GLADSTONE CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Marcotte Robert L | President | Purchase | 10,000 | $9.69 | $96,900 | 84,266 | Aug 7, 2014 |
| Marcotte Robert L | President | Purchase | 8,401 | $9.62 | $80,818 | 74,266 | Aug 6, 2014 |
| Marcotte Robert L | President | Purchase | 11,400 | $9.51 | $108,414 | 65,865 | Aug 5, 2014 |
| Marcotte Robert L | President | Purchase | 14,000 | $9.78 | $136,920 | 54,465 | May 28, 2014 |
| Marcotte Robert L | President | Purchase | 3,324 | $9.73 | $32,343 | 23,134 | May 27, 2014 |
| LiCalsi Michael | Internal Counsel and Secretary | Purchase | 100 | $9.74 | $974 | 2,215 | Mar 14, 2014 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 2,174 | $10.13 | $22,026 | 114,210 | Mar 3, 2014 |
| Morrison Melissa | Chief Financial Officer | Purchase | 125 | $9.59 | $1,199 | 250 | Feb 11, 2014 |
| Marcotte Robert L | President | Purchase | 12,500 | $9.37 | $117,125 | 12,500 | Feb 10, 2014 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 4,200 | $9.85 | $41,370 | — | Nov 29, 2013 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 22,987 | $9.79 | $225,043 | 4,200 | Nov 26, 2013 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 15,000 | $9.30 | $139,500 | 45,144 | Mar 12, 2013 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 5,000 | $9.25 | $46,250 | 60,114 | Mar 8, 2013 |
| ENGLISH MICHELA A | — | Sale | 61 | $8.96 | $547 | 3,466 | Feb 27, 2013 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 4,996 | $9.20 | $45,963 | 65,114 | Feb 15, 2013 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 4 | $9.20 | $37 | 70,110 | Feb 13, 2013 |
| PARKER ANTHONY W | — | Sale | 58 | $9.03 | $520 | — | Feb 5, 2013 |
| PARKER ANTHONY W | — | Sale | 5,433 | $8.98 | $48,792 | 2,132 | Feb 1, 2013 |
| ADELGREN PAUL W | — | Purchase | 575 | $8.75 | $5,031 | 5,238 | Sep 10, 2012 |
| ADELGREN PAUL W | — | Purchase | 710 | $8.51 | $6,042 | 4,428 | Mar 8, 2012 |
| Morrison Melissa | CAO | Purchase | 125 | $8.32 | $1,040 | 125 | Feb 23, 2012 |
| Mead Gerard | — | Purchase | 300 | $6.88 | $2,064 | 4,171 | Sep 29, 2011 |
| Mead Gerard | — | Purchase | 300 | $7.28 | $2,184 | 3,737 | Sep 22, 2011 |
| GLADSTONE DAVID | CEO | Purchase | 10,000 | $7.85 | $78,500 | 1,125,651 | Aug 12, 2011 |
| Watson David Hibbert | CFO | Purchase | 100 | $9.80 | $980 | 100 | May 23, 2011 |
| Mead Gerard | — | Purchase | 100 | $10.22 | $1,022 | 3,237 | May 23, 2011 |
| ADELGREN PAUL W | — | Purchase | 650 | $11.18 | $7,267 | 3,362 | Feb 24, 2011 |
| Reilly John | — | Purchase | 3,000 | $11.29 | $33,870 | 3,400 | Feb 11, 2011 |
| Mead Gerard | — | Purchase | 100 | $10.44 | $1,044 | 2,958 | Aug 19, 2010 |
| LiCalsi Michael | Internal Counsel; Asst. Secret | Purchase | 507 | $10.45 | $5,298 | 507 | Aug 12, 2010 |
| LiCalsi Michael | Internal Counsel; Asst. Secret | Purchase | 1,500 | $10.03 | $15,045 | 1,500 | May 20, 2010 |
| Mead Gerard | — | Purchase | 100 | $10.44 | $1,044 | 2,825 | May 7, 2010 |
| ADELGREN PAUL W | — | Purchase | 450 | $11.76 | $5,292 | 2,540 | Mar 19, 2010 |
| ENGLISH MICHELA A | — | Purchase | 1,000 | $8.63 | $8,630 | 3,500 | Feb 12, 2010 |
| ADELGREN PAUL W | — | Purchase | 690 | $5.67 | $3,912 | 1,933 | Mar 5, 2009 |
| BRUBAKER TERRY LEE | COO | Sale | 700 | $7.44 | $5,208 | 195,324 | Dec 30, 2008 |
| Cheetham Kevin | — | Purchase | 350 | $15.03 | $5,261 | 950 | Jun 30, 2008 |
| STELLJES GEORGE III | Chief Investment Officer | Purchase | 1,000 | $15.43 | $15,430 | 11,743 | Jun 27, 2008 |
| Cheetham Kevin | — | Purchase | 300 | $16.20 | $4,860 | 600 | Mar 7, 2008 |
| Mead Gerard | — | Purchase | 500 | $17.68 | $8,840 | 2,062 | Dec 28, 2007 |
| Mead Gerard | — | Purchase | 100 | $18.66 | $1,866 | 1,062 | Dec 18, 2007 |
| Cheetham Kevin | — | Purchase | 300 | $19.17 | $5,751 | 300 | Sep 14, 2007 |
| STELLJES GEORGE III | Chief Investment Officer | Purchase | 1,000 | $20.95 | $20,950 | 10,109 | Aug 24, 2007 |
| Gerson Gary | Treasurer | Purchase | 150 | $20.60 | $3,090 | 150 | Aug 24, 2007 |
| STELLJES GEORGE III | Chief Investment Officer | Purchase | 5,000 | $20.80 | $104,000 | 9,109 | Aug 20, 2007 |
| Mead Gerard | — | Purchase | 100 | $21.44 | $2,144 | 927 | Jun 29, 2007 |
| Mead Gerard | — | Purchase | 100 | $21.44 | $2,144 | 1,027 | Jun 29, 2007 |
| Mead Gerard | — | Purchase | 400 | $21.44 | $8,576 | 808 | Mar 13, 2007 |
| Mead Gerard | — | Purchase | 300 | $22.22 | $6,666 | 408 | Feb 27, 2007 |
| BRUBAKER TERRY LEE | COO | Tax Withholding | 8,352 | $25.21 | $210,554 | 196,024 | Dec 22, 2006 |