ETHAN ALLEN INTERIORS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| STOUT CRAIG | VP Case Goods Merchandising | Other | 3 | $37.24 | $121 | 616 | Apr 25, 2007 |
| MCCREARY JAMES D | VP Product Sourcing | Other | 1 | $37.24 | $51 | 257 | Apr 25, 2007 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Other | 30 | $37.24 | $1,112 | 5,667 | Apr 25, 2007 |
| KAPTEINA HENRY C | Director, Internal Audit | Other | 12 | $37.24 | $436 | 2,225 | Apr 25, 2007 |
| FARFAGLIA CHARLES J | VP Human Resources | Other | 2 | $37.24 | $69 | 351 | Apr 24, 2007 |
| MCCREARY JAMES D | VP Product Sourcing | Sale | 700 | $36.06 | $25,242 | 3,000 | Mar 23, 2007 |
| MOLL JOHN H | GM, Physical Distribution | Sale | 50 | $38.70 | $1,935 | — | Feb 21, 2007 |
| MCCREARY JAMES D | VP Product Sourcing | Sale | 1,000 | $38.19 | $38,190 | 3,700 | Feb 12, 2007 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Option Exercise | 500,000 | $21.17 | $10,585,000 | 2,523,792 | Feb 2, 2007 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Option Exercise | 500,000 | $21.17 | $10,585,000 | 2,523,792 | Feb 2, 2007 |
| ZACCARIA ANN M | VP Business Development | Option Exercise | 750 | $18.21 | $13,658 | 750 | Oct 26, 2006 |
| MURPHY NORA BALOGH | VP Style | Sale | 1,500 | $38.92 | $58,380 | — | Aug 16, 2006 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Option Exercise | 250,000 | $21.17 | $5,292,500 | 2,086,771 | Aug 15, 2006 |
| MOLL JOHN H | GM, Physical Distribution | Other | 553 | — | — | 41 | Jun 30, 2006 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Other | 197 | — | — | 5,434 | Jun 30, 2006 |
| THORN CLIFFORD | VP, Upholstery Manufacturing | Other | 33 | — | — | 1,787 | Jun 30, 2006 |
| ZACCARIA ANN M | VP Business Development | Other | 45 | — | — | 384 | Jun 30, 2006 |
| WHITELY COREY | VP Operations | Other | 7 | — | — | 597 | Jun 30, 2006 |
| STOUT CRAIG | VP Case Goods Merchandising | Other | 11 | — | — | 603 | Jun 30, 2006 |
| MUSANTE KENNETH | Manufacturing Controller | Other | 41 | — | — | 153 | Jun 30, 2006 |
| LUPTON MARGARET W | Dir. Investor Rel, Asst. Secy | Other | 293 | — | — | — | Jun 30, 2006 |
| MCCREARY JAMES D | VP Product Sourcing | Other | 5 | — | — | 252 | Jun 30, 2006 |
| KAPTEINA HENRY C | Director, Internal Audit | Other | 40 | — | — | 2,178 | Jun 30, 2006 |
| GARRETT DONALD F | VP, Case Goods Manufacturing | Other | 15 | — | — | 826 | Jun 30, 2006 |
| FARFAGLIA CHARLES J | VP Human Resources | Other | 6 | — | — | 344 | Jun 30, 2006 |
| BEAN KELLY A | VP Advertising | Other | 45 | — | — | 410 | Jun 30, 2006 |
| BANKS PAMELA A | VP, Gen. Counsel & Secy. | Other | 41 | — | — | 71 | Jun 30, 2006 |
| KAPTEINA HENRY C | Director Internal Audit | Purchase | 200 | $33.97 | $6,794 | 400 | Jun 8, 2006 |
| KAPTEINA HENRY C | Director Internal Audit | Purchase | 200 | $33.97 | $6,794 | 200 | Jun 8, 2006 |
| WHITELY COREY | VP Operations | Option Exercise | 2,250 | $44.65 | $100,463 | 2,250 | Apr 27, 2006 |
| HOYT JEFFREY | VP Finance | Option Exercise | 750 | $29.55 | $22,163 | 750 | Apr 27, 2006 |
| WHITELY COREY | VP Operations | Option Exercise | 2,250 | $26.25 | $59,063 | 2,250 | Apr 27, 2006 |
| HOYT JEFFREY | VP Finance | Option Exercise | 1,000 | $44.65 | $44,650 | 1,000 | Apr 27, 2006 |
| STOUT CRAIG | VP Design & Product Developmen | Sale | 3,000 | $40.25 | $120,750 | 1,323 | Mar 8, 2006 |
| STOUT CRAIG | VP Design & Product Developmen | Option Exercise | 3,000 | $40.22 | $120,660 | 4,323 | Mar 8, 2006 |
| LUPTON MARGARET W | Dir. Investor Rel, Asst. Secy | Sale | 297 | $41.20 | $12,253 | — | Feb 1, 2006 |
| KATHWARI M FAROOQ | Chairman, President, CEO | Sale | 8,500 | $42.18 | $358,530 | 145,700 | Jan 30, 2006 |
| LUPTON MARGARET W | Dir. Investor Rel, Asst. Secy | Sale | 50 | $40.20 | $2,010 | 1,000 | Jan 25, 2006 |
| LUPTON MARGARET W | Dir. Investor Rel, Asst. Secy | Sale | 50 | $40.20 | $2,010 | 1,000 | Jan 25, 2006 |
| THORN CLIFFORD | VP, Upholstery Manufacturing | Sale | 5,800 | $40.31 | $233,798 | 15,089 | Jan 24, 2006 |
| THORN CLIFFORD | VP & GM Upholstery, Mfg. | Sale | 5,800 | $40.31 | $233,798 | 10,951 | Jan 24, 2006 |
| BANKS PAMELA A | General Counsel and Secretary | Sale | 1,075 | $40.29 | $43,312 | 2,950 | Jan 23, 2006 |
| ELLEY KHUSRO | VP Retail Financial Services | Sale | 1,000 | $40.30 | $40,300 | 2,558 | Jan 23, 2006 |