PRINCIPAL FINANCIAL GROUP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pickerell Blair | — | Award / Grant | 244 | — | — | 29,201 | Jun 30, 2023 |
| Muruzabal Claudio | — | Award / Grant | 64 | — | — | 5,376 | Jun 30, 2023 |
| Mitchell H Elizabeth | — | Award / Grant | 44 | — | — | 5,249 | Jun 30, 2023 |
| Lamarque Natalie | EVP, General Counsel, and Secr | Award / Grant | 702 | — | — | 83,899 | Jun 30, 2023 |
| Kay Kathleen B | Chief Information Officer | Award / Grant | 189 | — | — | 14,424 | Jun 30, 2023 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 191 | — | — | 24,664 | Jun 30, 2023 |
| Friedrich Amy Christine | President - USIS | Award / Grant | 203 | — | — | 66,948 | Jun 30, 2023 |
| Valdes Luis E. | Executive Chairman, Latam | Award / Grant | 25 | — | — | 27,614 | Jun 30, 2023 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | Award / Grant | 179 | — | — | 84,552 | Jun 30, 2023 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 315 | — | — | 54,062 | Jun 30, 2023 |
| McCullum Kenneth A. | SVP & Chief Risk Officer | Award / Grant | 102 | — | — | 29,347 | Jun 30, 2023 |
| RIVERA ALFREDO | — | Award / Grant | 80 | — | — | 8,073 | Jun 30, 2023 |
| Mills Scott | — | Award / Grant | 216 | — | — | 25,885 | Jun 30, 2023 |
| Walker Roberto | EVP, Principal Latin American | Award / Grant | 289 | — | — | 40,433 | Jun 30, 2023 |
| Halter Patrick Gregory | President and CEO - PAM | Award / Grant | 171 | — | — | 115,943 | Jun 30, 2023 |
| BEAMS MALIZ E | — | Award / Grant | 72 | — | — | 8,631 | Jun 30, 2023 |
| CARTER MILLER JOYCELYN | — | Award / Grant | 631 | — | — | 75,548 | Jun 30, 2023 |
| HOCHSCHILD ROGER C | — | Award / Grant | 257 | — | — | 30,684 | Jun 30, 2023 |
| Auerbach Jonathan | — | Award / Grant | 130 | — | — | 13,855 | Jun 30, 2023 |
| Houston Daniel Joseph | Chairman, President & CEO | Award / Grant | 586 | — | — | 154,229 | May 22, 2023 |
| Auerbach Jonathan | — | Award / Grant | 2,750 | — | — | 13,725 | May 16, 2023 |
| BEAMS MALIZ E | — | Award / Grant | 2,750 | — | — | 8,559 | May 16, 2023 |
| CARTER MILLER JOYCELYN | — | Award / Grant | 2,750 | — | — | 74,917 | May 16, 2023 |
| HOCHSCHILD ROGER C | — | Award / Grant | 2,750 | — | — | 30,427 | May 16, 2023 |
| Mills Scott | — | Award / Grant | 2,750 | — | — | 25,669 | May 16, 2023 |
| Mitchell H Elizabeth | — | Award / Grant | 2,750 | — | — | 5,205 | May 16, 2023 |
| Muruzabal Claudio | — | Award / Grant | 2,750 | — | — | 5,312 | May 16, 2023 |
| Nordin Diane C | — | Award / Grant | 2,750 | — | — | 21,381 | May 16, 2023 |
| Pickerell Blair | — | Award / Grant | 2,750 | — | — | 28,957 | May 16, 2023 |
| RIVERA ALFREDO | — | Award / Grant | 2,750 | — | — | 7,993 | May 16, 2023 |
| Richer Clare Stack | — | Award / Grant | 2,750 | — | — | 12,531 | May 16, 2023 |
| Auerbach Jonathan | — | Award / Grant | 108 | — | — | 10,975 | Mar 31, 2023 |
| BEAMS MALIZ E | — | Award / Grant | 50 | — | — | 5,809 | Mar 31, 2023 |
| CARTER MILLER JOYCELYN | — | Award / Grant | 615 | — | — | 72,167 | Mar 31, 2023 |
| DAN MICHAEL T | — | Award / Grant | 356 | — | — | 54,970 | Mar 31, 2023 |
| HOCHSCHILD ROGER C | — | Award / Grant | 236 | — | — | 27,677 | Mar 31, 2023 |
| Mills Scott | — | Award / Grant | 196 | — | — | 22,919 | Mar 31, 2023 |
| Mitchell H Elizabeth | — | Award / Grant | 21 | — | — | 2,455 | Mar 31, 2023 |
| Muruzabal Claudio | — | Award / Grant | 41 | — | — | 2,562 | Mar 31, 2023 |
| Nordin Diane C | — | Award / Grant | 159 | — | — | 18,631 | Mar 31, 2023 |
| Pickerell Blair | — | Award / Grant | 224 | — | — | 26,207 | Mar 31, 2023 |
| Richer Clare Stack | — | Award / Grant | 84 | — | — | 9,781 | Mar 31, 2023 |
| RIVERA ALFREDO | — | Award / Grant | 58 | — | — | 5,243 | Mar 31, 2023 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 322 | — | — | 53,743 | Mar 31, 2023 |
| STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | Award / Grant | 107 | — | — | 57,845 | Mar 31, 2023 |
| McCullum Kenneth A. | SVP & Chief Risk Officer | Award / Grant | 105 | — | — | 32,938 | Mar 31, 2023 |
| Walker Roberto | EVP, Principal Latin American | Award / Grant | 298 | — | — | 40,063 | Mar 31, 2023 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 194 | — | — | 24,157 | Mar 31, 2023 |
| Lamarque Natalie | EVP, General Counsel, and Secr | Award / Grant | 710 | — | — | 83,197 | Mar 31, 2023 |
| Kay Kathleen B | Chief Information Officer | Award / Grant | 246 | — | — | 14,235 | Mar 31, 2023 |