WINDTREE THERAPEUTICS INC /DE/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Fraser Craig | President and CEO | Purchase | 5,431 | $0.91 | $4,942 | 8,638 | Oct 8, 2024 |
| Fraser Craig | President and CEO | Purchase | 2,500 | $1.02 | $2,550 | 57,877 | Sep 27, 2023 |
| Fraser Craig | President and CEO | Purchase | 2,500 | $0.90 | $2,250 | 55,377 | Sep 26, 2023 |
| Geffken Daniel E. | — | Award / Grant | 2,033 | — | — | 2,175 | Aug 23, 2023 |
| Williams Leslie J. | — | Award / Grant | 2,033 | — | — | 2,133 | Aug 23, 2023 |
| Strobeck Mark | — | Award / Grant | 2,300 | — | — | 2,300 | Aug 23, 2023 |
| SCOTT ROBERT A | — | Award / Grant | 2,033 | — | — | 2,133 | Aug 23, 2023 |
| Simonson Steven | SVP, Chief Medical Officer | Award / Grant | 15,867 | — | — | 17,440 | Aug 23, 2023 |
| Curtis Eric | SVP & COO | Award / Grant | 14,667 | — | — | 15,920 | Aug 23, 2023 |
| Fraser Craig | President and CEO | Award / Grant | 45,867 | — | — | 52,877 | Aug 23, 2023 |
| Fraser Craig | President and CEO | Purchase | 1,497 | $1.77 | $2,650 | 7,010 | Apr 26, 2023 |
| Fraser Craig | President and CEO | Purchase | 1,315 | $1.89 | $2,485 | 5,513 | Apr 25, 2023 |
| Simonson Steven | SVP, Chief Medical Officer | Tax Withholding | 100 | — | — | 1,573 | Feb 28, 2023 |
| Fraser Craig | President and CEO | Tax Withholding | 334 | — | — | 4,198 | Feb 28, 2023 |
| Curtis Eric | SVP & COO | Tax Withholding | 99 | — | — | 1,253 | Feb 28, 2023 |
| CARMAN DIANE | SVP & General Counsel | Tax Withholding | 99 | — | — | 1,227 | Feb 28, 2023 |
| Huang James | — | X | 1,112,308 | $0.14 | $155,723 | 3,449,161 | Feb 22, 2023 |
| Fraser Craig | President and CEO | Purchase | 2,500 | $0.38 | $950 | 226,558 | Jul 27, 2022 |
| Hamill John P. | SVP & CFO | Purchase | 3,000 | $0.37 | $1,110 | 72,800 | Jul 26, 2022 |
| Fraser Craig | President and CEO | Purchase | 2,500 | $0.37 | $925 | 224,058 | Jul 26, 2022 |
| Fraser Craig | President and CEO | Purchase | 4,500 | $0.43 | $1,935 | 221,558 | Jun 30, 2022 |
| Fraser Craig | President and CEO | Purchase | 7,000 | $0.42 | $2,940 | 217,058 | Jun 29, 2022 |
| Williams Leslie J. | — | Award / Grant | 5,000 | — | — | 5,000 | Jun 7, 2022 |
| SCOTT ROBERT A | — | Award / Grant | 5,000 | — | — | 5,000 | Jun 7, 2022 |
| Huang James | — | Award / Grant | 5,000 | — | — | 296,281 | Jun 7, 2022 |
| Geffken Daniel E. | — | Award / Grant | 5,000 | — | — | 7,069 | Jun 7, 2022 |
| Fraser Craig | President and CEO | Purchase | 2,000 | $0.98 | $1,960 | 210,058 | Mar 16, 2022 |
| Simonson Steven | SVP, Chief Medical Officer | Purchase | 5,000 | $1.00 | $5,000 | 83,602 | Mar 15, 2022 |
| Fraser Craig | President and CEO | Purchase | 3,000 | $0.98 | $2,940 | 208,058 | Mar 15, 2022 |
| Simonson Steven | SVP, Chief Medical Officer | Award / Grant | 66,300 | — | — | 78,602 | Mar 4, 2022 |
| Hamill John P. | SVP & CFO | Award / Grant | 66,300 | — | — | 69,800 | Mar 4, 2022 |
| Fraser Craig | President and CEO | Award / Grant | 166,900 | — | — | 205,058 | Mar 4, 2022 |
| Curtis Eric | SVP & COO | Award / Grant | 66,300 | — | — | 67,591 | Mar 4, 2022 |
| CARMAN DIANE | SVP & General Counsel | Award / Grant | 66,300 | — | — | 66,300 | Mar 4, 2022 |
| Fraser Craig | President and CEO | Purchase | 930 | $1.60 | $1,488 | 38,158 | Nov 19, 2021 |
| Fraser Craig | President and CEO | Purchase | 930 | $1.61 | $1,497 | 37,228 | Nov 18, 2021 |
| Fraser Craig | President and CEO | Purchase | 3,000 | $1.90 | $5,700 | 36,298 | Oct 22, 2021 |
| Huang James | — | Purchase | 50,000 | $1.90 | $95,000 | 291,281 | Oct 19, 2021 |
| Fraser Craig | President and CEO | Purchase | 3,000 | $1.91 | $5,730 | 33,298 | Oct 19, 2021 |
| Fraser Craig | President and CEO | Purchase | 1,000 | $2.09 | $2,090 | 30,298 | Apr 16, 2021 |
| Hamill John P. | SVP & CFO | Purchase | 1,000 | $2.07 | $2,070 | 3,500 | Apr 16, 2021 |
| Fraser Craig | President and CEO | Purchase | 1,000 | $2.24 | $2,240 | 29,298 | Apr 15, 2021 |
| Curtis Eric | SVP & COO | Purchase | 791 | $2.52 | $1,993 | 1,291 | Apr 7, 2021 |
| Fraser Craig | President and CEO | Purchase | 500 | $2.57 | $1,285 | 28,298 | Apr 6, 2021 |
| Fraser Craig | President and CEO | Purchase | 1,000 | $2.58 | $2,580 | 27,798 | Apr 5, 2021 |
| Fraser Craig | President and CEO | Purchase | 500 | $2.46 | $1,230 | 26,798 | Apr 1, 2021 |
| Fraser Craig | President and CEO | Purchase | 500 | $2.32 | $1,160 | 26,298 | Mar 31, 2021 |
| Huang James | — | Purchase | 150,000 | $2.36 | $354,000 | 171,000 | Mar 31, 2021 |
| Simonson Steven | SVP, Chief Medical Officer | Purchase | 1,500 | $3.25 | $4,875 | 12,302 | Mar 25, 2021 |
| Hamill John P. | SVP & CFO | Purchase | 1,500 | $3.25 | $4,875 | 2,500 | Mar 25, 2021 |