PRINCIPAL FINANCIAL GROUP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STRABLE-SOETHOUT DEANNA D | President and CEO | Disposition | 20,715 | $90.05 | $1,865,386 | 153,468 | Dec 23, 2025 |
| Mitchell H Elizabeth | — | Award / Grant | 95 | — | — | 10,845 | Dec 19, 2025 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 520 | — | — | 61,588 | Dec 19, 2025 |
| Pitz Joel | CFO | Award / Grant | 180 | — | — | 33,104 | Dec 19, 2025 |
| McCullum Kenneth A. | EVP - Chief Risk Officer | Award / Grant | 82 | — | — | 40,659 | Dec 19, 2025 |
| Djurasovic George | Interim General Counsel | Award / Grant | 149 | — | — | 16,943 | Dec 19, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Award / Grant | 77 | — | — | 62,552 | Dec 19, 2025 |
| Kay Kathleen B | EVP-Chief Information Officer | Award / Grant | 384 | — | — | 35,165 | Dec 19, 2025 |
| Friedrich Amy Christine | President - Benefits & Protect | Award / Grant | 548 | — | — | 91,749 | Dec 19, 2025 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 564 | — | — | 82,006 | Dec 19, 2025 |
| Bhatia Kamal | President and CEO - PAM | Award / Grant | 469 | — | — | 61,771 | Dec 19, 2025 |
| Agrawal Vivek | EVP & Chief Growth Officer | Award / Grant | 182 | — | — | 33,238 | Dec 19, 2025 |
| RIVERA ALFREDO | — | Award / Grant | 137 | — | — | 14,075 | Dec 19, 2025 |
| Richer Clare Stack | — | Award / Grant | 167 | — | — | 18,922 | Dec 19, 2025 |
| Pickerell Blair | — | Award / Grant | 326 | — | — | 37,031 | Dec 19, 2025 |
| Nordin Diane C | — | Award / Grant | 253 | — | — | 28,681 | Dec 19, 2025 |
| Muruzabal Claudio | — | Award / Grant | 119 | — | — | 11,198 | Dec 19, 2025 |
| Carter Miller Jocelyn | — | Award / Grant | 770 | — | — | 87,682 | Dec 19, 2025 |
| Beams Mary E. | — | Award / Grant | 128 | — | — | 14,543 | Dec 19, 2025 |
| HOCHSCHILD ROGER C | — | Award / Grant | 340 | — | — | 38,653 | Dec 19, 2025 |
| Mills Scott | — | Award / Grant | 294 | — | — | 33,405 | Dec 19, 2025 |
| Auerbach Jonathan | — | Award / Grant | 194 | — | — | 20,408 | Dec 19, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Award / Grant | 500 | $37.38 | $18,690 | 153,450 | Dec 19, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Disposition | 8,388 | $90.09 | $755,675 | 152,950 | Dec 18, 2025 |
| McCullum Kenneth A. | EVP - Chief Risk Officer | Disposition | 5,130 | $90.08 | $462,110 | 40,577 | Dec 10, 2025 |
| Bhatia Kamal | President and CEO - PAM | Disposition | 2,921 | $90.03 | $262,978 | 61,302 | Dec 10, 2025 |
| Friedrich Amy Christine | President - Benefits & Protect | Gift | 1,524 | — | — | 91,144 | Dec 4, 2025 |
| Cheong Wee Yee | EVP, Principal Asia | Sale | 1,887 | $85.04 | $160,470 | 81,421 | Nov 12, 2025 |
| Mitchell H Elizabeth | — | Award / Grant | 101 | — | — | 10,750 | Sep 26, 2025 |
| HOCHSCHILD ROGER C | — | Award / Grant | 358 | — | — | 38,313 | Sep 26, 2025 |
| Mills Scott | — | Award / Grant | 310 | — | — | 33,111 | Sep 26, 2025 |
| Auerbach Jonathan | — | Award / Grant | 205 | — | — | 20,214 | Sep 26, 2025 |
| Beams Mary E. | — | Award / Grant | 135 | — | — | 14,415 | Sep 26, 2025 |
| Carter Miller Jocelyn | — | Award / Grant | 811 | — | — | 86,912 | Sep 26, 2025 |
| Muruzabal Claudio | — | Award / Grant | 125 | — | — | 11,079 | Sep 26, 2025 |
| Nordin Diane C | — | Award / Grant | 266 | — | — | 28,428 | Sep 26, 2025 |
| Djurasovic George | Interim General Counsel | Award / Grant | 157 | — | — | 16,794 | Sep 26, 2025 |
| Pickerell Blair | — | Award / Grant | 343 | — | — | 36,705 | Sep 26, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Award / Grant | 81 | — | — | 62,475 | Sep 26, 2025 |
| Richer Clare Stack | — | Award / Grant | 175 | — | — | 18,755 | Sep 26, 2025 |
| Pitz Joel | CFO | Award / Grant | 189 | — | — | 32,748 | Sep 26, 2025 |
| RIVERA ALFREDO | — | Award / Grant | 145 | — | — | 13,938 | Sep 26, 2025 |
| McCullum Kenneth A. | EVP - Chief Risk Officer | Award / Grant | 86 | — | — | 40,577 | Sep 26, 2025 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 548 | — | — | 61,016 | Sep 26, 2025 |
| Kay Kathleen B | EVP-Chief Information Officer | Award / Grant | 404 | — | — | 34,781 | Sep 26, 2025 |
| Friedrich Amy Christine | President - Benefits & Protect | Award / Grant | 576 | — | — | 92,668 | Sep 26, 2025 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 613 | — | — | 83,308 | Sep 26, 2025 |
| Bhatia Kamal | President and CEO - PAM | Award / Grant | 521 | — | — | 64,223 | Sep 26, 2025 |
| Agrawal Vivek | EVP & Chief Growth Officer | Award / Grant | 191 | — | — | 33,056 | Sep 26, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Award / Grant | 549 | — | — | 152,405 | Jun 27, 2025 |