, 2024 |
| Rice Joseph J | — | Award / Grant | 5,366 | — | — | 15,532 | May 9, 2024 |
| EGGEMEYER JOHN M III | — | Award / Grant | 5,366 | — | — | 182,601 | May 9, 2024 |
| Schlogel Vania E | — | Award / Grant | 5,366 | — | — | 21,930 | May 9, 2024 |