AWARE INC /MA/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Eckel Robert A | CEO and President | Option Exercise | 20,000 | — | — | 107,422 | Sep 19, 2020 |
| STAFFORD JOHN S III | — | Purchase | 5,000 | $2.72 | $13,600 | 10,000 | Aug 19, 2020 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 5,000 | Jul 1, 2020 |
| Connolly Brian D | — | Option Exercise | 5,000 | — | — | 100,000 | Jun 30, 2020 |
| Johnstone Brent P | — | Option Exercise | 10,000 | — | — | 94,166 | Jun 30, 2020 |
| Eckel Robert A | See Remarks | Option Exercise | 25,000 | — | — | 87,422 | Jun 30, 2020 |
| Faubert Peter R. | — | Option Exercise | 5,000 | — | — | 5,000 | Jun 30, 2020 |
| Lazzouni Mohamed | Chief Technical Officer | Tax Withholding | 3,840 | $3.22 | $12,365 | 8,660 | Jun 30, 2020 |
| Mungovan Robert M | Chief Commercial Officer | Option Exercise | 12,500 | — | — | 113,780 | Jun 30, 2020 |
| Barcelo David Brian | Chief Financial Officer | Option Exercise | 10,000 | — | — | 10,000 | Jun 30, 2020 |
| STAFFORD JOHN S III | — | Other | 4,621,368 | — | — | — | Jun 4, 2020 |
| Eckel Robert A | CEO and President | Purchase | 200 | $2.72 | $544 | 62,422 | May 7, 2020 |
| STAFFORD JOHN S III | — | Purchase | 14,000 | $2.65 | $37,100 | 4,591,182 | Mar 16, 2020 |
| Ronin Capital, LLC | — | Option Exercise | 5,000 | — | — | 4,577,182 | Jan 2, 2020 |
| Russell Kevin Thomas | Chief Legal and Admin. Officer | Award / Grant | 9,755 | — | — | 239,447 | Jan 2, 2020 |
| MOBERG RICHARD P | — | Award / Grant | 5,000 | — | — | 133,890 | Jan 2, 2020 |
| Mungovan Robert M | Chief Commercial Officer | Award / Grant | 7,500 | — | — | 101,280 | Jan 2, 2020 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 201,401 | Jan 2, 2020 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 95,000 | Jan 2, 2020 |
| Eckel Robert A | CEO and President | Award / Grant | 15,000 | — | — | 47,422 | Jan 2, 2020 |
| MARTIN DAVID J | Chief Financial Officer | Award / Grant | 4,891 | — | — | 53,054 | Jan 2, 2020 |
| Johnstone Brent P | — | Award / Grant | 10,000 | — | — | 84,166 | Jan 2, 2020 |
| Mungovan Robert M | Chief Commercial Officer | Award / Grant | 1,000 | $3.21 | $3,210 | 93,780 | Dec 2, 2019 |
| Eckel Robert A | CEO and President | Purchase | 283 | $3.30 | $934 | 32,269 | Nov 20, 2019 |
| Eckel Robert A | CEO and President | Purchase | 283 | $3.30 | $934 | 32,269 | Nov 20, 2019 |
| STAFFORD JOHN S III | — | Purchase | 15,500 | $2.95 | $45,725 | 4,572,182 | Nov 18, 2019 |
| Ronin Capital, LLC | — | Purchase | 309 | $2.86 | $884 | 4,550,582 | Nov 13, 2019 |
| STAFFORD JOHN S III | — | Purchase | 5,710 | $2.90 | $16,559 | 4,550,057 | Nov 7, 2019 |
| Eckel Robert A | CEO and President | Purchase | 1,870 | $2.80 | $5,236 | 23,756 | Nov 6, 2019 |
| Ronin Capital, LLC | — | Purchase | 300 | $2.83 | $849 | 4,518,560 | Nov 4, 2019 |
| Mungovan Robert M | Chief Commercial Officer | Award / Grant | 10,000 | — | — | 92,780 | Oct 1, 2019 |
| Eckel Robert A | CEO and President | Award / Grant | 20,000 | — | — | 20,000 | Sep 19, 2019 |
| STAFFORD JOHN S III | — | Purchase | 1,238,052 | $2.91 | $3,602,731 | 4,516,560 | Aug 9, 2019 |
| Ronin Capital, LLC | — | Option Exercise | 5,000 | — | — | 3,278,508 | Jul 1, 2019 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 90,000 | Jul 1, 2019 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 196,401 | Jul 1, 2019 |
| MOBERG RICHARD P | — | Award / Grant | 5,000 | — | — | 128,890 | Jul 1, 2019 |
| MARTIN DAVID J | Chief Financial Officer | Award / Grant | 5,362 | — | — | 48,163 | Jul 1, 2019 |
| Johnstone Brent P | — | Award / Grant | 10,000 | — | — | 74,166 | Jul 1, 2019 |
| Russell Kevin Thomas | CEO & President, GC | Award / Grant | 10,590 | — | — | 229,692 | Jul 1, 2019 |
| MOBERG RICHARD P | — | Option Exercise | 12,000 | $2.52 | $30,240 | 133,305 | May 20, 2019 |
| KRUSE ADRIAN F | — | Disposition | 4,707 | $3.21 | $15,109 | 191,401 | May 20, 2019 |
| Ronin Capital, LLC | — | Option Exercise | 5,000 | — | — | 3,273,508 | Jan 2, 2019 |
| STAFFORD JOHN S JR | — | Gift | 5,000 | — | — | — | Jan 2, 2019 |
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 64,166 | Jan 2, 2019 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 190,108 | Jan 2, 2019 |
| MOBERG RICHARD P | — | Award / Grant | 5,000 | — | — | 121,305 | Jan 2, 2019 |
| Russell Kevin Thomas | CEO & President, GC | Award / Grant | 9,822 | — | — | 219,102 | Jan 2, 2019 |
| MARTIN DAVID J | Chief Financial Officer | Award / Grant | 4,925 | — | — | 42,801 | Jan 2, 2019 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 85,000 | Jan 2, 2019 |