ETHAN ALLEN INTERIORS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 40,000 | — | — | 317,682 | Nov 30, 2016 |
| WHITELY COREY | EVP Adm., CFO & Treas. | Tax Withholding | 20,043 | $33.96 | $680,660 | 10,874 | Nov 15, 2016 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 40,000 | — | — | 2,100,672 | Nov 2, 2016 |
| Stacom Tara I. | — | Purchase | 3,000 | $33.31 | $99,930 | 6,300 | Sep 21, 2016 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 2,599 | $32.07 | $83,350 | 277,682 | Sep 15, 2016 |
| CLARK CLINTON A | — | Sale | 3,357 | $34.04 | $114,272 | 2,638 | Aug 11, 2016 |
| Carlson James B. | — | Option Exercise | 1,462 | $22.80 | $33,334 | 14,924 | Aug 1, 2016 |
| Esposito Domenick J. | — | Purchase | 1,000 | $33.14 | $33,140 | 2,000 | Jun 9, 2016 |
| CLARK CLINTON A | — | Sale | 500 | $34.01 | $17,005 | 2,217 | Apr 29, 2016 |
| Stacom Tara I. | — | Purchase | 3,300 | $29.47 | $97,251 | 3,300 | Mar 8, 2016 |
| DOONER JOHN J JR | — | Purchase | 10,100 | $29.49 | $297,849 | 11,100 | Mar 7, 2016 |
| Carlson James B. | — | Option Exercise | 1,462 | $22.80 | $33,334 | 13,462 | Mar 1, 2016 |
| CLARK CLINTON A | — | Sale | 500 | $28.91 | $14,455 | 2,717 | Mar 1, 2016 |
| Carlson James B. | — | Purchase | 1,500 | $29.01 | $43,515 | 12,000 | Nov 27, 2015 |
| Esposito Domenick J. | — | Purchase | 1,000 | $30.62 | $30,620 | 1,000 | Sep 3, 2015 |
| CLARK CLINTON A | — | Option Exercise | 1,462 | $22.80 | $33,334 | 5,578 | Aug 7, 2015 |
| WHITELY COREY | EVP Adm., CFO & Treas. | Award / Grant | 10,000 | $26.19 | $261,900 | 10,000 | Jun 15, 2015 |
| Paccione Tracy | VP, Accents Merchandising | Award / Grant | 10,000 | $26.19 | $261,900 | 10,000 | Jun 15, 2015 |
| Koster Eric D. | VP, General Counsel & Secy. | Award / Grant | 5,000 | $26.19 | $130,950 | 5,000 | Jun 15, 2015 |
| Grow Daniel M. | Sr. VP, Business Development | Award / Grant | 6,000 | $26.19 | $157,140 | 6,000 | Jun 15, 2015 |
| Bedford John S II | VP, Corporate Controller | Award / Grant | 5,000 | $26.19 | $130,950 | 5,000 | Jun 15, 2015 |
| Carlson James B. | — | Purchase | 2,000 | $24.60 | $49,200 | 10,000 | May 5, 2015 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Option Exercise | 10,000 | $15.93 | $159,300 | 2,132,073 | Mar 20, 2015 |
| Carlson James B. | — | Purchase | 2,000 | $28.00 | $56,000 | 8,000 | Feb 4, 2015 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 32,403 | — | — | 59,884 | Dec 15, 2014 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 55,000 | — | — | 2,124,591 | Dec 10, 2014 |
| CLARK CLINTON A | — | Sale | 1,192 | $29.87 | $35,605 | 2,924 | Dec 1, 2014 |
| Carlson James B. | — | Purchase | 2,000 | $29.57 | $59,140 | 6,000 | Nov 25, 2014 |
| GARRETT DONALD F | — | Sale | 750 | $28.72 | $21,540 | 1,500 | Nov 4, 2014 |
| Bedford John S II | VP, Corporate Controller | Purchase | 399 | $25.07 | $10,000 | 399 | Aug 20, 2014 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 10,000 | — | — | 2,179,591 | May 21, 2014 |
| WHITELY COREY | EVP Adm., interim CFO & Treas. | Purchase | 1,250 | $24.79 | $30,988 | 2,917 | May 2, 2014 |
| Borrey Arne | VP, International Business Dev | Sale | 1,000 | $25.50 | $25,500 | — | Mar 19, 2014 |
| Carlson James B. | — | Purchase | 200 | $25.27 | $5,054 | 4,000 | Mar 17, 2014 |
| KAPTEINA HENRY C | Sr. Director, Internal Audit | Purchase | 100 | $24.28 | $2,428 | 1,000 | Mar 12, 2014 |
| KAPTEINA HENRY C | Sr. Director, Internal Audit | Purchase | 100 | $25.20 | $2,520 | 900 | Mar 5, 2014 |
| Stout Lynda | — | Option Exercise | 1,250 | $11.74 | $14,675 | 1,250 | Feb 6, 2014 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 10,000 | — | — | 2,189,591 | Dec 23, 2013 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 10,000 | — | — | 2,199,791 | Dec 20, 2013 |
| Franks Amy | — | Sale | 375 | $29.33 | $10,999 | — | Dec 19, 2013 |
| WILSON DON M III | — | Sale | 1,615 | $28.44 | $45,931 | 11,000 | Dec 12, 2013 |
| Borrey Arne | VP, International Business Dev | Sale | 850 | $29.31 | $24,914 | 1,868 | Dec 2, 2013 |
| Strickel David | — | Option Exercise | 250 | $11.74 | $2,935 | 250 | Nov 25, 2013 |
| Carlson James B. | — | Purchase | 2,500 | $26.26 | $65,650 | 2,500 | Nov 1, 2013 |
| Strickel David | — | Option Exercise | 250 | $11.74 | $2,935 | 250 | Oct 29, 2013 |
| KATHWARI M FAROOQ | Chairman, President & CEO | Gift | 32,139 | — | — | 32,139 | Sep 23, 2013 |
| Stout Lynda | — | Option Exercise | 1,000 | $20.63 | $20,630 | 1,000 | Sep 9, 2013 |
| CLARK CLINTON A | — | Sale | 1,615 | $30.69 | $49,564 | 2,500 | Aug 1, 2013 |
| Franks Amy | — | Sale | 255 | $29.67 | $7,568 | 1,053 | Jul 31, 2013 |
| Nigro Vincent J | VP & Creative Director Adv. | Option Exercise | 750 | $19.07 | $14,303 | 750 | Jun 19, 2013 |