PRINCIPAL FINANCIAL GROUP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pitz Joel | CFO | Award / Grant | 3 | — | — | 2,580 | Jun 27, 2025 |
| Houston Daniel Joseph | Executive Chairman | Award / Grant | 859 | — | — | 271,613 | Jun 27, 2025 |
| McCullum Kenneth A. | EVP - Chief Risk Officer | Award / Grant | 87 | — | — | 40,491 | Jun 27, 2025 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 550 | — | — | 60,441 | Jun 27, 2025 |
| Kay Kathleen B | EVP-Chief Information Officer | Award / Grant | 405 | — | — | 34,377 | Jun 27, 2025 |
| Friedrich Amy Christine | President - Benefits & Protect | Award / Grant | 579 | — | — | 92,061 | Jun 27, 2025 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 617 | — | — | 82,684 | Jun 27, 2025 |
| Lamarque Natalie | EVP, General Counsel, and Secr | Award / Grant | 800 | — | — | 100,573 | Jun 27, 2025 |
| Bhatia Kamal | President and CEO - PAM | Award / Grant | 523 | — | — | 63,702 | Jun 27, 2025 |
| Agrawal Vivek | EVP & Chief Growth Officer | Award / Grant | 192 | — | — | 32,865 | Jun 27, 2025 |
| RIVERA ALFREDO | — | Award / Grant | 146 | — | — | 13,793 | Jun 27, 2025 |
| Richer Clare Stack | — | Award / Grant | 177 | — | — | 18,580 | Jun 27, 2025 |
| Pickerell Blair | — | Award / Grant | 346 | — | — | 36,362 | Jun 27, 2025 |
| Nordin Diane C | — | Award / Grant | 268 | — | — | 28,162 | Jun 27, 2025 |
| Muruzabal Claudio | — | Award / Grant | 126 | — | — | 10,954 | Jun 27, 2025 |
| Carter Miller Jocelyn | — | Award / Grant | 817 | — | — | 86,101 | Jun 27, 2025 |
| Beams Mary E. | — | Award / Grant | 136 | — | — | 14,280 | Jun 27, 2025 |
| Auerbach Jonathan | — | Award / Grant | 206 | — | — | 20,009 | Jun 27, 2025 |
| Mills Scott | — | Award / Grant | 312 | — | — | 32,801 | Jun 27, 2025 |
| HOCHSCHILD ROGER C | — | Award / Grant | 361 | — | — | 37,955 | Jun 27, 2025 |
| Mitchell H Elizabeth | — | Award / Grant | 101 | — | — | 10,649 | Jun 27, 2025 |
| RIVERA ALFREDO | — | Award / Grant | 2,484 | — | — | 13,647 | May 20, 2025 |
| Richer Clare Stack | — | Award / Grant | 2,484 | — | — | 18,403 | May 20, 2025 |
| Pickerell Blair | — | Award / Grant | 2,484 | — | — | 36,016 | May 20, 2025 |
| Nordin Diane C | — | Award / Grant | 2,484 | — | — | 27,894 | May 20, 2025 |
| Muruzabal Claudio | — | Award / Grant | 2,484 | — | — | 10,828 | May 20, 2025 |
| Mitchell H Elizabeth | — | Award / Grant | 2,484 | — | — | 10,548 | May 20, 2025 |
| Mills Scott | — | Award / Grant | 2,484 | — | — | 32,489 | May 20, 2025 |
| HOCHSCHILD ROGER C | — | Award / Grant | 2,484 | — | — | 37,594 | May 20, 2025 |
| CARTER MILLER JOYCELYN | — | Award / Grant | 2,484 | — | — | 85,284 | May 20, 2025 |
| BEAMS MALIZ E | — | Award / Grant | 2,484 | — | — | 14,144 | May 20, 2025 |
| Auerbach Jonathan | — | Award / Grant | 2,484 | — | — | 19,803 | May 20, 2025 |
| STRABLE-SOETHOUT DEANNA D | President and CEO | Award / Grant | 86 | — | — | 62,302 | Mar 28, 2025 |
| Pitz Joel | Interim CFO | Award / Grant | 177 | — | — | 31,892 | Mar 28, 2025 |
| Houston Daniel Joseph | Executive Chairman | Award / Grant | 1,479 | — | — | 270,449 | Mar 28, 2025 |
| McCullum Kenneth A. | EVP - Chief Risk Officer | Award / Grant | 81 | — | — | 40,404 | Mar 28, 2025 |
| LITTLEFIELD CHRISTOPHER J | President - RIS | Award / Grant | 510 | — | — | 59,567 | Mar 28, 2025 |
| Kay Kathleen B | EVP-Chief Information Officer | Award / Grant | 376 | — | — | 33,972 | Mar 28, 2025 |
| HOCHSCHILD ROGER C | — | Award / Grant | 314 | — | — | 35,110 | Mar 28, 2025 |
| Lamarque Natalie | EVP, General Counsel, and Secr | Award / Grant | 744 | — | — | 99,773 | Mar 28, 2025 |
| Friedrich Amy Christine | President - Benefits & Protect | Award / Grant | 537 | — | — | 91,452 | Mar 28, 2025 |
| Cheong Wee Yee | EVP, Principal Asia | Award / Grant | 573 | — | — | 81,758 | Mar 28, 2025 |
| Bhatia Kamal | President and CEO - PAM | Award / Grant | 485 | — | — | 63,179 | Mar 28, 2025 |
| Agrawal Vivek | EVP & Chief Growth Officer | Award / Grant | 179 | — | — | 32,673 | Mar 28, 2025 |
| RIVERA ALFREDO | — | Award / Grant | 114 | — | — | 11,163 | Mar 28, 2025 |
| Richer Clare Stack | — | Award / Grant | 142 | — | — | 15,919 | Mar 28, 2025 |
| Pickerell Blair | — | Award / Grant | 300 | — | — | 33,532 | Mar 28, 2025 |
| Nordin Diane C | — | Award / Grant | 228 | — | — | 25,410 | Mar 28, 2025 |
| Muruzabal Claudio | — | Award / Grant | 95 | — | — | 8,344 | Mar 28, 2025 |
| Mitchell H Elizabeth | — | Award / Grant | 72 | — | — | 8,064 | Mar 28, 2025 |