ETHAN ALLEN INTERIORS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 303 | $25.05 | $7,590 | 1,485,396 | Dec 15, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $25.01 | $4,377 | 22,375 | Dec 11, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 82,953 | $24.11 | $1,999,997 | 1,500,699 | Dec 4, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $28.01 | $4,902 | 22,550 | Oct 15, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $29.37 | $5,140 | 22,725 | Sep 15, 2025 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 894 | $29.51 | $26,382 | 13,630 | Aug 29, 2025 |
| Phillips Amy | EVP, Retail Division | Tax Withholding | 973 | $29.51 | $28,713 | 16,057 | Aug 29, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 44,111 | $29.51 | $1,301,716 | 1,613,652 | Aug 29, 2025 |
| Diefenbach Douglas H. | SVP, Business Development | Tax Withholding | 164 | $29.47 | $4,833 | 5,933 | Aug 11, 2025 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 316 | $29.47 | $9,313 | 12,400 | Aug 11, 2025 |
| Phillips Amy | EVP, Retail Division | Tax Withholding | 556 | $29.47 | $16,385 | 14,244 | Aug 11, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 5,143 | $29.47 | $151,564 | 1,612,194 | Aug 11, 2025 |
| Franks Amy | EVP, Retail Division | Tax Withholding | 421 | $29.26 | $12,318 | 14,800 | Aug 7, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Award / Grant | 13,107 | — | — | 1,625,012 | Aug 7, 2025 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 287 | $29.31 | $8,412 | 12,958 | Aug 6, 2025 |
| Diefenbach Douglas H. | SVP, Business Development | Option Exercise | 666 | $26.19 | $17,443 | 6,763 | May 19, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $26.85 | $4,699 | 22,900 | May 19, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 10,000 | $26.31 | $263,100 | 1,621,905 | Apr 17, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $26.70 | $4,673 | 23,250 | Mar 17, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $29.27 | $5,122 | 23,425 | Feb 18, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $28.67 | $5,017 | 23,600 | Jan 17, 2025 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $29.91 | $5,234 | 23,775 | Dec 17, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $28.77 | $5,035 | 23,950 | Nov 18, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 17,000 | $29.16 | $495,720 | 1,681,905 | Nov 14, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $30.87 | $5,402 | 24,125 | Oct 17, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $31.74 | $5,555 | 24,300 | Sep 17, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 61,664 | $31.48 | $1,941,183 | 1,718,905 | Aug 30, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $30.36 | $5,313 | 24,475 | Aug 19, 2024 |
| Thompson Rebecca L | SVP, Merchandising | Tax Withholding | 67 | $29.71 | $1,991 | 3,692 | Aug 12, 2024 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 184 | $29.71 | $5,467 | 9,784 | Aug 12, 2024 |
| Franks Amy | EVP, Retail Network & Bus Dev | Tax Withholding | 350 | $29.71 | $10,399 | 11,500 | Aug 12, 2024 |
| Franks Amy | EVP, Retail Network & Bus Dev | Award / Grant | 4,160 | — | — | 12,455 | Aug 9, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Award / Grant | 12,916 | — | — | 1,728,109 | Aug 9, 2024 |
| Thompson Rebecca L | SVP, Merchandising | Award / Grant | 2,912 | — | — | 3,759 | Aug 7, 2024 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 126 | $30.33 | $3,822 | 9,968 | Aug 7, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $31.05 | $5,434 | 24,650 | Jul 17, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Sale | 175 | $27.50 | $4,813 | 24,825 | Jun 17, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 50,000 | $30.40 | $1,520,000 | 1,735,193 | Feb 8, 2024 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 59,760 | $31.38 | $1,875,269 | 1,785,193 | Aug 31, 2023 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 33,000 | $31.45 | $1,037,850 | 1,763,703 | Aug 23, 2023 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 1,000 | $31.47 | $31,470 | 1,796,703 | Aug 17, 2023 |
| McNulty Matthew J | SVP, CFO | Tax Withholding | 183 | $34.05 | $6,231 | 6,918 | Aug 8, 2023 |
| Franks Amy | EVP, Retail Network & Bus Dev | Tax Withholding | 193 | $34.51 | $6,660 | 8,639 | Aug 8, 2023 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 3,908 | $34.51 | $134,865 | 1,797,703 | Aug 8, 2023 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 40,000 | $27.62 | $1,104,800 | 635,776 | Mar 21, 2023 |
| Koster Eric D. | VP, General Counsel & Secy. | Tax Withholding | 136 | $27.23 | $3,703 | 1,507 | Mar 13, 2023 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 65,000 | $27.54 | $1,790,100 | 1,830,747 | Dec 1, 2022 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 20,497 | $23.53 | $482,294 | 1,895,747 | Sep 1, 2022 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Tax Withholding | 8,099 | $27.04 | $218,997 | 1,884,609 | Aug 12, 2022 |
| McNulty Matthew J | SVP, CFO | Award / Grant | 1,540 | — | — | 4,540 | Aug 10, 2022 |