GLADSTONE CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GLADSTONE DAVID | CEO | Tax Withholding | 49,432 | $24.57 | $1,214,544 | 991,854 | Dec 4, 2006 |
| STELLJES GEORGE III | CIO | Option Exercise | 6,000 | $17.11 | $102,660 | 9,973 | Sep 28, 2006 |
| BRUBAKER TERRY LEE | COO | Option Exercise | 84,166 | $15.00 | $1,262,490 | 204,376 | Sep 26, 2006 |
| STELLJES GEORGE III | CIO | Sale | 6,000 | $22.18 | $133,080 | 4,973 | Sep 26, 2006 |
| GLADSTONE CAPITAL CORP | COO | Option Exercise | 84,166 | $15.00 | $1,262,490 | 204,376 | Sep 26, 2006 |
| STELLJES GEORGE III | CIO | Sale | 15,100 | $22.03 | $332,653 | 3,973 | Sep 26, 2006 |
| COULON MAURICE | — | Option Exercise | 6,400 | $19.71 | $126,144 | 6,400 | Sep 25, 2006 |
| COULON MAURICE | — | Sale | 3,600 | $22.40 | $80,640 | — | Sep 21, 2006 |
| ENGLISH MICHELA A | — | Option Exercise | 6,500 | $16.40 | $106,600 | 7,500 | Sep 20, 2006 |
| BRILL HARRY | CFO | Option Exercise | 6,666 | $15.00 | $99,990 | 17,166 | Sep 15, 2006 |
| ADELGREN PAUL W | — | Sale | 10,000 | $22.70 | $227,000 | 500 | Sep 13, 2006 |
| BRILL HARRY | CFO | Option Exercise | 5,850 | $15.00 | $87,750 | 16,350 | Sep 13, 2006 |
| BRILL HARRY | CFO | Sale | 15,850 | $22.70 | $359,795 | 10,500 | Sep 12, 2006 |
| ADELGREN PAUL W | — | Sale | 9,500 | $22.70 | $215,650 | 1,000 | Sep 12, 2006 |
| GLADSTONE DAVID | CEO and Chairman | Option Exercise | 406,666 | $15.00 | $6,099,990 | 1,041,278 | Sep 8, 2006 |
| DULLUM DAVID A R | — | Option Exercise | 3,069 | $15.75 | $48,337 | 5,069 | Sep 8, 2006 |
| DULLUM DAVID A R | — | Option Exercise | 827 | $15.75 | $13,025 | 2,827 | Aug 30, 2006 |
| DULLUM DAVID A R | — | Sale | 3,267 | $22.15 | $72,364 | 2,000 | Aug 15, 2006 |
| OUTLAND JOHN H | — | Purchase | 1,000 | $21.89 | $21,890 | 1,000 | Aug 14, 2006 |
| PARKER ANTHONY W | — | Sale | 10,000 | $21.90 | $219,000 | 3,951 | Aug 14, 2006 |
| PARKER ANTHONY W | — | Sale | 5,000 | $21.90 | $109,500 | 3,951 | Aug 10, 2006 |
| PARKER ANTHONY W | — | Sale | 2,150 | $21.99 | $47,279 | 3,951 | Aug 7, 2006 |
| DULLUM DAVID A R | — | Sale | 6,316 | $21.83 | $137,878 | 2,000 | Jun 29, 2006 |
| DULLUM DAVID A R | — | Sale | 1,021 | $21.70 | $22,156 | 2,000 | Jun 27, 2006 |
| DULLUM DAVID A R | — | Sale | 5,000 | $21.90 | $109,500 | 2,000 | Jun 19, 2006 |
| PARKER ANTHONY W | — | Purchase | 160 | $22.05 | $3,528 | 3,880 | May 31, 2006 |
| Mead Gerard | — | Purchase | 100 | $20.50 | $2,050 | 100 | Feb 27, 2006 |