WINDTREE THERAPEUTICS INC /DE/ — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Fraser Craig | President and CEO | Purchase | 1,500 | $3.25 | $4,875 | 25,798 | Mar 25, 2021 |
| Fraser Craig | President and CEO | Purchase | 250 | $6.56 | $1,640 | 24,298 | Oct 28, 2020 |
| Huang James | — | Purchase | 1,000 | $6.67 | $6,670 | 21,000 | Oct 23, 2020 |
| Fraser Craig | President and CEO | Purchase | 250 | $5.83 | $1,458 | 24,048 | Oct 9, 2020 |
| Curtis Eric | SVP & COO | Purchase | 500 | $5.27 | $2,635 | 500 | Oct 8, 2020 |
| Hamill John P. | SVP & CFO | Purchase | 1,000 | $5.27 | $5,270 | 1,000 | Oct 7, 2020 |
| Fraser Craig | President and CEO | Purchase | 250 | $5.17 | $1,293 | 23,798 | Oct 7, 2020 |
| Huang James | — | Purchase | 200 | $7.42 | $1,484 | 8,000 | Jun 4, 2020 |
| Huang James | — | Purchase | 12,000 | $7.32 | $87,840 | 20,000 | Jun 4, 2020 |
| Templeton Mary B Esq | SVP, Gen Counsel & Corp Sec | Purchase | 1,103 | $7.25 | $7,997 | 1,134 | May 22, 2020 |
| Tattory John A | SVP & CFO | Purchase | 449 | $7.25 | $3,255 | 9,280 | May 22, 2020 |
| Simonson Steven | SVP, Chief Medical Officer | Purchase | 517 | $7.25 | $3,748 | 10,802 | May 22, 2020 |
| Fraser Craig | President and CEO | Purchase | 2,069 | $7.25 | $15,000 | 23,548 | May 22, 2020 |
| Schreiber Brian D | — | Purchase | 2,069 | $7.25 | $15,000 | 2,069 | May 22, 2020 |
| PEACOCK BRUCE | — | Purchase | 3,500 | $7.25 | $25,375 | 8,886 | May 22, 2020 |
| Joseph Mahady M | — | Purchase | 2,069 | $7.25 | $15,000 | 7,455 | May 22, 2020 |
| Leone John R | — | Purchase | 2,069 | $7.25 | $15,000 | 7,473 | May 22, 2020 |
| Huang James | — | Purchase | 275,862 | $7.25 | $2,000,000 | 2,336,853 | May 22, 2020 |
| Geffken Daniel E. | — | Purchase | 2,069 | $7.25 | $15,000 | 2,069 | May 22, 2020 |
| Center Laboratories, Inc. | — | Other | 3,551,750 | — | — | 1,183,916 | May 20, 2020 |
| Bioengine Capital Inc. | — | Sale | 1,239,088 | $1.60 | $1,982,541 | — | May 20, 2020 |
| Huang James | — | Purchase | 400 | $3.84 | $1,536 | 23,400 | Feb 18, 2020 |
| Fraser Craig | President and CEO | Purchase | 250 | $4.10 | $1,025 | 63,340 | Feb 11, 2020 |
| Huang James | — | Purchase | 500 | $4.05 | $2,025 | 23,000 | Feb 7, 2020 |
| Fraser Craig | President and CEO | Purchase | 500 | $4.24 | $2,120 | 63,090 | Feb 3, 2020 |
| Huang James | — | Purchase | 58 | $4.20 | $244 | 20,500 | Jan 17, 2020 |
| Huang James | — | Purchase | 15,442 | $4.05 | $62,540 | 20,442 | Dec 31, 2019 |
| Huang James | — | Purchase | 4,091 | $3.73 | $15,259 | 4,091 | Dec 30, 2019 |
| LPH II Investments Ltd | — | Purchase | 1,655,629 | $3.02 | $5,000,000 | 4,008,234 | Dec 6, 2019 |
| Lee's Pharmaceutical Holdings Ltd | — | Purchase | 1,655,629 | $3.02 | $5,000,000 | 14,450,599 | Dec 6, 2019 |
| Huang James | — | Award / Grant | 96,429 | — | — | 210,844 | Dec 6, 2019 |
| Tattory John A | SVP & CFO | Tax Withholding | 10,281 | — | — | 25,922 | Mar 15, 2019 |
| Simonson Steven | SVP, Chief Medical Officer | Tax Withholding | 9,824 | — | — | 30,011 | Mar 15, 2019 |
| Fraser Craig | President and CEO | Tax Withholding | 20,641 | — | — | 62,490 | Mar 15, 2019 |
| Tattory John A | SVP & CFO | Tax Withholding | 9,708 | — | — | 26,495 | Mar 15, 2019 |
| Simonson Steven | SVP, Chief Medical Officer | Tax Withholding | 8,979 | — | — | 30,856 | Mar 15, 2019 |
| Fraser Craig | President and CEO | Tax Withholding | 18,023 | — | — | 63,337 | Mar 15, 2019 |
| Tattory John A | SVP & CFO | Disposition | 22,078 | — | — | 14,125 | Feb 7, 2019 |
| Simonson Steven | SVP, Chief Medical Officer | Disposition | 23,514 | — | — | 16,321 | Feb 7, 2019 |
| Fraser Craig | President and CEO | Disposition | 83,257 | — | — | 725 | Feb 7, 2019 |
| Fraser Craig | President and CEO | Disposition | 83,257 | — | — | 725 | Feb 7, 2019 |
| Tattory John A | SVP & CFO | Tax Withholding | 8,007 | $5.00 | $40,035 | 36,203 | Dec 28, 2018 |
| Simonson Steven | SVP, Chief Medical Officer | Tax Withholding | 7,402 | $5.00 | $37,010 | 39,835 | Dec 28, 2018 |
| Fraser Craig | President and CEO | Tax Withholding | 15,553 | $5.00 | $77,765 | 83,982 | Dec 28, 2018 |
| PEACOCK BRUCE | — | Award / Grant | 15,000 | — | — | 16,160 | Dec 24, 2018 |
| Joseph Mahady M | — | Award / Grant | 15,000 | — | — | 16,160 | Dec 24, 2018 |
| Leone John R | — | Award / Grant | 15,000 | — | — | 16,212 | Dec 24, 2018 |
| Lee's Pharmaceutical Holdings Ltd | — | C | 66,900 | — | — | 2,920,171 | Dec 21, 2018 |
| LPH II Investments Ltd | — | Purchase | 1,810,938 | $3.31 | $5,994,205 | 2,352,605 | Dec 21, 2018 |
| Simonson Steven | SVP, Chief Development Officer | C | 150 | — | — | 47,237 | Nov 21, 2018 |