WINDTREE THERAPEUTICS INC /DE/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MAHADY JOSEPH M | — | Award / Grant | 4,734 | — | — | 4,734 | Jun 11, 2013 |
| Leone John R | — | Award / Grant | 4,734 | — | — | 7,734 | Jun 11, 2013 |
| Clayton Russell | Senior VP, R&D | Award / Grant | 2,879 | $1.52 | $4,376 | 18,854 | Mar 31, 2013 |
| Leone John R | — | Purchase | 3,000 | $2.88 | $8,640 | 3,000 | Feb 19, 2013 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 1,496 | $2.84 | $4,249 | 15,957 | Dec 31, 2012 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 1,831 | $2.32 | $4,248 | 19,331 | Dec 31, 2012 |
| COOPER JOHN G | President & CEO | Award / Grant | 1,496 | $2.84 | $4,249 | 19,622 | Dec 31, 2012 |
| Hoy Thomas | VP, Manufacturing Ops. | Award / Grant | 1,832 | $2.32 | $4,250 | 16,124 | Sep 30, 2012 |
| Tattory John A | VP Finance, Controller | Award / Grant | 1,849 | $2.11 | $3,901 | 16,722 | Sep 30, 2012 |
| Templeton Mary B Esq | Senior VP, General Counsel | Award / Grant | 1,778 | $2.32 | $4,125 | 19,111 | Sep 30, 2012 |
| Clayton Russell | Senior VP, R&D | Award / Grant | 2,015 | $2.11 | $4,252 | 9,575 | Sep 30, 2012 |
| Miller Thomas F | Sr. VP - Chief Oper. Officer | Award / Grant | 1,496 | $2.84 | $4,249 | 19,451 | Jun 30, 2012 |
| Hoy Thomas | VP, Manufacturing | Award / Grant | 1,585 | $2.68 | $4,248 | 10,781 | Mar 31, 2012 |
| Tattory John A | VP, Finance (Prin Acc Officer) | Award / Grant | 1,455 | $2.68 | $3,899 | 11,819 | Mar 31, 2012 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 1,586 | $2.68 | $4,250 | 13,989 | Mar 31, 2012 |
| Templeton Mary B Esq | Senior VP, General Counsel | Award / Grant | 1,539 | $2.68 | $4,125 | 13,925 | Mar 31, 2012 |
| Clayton Russell | Senior VP, R&D | Award / Grant | 1,586 | $2.68 | $4,250 | 4,232 | Mar 31, 2012 |
| Miller Thomas F | Chief Operating Officer | Award / Grant | 1,586 | $2.68 | $4,250 | 14,110 | Mar 31, 2012 |
| COOPER JOHN G | President & CFO | Award / Grant | 1,586 | $2.68 | $4,250 | 14,281 | Mar 31, 2012 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 1,586 | $2.68 | $4,250 | 10,614 | Mar 31, 2012 |
| Magee Michael L | VP, Quality Operations | Award / Grant | 1,497 | $2.84 | $4,251 | 11,300 | Dec 31, 2011 |
| Hoy Thomas | VP, Manufacturing Ops. | Award / Grant | 2,456 | $1.68 | $4,126 | 9,196 | Dec 31, 2011 |
| Tattory John A | VP Finance, Controller | Award / Grant | 2,143 | $1.68 | $3,600 | 10,364 | Dec 31, 2011 |
| Templeton Mary B Esq | Senior VP, General Counsel | Award / Grant | 2,455 | $1.68 | $4,124 | 12,386 | Dec 31, 2011 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 2,455 | $1.68 | $4,124 | 12,403 | Dec 31, 2011 |
| Clayton Russell | Senior VP, R&D | Award / Grant | 2,014 | $1.68 | $3,384 | 2,646 | Dec 31, 2011 |
| Miller Thomas F | Sr. VP - Chief Oper. Officer | Award / Grant | 2,455 | $1.68 | $4,124 | 12,524 | Dec 31, 2011 |
| COOPER JOHN G | President & CFO | Award / Grant | 2,456 | $1.68 | $4,126 | 12,695 | Dec 31, 2011 |
| Amick W Thomas | Chairman - CEO | Award / Grant | 2,455 | $1.68 | $4,124 | 9,028 | Dec 31, 2011 |
| Templeton Mary B Esq | Senior VP, General Counsel | Award / Grant | 2,105 | $1.96 | $4,126 | 9,931 | Sep 30, 2011 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 1,974 | $2.09 | $4,126 | 9,948 | Sep 30, 2011 |
| COOPER JOHN G | President & CFO | Award / Grant | 2,104 | $1.96 | $4,124 | 10,239 | Sep 30, 2011 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 2,105 | $1.96 | $4,126 | 6,573 | Sep 30, 2011 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 2,230 | $1.85 | $4,126 | 2,495 | Jun 30, 2011 |
| Miller Thomas F | Chief Operating Officer | Award / Grant | 2,105 | $1.96 | $4,126 | 10,069 | Jun 30, 2011 |
| COOPER JOHN G | President & CFO | Award / Grant | 1,974 | $2.09 | $4,126 | 8,135 | Mar 31, 2011 |
| LOPEZ DAVID L | Executive VP & General Counsel | Award / Grant | 1,974 | $2.09 | $4,126 | 8,033 | Mar 31, 2011 |
| Hoy Thomas | VP, Manufacturing | Award / Grant | 2,104 | $1.96 | $4,124 | 6,740 | Mar 31, 2011 |
| Tattory John A | VP, Principal Acct Officer | Award / Grant | 1,722 | $2.09 | $3,599 | 8,221 | Mar 31, 2011 |
| Hoy Thomas | VP, Manufacturing | Award / Grant | 432 | $3.18 | $1,374 | 432 | Dec 31, 2010 |
| Tattory John A | VP, Princ Acct Officer | Award / Grant | 571 | $3.15 | $1,799 | 2,716 | Dec 31, 2010 |
| LOPEZ DAVID L | Exec VP & Legal Counsel | Award / Grant | 648 | $3.18 | $2,061 | 3,829 | Dec 31, 2010 |
| COOPER JOHN G | President & CFO | Award / Grant | 654 | $3.15 | $2,060 | 3,931 | Dec 31, 2010 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 265 | $3.18 | $843 | 265 | Dec 31, 2010 |
| Amick W Thomas | Chief Executive Officer | Award / Grant | 400,000 | — | — | 440,000 | Oct 18, 2010 |
| LOPEZ DAVID L | Executive VP & Legal Counsel | Sale | 16,300 | $0.21 | $3,423 | 261,834 | Sep 30, 2010 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 648 | $3.18 | $2,061 | 3,639 | Sep 30, 2010 |
| Miller Thomas F | Chief Operating Officer | Award / Grant | 648 | $3.18 | $2,061 | 3,760 | Sep 30, 2010 |
| Tattory John A | VP, Principal Acct Officer | Award / Grant | 100,000 | — | — | 100,000 | Sep 27, 2010 |
| Cole Kathy | Senior VP, Human Resources | Award / Grant | 10,857 | $0.19 | $2,063 | 35,049 | Sep 27, 2010 |