AWARE INC /MA/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Faubert Peter R. | — | Option Exercise | 6,904 | — | — | 34,906 | Jan 3, 2023 |
| Evee Gary | — | Option Exercise | 6,166 | — | — | 21,317 | Jan 3, 2023 |
| Connolly Brian D | — | Option Exercise | 7,574 | — | — | 131,246 | Jan 3, 2023 |
| STAFFORD JOHN S III | — | Option Exercise | 6,233 | — | — | 5,028,077 | Jan 3, 2023 |
| Eckel Robert A | CEO & President | Purchase | 14,000 | $1.70 | $23,800 | 263,497 | Nov 10, 2022 |
| STAFFORD JOHN S III | — | Purchase | 223,877 | $1.63 | $364,920 | 4,950,536 | Nov 10, 2022 |
| Barcelo David Brian | Chief Financial Officer | Purchase | 10,000 | $1.47 | $14,700 | 64,390 | Nov 3, 2022 |
| Eckel Robert A | CEO & President | Purchase | 25,000 | $1.55 | $38,750 | 249,497 | Nov 2, 2022 |
| Eckel Robert A | CEO & President | Option Exercise | 20,000 | — | — | 224,497 | Sep 19, 2022 |
| STAFFORD JOHN S III | — | Other | 4,621,368 | — | — | — | Sep 16, 2022 |
| Barcelo David Brian | Chief Financial Officer | Purchase | 590 | $2.00 | $1,180 | 54,390 | Sep 1, 2022 |
| Lazzouni Mohamed | Chief Technical Officer | Purchase | 5,000 | $2.15 | $10,750 | 40,907 | Aug 3, 2022 |
| Eckel Robert A | CEO & President | Purchase | 7,000 | $2.09 | $14,630 | 204,497 | Aug 1, 2022 |
| STAFFORD JOHN S III | — | Option Exercise | 6,233 | — | — | 96,291 | Jul 1, 2022 |
| Lazzouni Mohamed | Chief Technical Officer | Option Exercise | 7,515 | — | — | 35,907 | Jul 1, 2022 |
| Johnstone Brent P | — | Option Exercise | 9,584 | — | — | 129,078 | Jul 1, 2022 |
| Faubert Peter R. | — | Option Exercise | 6,903 | — | — | 28,002 | Jul 1, 2022 |
| Evee Gary | — | Option Exercise | 6,166 | — | — | 15,151 | Jul 1, 2022 |
| Connolly Brian D | — | Option Exercise | 7,573 | — | — | 123,672 | Jul 1, 2022 |
| Barcelo David Brian | Chief Financial Officer | Purchase | 1,449 | $2.40 | $3,478 | 49,390 | Jun 15, 2022 |
| Eckel Robert A | CEO & President | Purchase | 2,690 | $2.72 | $7,317 | 192,888 | May 18, 2022 |
| Eckel Robert A | CEO & President | Purchase | 3,004 | $2.75 | $8,261 | 190,198 | May 17, 2022 |
| Lazzouni Mohamed | Chief Technical Officer | Purchase | 5,000 | $2.68 | $13,400 | 28,392 | May 16, 2022 |
| Eckel Robert A | CEO & President | Purchase | 10,000 | $2.83 | $28,300 | 187,194 | May 4, 2022 |
| Johnstone Brent P | — | Award / Grant | 7,664 | — | — | 119,494 | Dec 31, 2021 |
| Evee Gary | — | Award / Grant | 4,493 | — | — | 8,985 | Dec 31, 2021 |
| Faubert Peter R. | — | Award / Grant | 5,550 | — | — | 21,099 | Dec 31, 2021 |
| Connolly Brian D | — | Award / Grant | 5,550 | — | — | 116,099 | Dec 31, 2021 |
| STAFFORD JOHN S III | — | Award / Grant | 5,021 | — | — | 90,058 | Dec 31, 2021 |
| STAFFORD JOHN S III | — | Purchase | 50,000 | $3.09 | $154,500 | 65,021 | Dec 6, 2021 |
| Mungovan Robert M | Chief Commercial Officer | Option Exercise | 10,000 | — | — | 146,280 | Oct 1, 2021 |
| Eckel Robert A | CEO & President | Option Exercise | 20,000 | — | — | 174,253 | Sep 19, 2021 |
| Johnstone Brent P | — | Award / Grant | 7,664 | — | — | 111,830 | Jun 30, 2021 |
| Evee Gary | — | Award / Grant | 4,492 | — | — | 4,492 | Jun 30, 2021 |
| STAFFORD JOHN S III | — | Award / Grant | 5,021 | — | — | 15,021 | Jun 30, 2021 |
| Faubert Peter R. | — | Award / Grant | 5,549 | — | — | 15,549 | Jun 30, 2021 |
| Connolly Brian D | — | Award / Grant | 5,549 | — | — | 110,549 | Jun 30, 2021 |
| Eckel Robert A | CEO & President | Purchase | 10,000 | $3.51 | $35,100 | 153,422 | May 14, 2021 |
| Eckel Robert A | CEO & President | Tax Withholding | 10,000 | $3.51 | $35,100 | 153,422 | May 14, 2021 |
| Lazzouni Mohamed | Chief Technical Officer | Option Exercise | 14,732 | — | — | 23,392 | Dec 31, 2020 |
| Johnstone Brent P | — | Award / Grant | 10,000 | — | — | 104,166 | Dec 31, 2020 |
| Faubert Peter R. | — | Award / Grant | 5,000 | — | — | 10,000 | Dec 31, 2020 |
| Mungovan Robert M | Chief Commercial Officer | Option Exercise | 12,500 | — | — | 136,280 | Dec 31, 2020 |
| STAFFORD JOHN S III | — | Award / Grant | 5,000 | — | — | 10,000 | Dec 31, 2020 |
| Eckel Robert A | CEO and President | Award / Grant | 25,000 | — | — | 144,422 | Dec 31, 2020 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 105,000 | Dec 31, 2020 |
| Barcelo David Brian | Chief Financial Officer | Option Exercise | 10,000 | — | — | 35,000 | Dec 31, 2020 |
| Barcelo David Brian | Chief Financial Officer | Purchase | 10,000 | $2.79 | $27,900 | 10,000 | Nov 18, 2020 |
| Eckel Robert A | CEO and President | Purchase | 5,000 | $2.79 | $13,950 | 112,422 | Nov 18, 2020 |
| Mungovan Robert M | Chief Commercial Officer | Option Exercise | 10,000 | — | — | 123,780 | Oct 1, 2020 |