BANC OF CALIFORNIA, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schell Todd | — | Award / Grant | 5,366 | — | — | 8,569 | May 9, 2024 |
| LESTER SUSAN E | — | Award / Grant | 5,366 | — | — | 42,288 | May 9, 2024 |
| LASHLEY RICHARD J | — | Award / Grant | 5,366 | — | — | 59,650 | May 9, 2024 |
| Thau Andrew | — | Award / Grant | 5,366 | — | — | 35,560 | May 9, 2024 |
| EUSEY SHANNON F | — | Award / Grant | 5,366 | — | — | 23,617 | May 9, 2024 |
| Curran Mary A | — | Award / Grant | 5,366 | — | — | 8,569 | May 9, 2024 |
| Burke Paul Robert | — | Award / Grant | 5,366 | — | — | 53,542 | May 9, 2024 |
| Barker James Andrew | — | Award / Grant | 5,366 | — | — | 36,571 | May 9, 2024 |
| WOLFF JARED M | PRESIDENT AND CEO | Purchase | 7,130 | $13.98 | $99,677 | 268,695 | Apr 25, 2024 |
| LASHLEY RICHARD J | — | Purchase | 7,500 | $14.48 | $108,600 | 2,485,643 | Mar 14, 2024 |
| Sotoodeh John K | CHIEF OPERATING OFFICER | Tax Withholding | 718 | $14.86 | $10,669 | 74,565 | Mar 9, 2024 |
| WOLFF JARED M | PRESIDENT AND CEO | Tax Withholding | 3,219 | $14.86 | $47,834 | 133,276 | Mar 9, 2024 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 156 | $14.86 | $2,318 | 30,114 | Mar 9, 2024 |
| Hussain Hamid | PRESIDENT OF THE BANK | Tax Withholding | 690 | $14.86 | $10,253 | 68,734 | Mar 9, 2024 |
| DYCK ROBERT G | CHIEF CREDIT OFFICER | Tax Withholding | 517 | $14.86 | $7,683 | 22,606 | Mar 9, 2024 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 683 | $14.86 | $10,149 | 63,415 | Mar 9, 2024 |
| DYCK ROBERT G | CHIEF CREDIT OFFICER | Tax Withholding | 631 | $14.63 | $9,232 | 23,658 | Mar 2, 2024 |
| WOLFF JARED M | PRESIDENT AND CEO | Tax Withholding | 3,029 | $14.38 | $43,557 | 136,498 | Mar 1, 2024 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 643 | $14.38 | $9,246 | 63,412 | Mar 1, 2024 |
| Sotoodeh John K | CHIEF OPERATING OFFICER | Tax Withholding | 802 | $14.38 | $11,533 | 74,309 | Mar 1, 2024 |
| Hussain Hamid | PRESIDENT OF THE BANK | Tax Withholding | 777 | $14.38 | $11,173 | 69,130 | Mar 1, 2024 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 238 | $14.38 | $3,422 | 30,249 | Mar 1, 2024 |
| LASHLEY RICHARD J | — | Purchase | 10,000 | $21.40 | $214,000 | 10,000 | Mar 1, 2024 |
| Sparks Monica L | CHIEF ACCOUNTING OFFICER | Tax Withholding | 944 | $14.56 | $13,745 | 20,063 | Feb 28, 2024 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Award / Grant | 18,934 | — | — | 30,695 | Feb 27, 2024 |
| Sparks Monica L | CHIEF ACCOUNTING OFFICER | Award / Grant | 9,862 | — | — | 21,007 | Feb 27, 2024 |
| Rindone Raymond J | DEPUTY CFO | Award / Grant | 10,913 | — | — | 27,448 | Feb 27, 2024 |
| Kauder Joseph | CHIEF FINANCIAL OFFICER | Award / Grant | 20,161 | — | — | 52,259 | Feb 27, 2024 |
| Sotoodeh John K | CHIEF OPERATING OFFICER | Award / Grant | 21,914 | — | — | 76,027 | Feb 27, 2024 |
| Hussain Hamid | PRESIDENT OF THE BANK | Award / Grant | 21,914 | — | — | 70,914 | Feb 27, 2024 |
| WOLFF JARED M | PRESIDENT AND CEO | Award / Grant | 92,041 | — | — | 143,572 | Feb 27, 2024 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Award / Grant | 20,161 | — | — | 64,889 | Feb 27, 2024 |
| WOLFF JARED M | PRESIDENT AND CEO | Tax Withholding | 4,517 | $14.62 | $66,039 | 51,531 | Feb 23, 2024 |
| Sotoodeh John K | CHIEF OPERATING OFFICER | Tax Withholding | 1,009 | $14.62 | $14,752 | 54,113 | Feb 23, 2024 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 514 | $14.62 | $7,515 | 16,535 | Feb 23, 2024 |
| Lindsay Olivia I | CHIEF RISK OFFICER | Tax Withholding | 853 | $14.62 | $12,471 | 11,761 | Feb 23, 2024 |
| Hussain Hamid | PRESIDENT OF THE BANK | Tax Withholding | 1,086 | $14.62 | $15,877 | 49,000 | Feb 23, 2024 |
| DYCK ROBERT G | CHIEF CREDIT OFFICER | Tax Withholding | 690 | $14.62 | $10,088 | 24,289 | Feb 23, 2024 |
| Dotan Ido | GENERAL COUNSEL, CORP SECRTY | Tax Withholding | 914 | $14.62 | $13,363 | 44,728 | Feb 23, 2024 |
| Barker James Andrew | — | Purchase | 10,000 | $13.16 | $131,600 | 159,680 | Feb 14, 2024 |
| DYCK ROBERT G | CHIEF CREDIT OFFICER | Sale | 10,000 | $14.97 | $149,700 | 24,979 | Jan 30, 2024 |
| Rindone Raymond J | DEPUTY CFO | Tax Withholding | 371 | $14.20 | $5,268 | 17,049 | Dec 15, 2023 |
| Barker James Andrew | — | Purchase | 10,000 | $12.32 | $123,200 | 149,680 | Dec 12, 2023 |
| Curran Mary A | — | Award / Grant | 3,203 | — | — | 10,066 | Dec 8, 2023 |
| Schlogel Vania E | — | Award / Grant | 3,203 | — | — | 16,374 | Dec 8, 2023 |
| Schell Todd | — | Award / Grant | 3,203 | — | — | 3,203 | Dec 8, 2023 |
| Rice Joseph J | — | Award / Grant | 3,203 | — | — | 10,066 | Dec 8, 2023 |
| Thau Andrew | — | Award / Grant | 3,203 | — | — | 30,155 | Dec 8, 2023 |
| LESTER SUSAN E | — | Award / Grant | 3,203 | — | — | 36,922 | Dec 8, 2023 |
| EUSEY SHANNON F | — | Award / Grant | 3,203 | — | — | 18,152 | Dec 8, 2023 |