AWARE INC /MA/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 29,166 | Jul 1, 2015 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 45,832 | Jul 1, 2015 |
| Russell Kevin Thomas | co-CEO& co-President, GC | Award / Grant | 11,812 | — | — | 145,514 | Jul 1, 2015 |
| MOBERG RICHARD P | co-CEO& co-President, CFO | Award / Grant | 11,812 | — | — | 277,620 | Jul 1, 2015 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 3,238,508 | Jun 30, 2015 |
| STAFFORD JOHN S JR | — | Option Exercise | 5,000 | — | — | 20,000 | Jan 2, 2015 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 3,233,508 | Jan 2, 2015 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 150,108 | Jan 2, 2015 |
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 24,166 | Jan 2, 2015 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 40,832 | Jan 2, 2015 |
| Russell Kevin Thomas | co-CEO& co-Pres, GC | Award / Grant | 10,899 | — | — | 133,702 | Jan 2, 2015 |
| MOBERG RICHARD P | co-CEO& co-President, CFO | Award / Grant | 10,899 | — | — | 265,808 | Jan 2, 2015 |
| KRUSE ADRIAN F | — | Option Exercise | 27,500 | $5.06 | $139,150 | 145,108 | Jul 1, 2014 |
| MOBERG RICHARD P | co-CEO& co-President, CFO | Award / Grant | 11,803 | — | — | 254,909 | Jul 1, 2014 |
| Russell Kevin Thomas | co-CEO& co-Pres, GC | Option Exercise | 12,000 | $4.64 | $55,680 | 111,000 | Jul 1, 2014 |
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 19,166 | Jul 1, 2014 |
| Connolly Brian D | — | Option Exercise | 20,832 | $3.09 | $64,371 | 35,832 | Jul 1, 2014 |
| STAFFORD JOHN S JR | — | Option Exercise | 5,000 | — | — | 25,000 | Jun 30, 2014 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 3,228,508 | Jun 30, 2014 |
| STAFFORD JOHN S JR | — | Option Exercise | 5,000 | — | — | 15,000 | Jun 30, 2014 |
| Ronin Capital, LLC | — | Purchase | 1,471 | $5.49 | $8,076 | 3,223,408 | May 8, 2014 |
| STAFFORD JOHN S III | — | Purchase | 800 | $5.44 | $4,352 | 3,218,437 | May 6, 2014 |
| Ronin Capital, LLC | — | Purchase | 5,678 | $5.48 | $31,115 | 3,217,637 | May 1, 2014 |
| Ronin Capital, LLC | — | Purchase | 8,522 | $5.50 | $46,871 | 3,195,572 | Apr 29, 2014 |
| Ronin Capital, LLC | — | Purchase | 4,516 | $5.49 | $24,793 | 3,186,050 | Apr 25, 2014 |
| STAFFORD JOHN S JR | — | Option Exercise | 5,000 | — | — | 10,000 | Jan 2, 2014 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 3,169,467 | Jan 2, 2014 |
| MOBERG RICHARD P | co-CEO& co-President, CFO | Award / Grant | 7,779 | — | — | 243,106 | Jan 2, 2014 |
| Russell Kevin Thomas | co-CEO& co-Pres, GC | Award / Grant | 7,779 | — | — | 99,000 | Jan 2, 2014 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 10,000 | Jan 2, 2014 |
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 14,166 | Jan 2, 2014 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 112,608 | Jan 2, 2014 |
| STAFFORD JOHN S III | — | Option Exercise | 5,000 | — | — | 3,164,467 | Jul 1, 2013 |
| STAFFORD JOHN S JR | — | Option Exercise | 5,000 | — | — | 5,000 | Jul 1, 2013 |
| Russell Kevin Thomas | co-CEO & co-President, GC | Award / Grant | 8,535 | — | — | 91,221 | Jul 1, 2013 |
| MOBERG RICHARD P | co-CEO& co-President, CFO | Award / Grant | 8,527 | — | — | 235,327 | Jul 1, 2013 |
| KRUSE ADRIAN F | — | Award / Grant | 5,000 | — | — | 107,608 | Jul 1, 2013 |
| Johnstone Brent P | — | Award / Grant | 5,000 | — | — | 9,166 | Jul 1, 2013 |
| Connolly Brian D | — | Award / Grant | 5,000 | — | — | 5,000 | Jul 1, 2013 |
| Russell Kevin Thomas | Int co-CEO & co-Pres, Gen Co | Option Exercise | 1,500 | $3.77 | $5,655 | 82,686 | Apr 2, 2013 |
| Johnstone Brent P | — | Option Exercise | 4,166 | $6.10 | $25,413 | 4,166 | Nov 30, 2012 |
| Russell Kevin Thomas | Interim co-CEO & co-Pres, GC | Option Exercise | 28,500 | $3.77 | $107,445 | 81,186 | Nov 29, 2012 |
| Ronin Capital, LLC | — | Purchase | 1,000,000 | $6.00 | $6,000,000 | 3,159,467 | Nov 13, 2012 |
| STAFFORD JOHN S JR | — | Sale | 321,134 | $6.00 | $1,926,804 | — | Nov 13, 2012 |
| Stafford Susan Yang | — | Sale | 678,866 | $6.00 | $4,073,196 | 2,431,188 | Nov 13, 2012 |
| STAFFORD JOHN S III | — | Purchase | 6 | $5.94 | $36 | 2,159,467 | Sep 4, 2012 |
| STAFFORD JOHN S III | — | Purchase | 3,622 | $5.98 | $21,660 | 2,147,220 | Aug 31, 2012 |
| Ronin Capital, LLC | — | Purchase | 23,000 | $5.98 | $137,540 | 2,143,598 | Aug 28, 2012 |
| MOBERG RICHARD P | Int. co-CEO& co-Pres, CFO | Award / Grant | 6,969 | $6.45 | $44,950 | 226,800 | Jul 2, 2012 |
| Russell Kevin Thomas | Int co-CEO& co-Pres, Gen Cou | Award / Grant | 1,280 | $6.45 | $8,256 | 52,686 | Jul 2, 2012 |