GLADSTONE CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 496 | $20.16 | $9,999 | 3,095 | Nov 20, 2025 |
| ENGLISH MICHELA A | — | Sale | 225 | $23.69 | $5,330 | 569 | Apr 11, 2025 |
| Marcotte Bob | President | Sale | 15,500 | $27.35 | $423,925 | 248,210 | Dec 11, 2024 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 230 | $10.85 | $2,496 | 3,742 | Feb 22, 2022 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 763 | $6.55 | $4,998 | 763 | Mar 16, 2020 |
| LiCalsi Michael | General Counsel and Secretary | Purchase | 1,000 | $6.74 | $6,740 | 8,339 | Mar 16, 2020 |
| Marcotte Robert L | President | Purchase | 5,000 | $6.99 | $34,950 | 503,942 | Mar 12, 2020 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 476 | $7.01 | $3,337 | 2,975 | Mar 12, 2020 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 254 | $7.90 | $2,007 | 2,499 | Mar 9, 2020 |
| Marcotte Robert L | President | Purchase | 5,000 | $9.44 | $47,200 | 491,252 | Feb 25, 2020 |
| Marcotte Robert L | President | Purchase | 9,000 | $8.30 | $74,700 | 460,037 | Dec 7, 2018 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 582 | $8.62 | $5,017 | 1,994 | Nov 21, 2018 |
| Marcotte Robert L | President | Purchase | 10,000 | $8.71 | $87,100 | 448,255 | Nov 20, 2018 |
| GLADSTONE DAVID | CEO | Other | 26,405 | $9.55 | $252,168 | 26,405 | Sep 19, 2018 |
| Marcotte Robert L | President | Purchase | 10,000 | $8.91 | $89,100 | 423,264 | May 8, 2018 |
| Merrick Caren D | — | Purchase | 1,000 | $9.03 | $9,030 | 2,835 | Feb 8, 2018 |
| Schaltenbrand Nicole Frances Dubas | CFO and Treasurer | Purchase | 1,329 | $9.02 | $11,988 | 1,329 | Feb 8, 2018 |
| GLADSTONE DAVID | CEO | Purchase | 1,000 | $9.12 | $9,120 | 1,169,719 | Feb 8, 2018 |
| Marcotte Robert L | President | Purchase | 11,400 | $9.04 | $103,056 | 405,517 | Feb 8, 2018 |
| Marcotte Robert L | President | Purchase | 8,200 | $9.40 | $77,080 | 393,641 | Dec 15, 2017 |
| Marcotte Robert L | President | Purchase | 4,329 | $9.79 | $42,381 | 381,770 | Nov 29, 2017 |
| WILKINSON WALTER H | — | Purchase | 6,134 | $9.79 | $60,052 | 13,517 | Nov 27, 2017 |
| Marcotte Robert L | President | Purchase | 4,000 | $9.22 | $36,880 | 370,720 | Aug 31, 2017 |
| Marcotte Robert L | President | Purchase | 9,900 | $8.96 | $88,704 | 353,643 | Mar 9, 2017 |
| Marcotte Robert L | President | Sale | 20 | $9.16 | $183 | 343,643 | Mar 7, 2017 |
| Marcotte Robert L | President | Purchase | 3,000 | $9.11 | $27,330 | 343,663 | Feb 28, 2017 |
| BRUBAKER TERRY LEE | COO | Sale | 93,334 | $8.92 | $832,539 | — | Dec 12, 2016 |
| Marcotte Robert L | President | Purchase | 25,000 | $7.98 | $199,500 | 321,950 | Oct 25, 2016 |
| Marcotte Robert L | President | Purchase | 4,000 | $8.52 | $34,080 | 294,758 | Aug 19, 2016 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 16,276 | $8.39 | $136,556 | 93,334 | Aug 12, 2016 |
| Marcotte Robert L | President | Purchase | 8,000 | $8.35 | $66,800 | 286,758 | Aug 11, 2016 |
| Marcotte Robert L | President | Purchase | 5,000 | $7.01 | $35,050 | 271,881 | May 20, 2016 |
| Marcotte Robert L | President | Purchase | 6,000 | $7.13 | $42,780 | 262,429 | Mar 4, 2016 |
| GLADSTONE DAVID | CEO | Purchase | 3,925 | $6.37 | $25,002 | 1,168,719 | Feb 26, 2016 |
| Dellafiora John | Chief Compliance Officer | Purchase | 200 | $6.75 | $1,350 | 200 | Dec 15, 2015 |
| Marcotte Robert L | President | Purchase | 10,000 | $6.67 | $66,700 | 249,084 | Dec 15, 2015 |
| LiCalsi Michael | — | Purchase | 3,000 | $6.46 | $19,380 | 6,598 | Dec 15, 2015 |
| Marcotte Robert L | President | Purchase | 10,000 | $7.97 | $79,700 | 239,084 | Dec 11, 2015 |
| Marcotte Robert L | President | Purchase | 3,000 | $8.73 | $26,190 | 227,084 | Dec 4, 2015 |
| Marcotte Robert L | President | Purchase | 75,000 | $8.55 | $641,250 | 221,111 | Oct 27, 2015 |
| Merrick Caren D | — | Purchase | 1,835 | $8.17 | $14,992 | 1,835 | Jun 1, 2015 |
| Marcotte Robert L | President | Purchase | 1,200 | $7.98 | $9,576 | 141,287 | May 29, 2015 |
| Marcotte Robert L | President | Purchase | 3,500 | $8.79 | $30,765 | 132,231 | May 21, 2015 |
| Marcotte Robert L | President | Purchase | 3,500 | $8.52 | $29,820 | 128,731 | May 12, 2015 |
| WILKINSON WALTER H | — | Purchase | 5,750 | $8.67 | $49,853 | 5,750 | May 12, 2015 |
| Marcotte Robert L | President | Purchase | 4,200 | $7.94 | $33,348 | 113,466 | Feb 20, 2015 |
| Marcotte Robert L | President | Purchase | 13,700 | $8.70 | $119,190 | 109,266 | Dec 10, 2014 |
| Marcotte Robert L | President | Purchase | 1,000 | $8.67 | $8,670 | 95,266 | Dec 9, 2014 |
| Morrison Melissa | Chief Financial Officer | Purchase | 125 | $9.69 | $1,211 | 375 | Sep 4, 2014 |
| Marcotte Robert L | President | Purchase | 10,000 | $9.74 | $97,400 | 94,266 | Aug 8, 2014 |