STIFEL FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Michaud Thomas B. | Senior Vice President | Sale | 24,536 | $52.40 | $1,285,686 | 60,589 | Nov 10, 2017 |
| WESTBROOK KELVIN R | — | Gift | 225 | — | — | 6,459 | Sep 7, 2017 |
| WESTBROOK KELVIN R | — | Sale | 5,200 | $48.08 | $250,016 | 6,684 | Aug 18, 2017 |
| HANSER FREDERICK O | — | Sale | 4,000 | $50.00 | $200,000 | 33,255 | Aug 4, 2017 |
| PEACOCK DAVID A | — | Purchase | 4,500 | $50.03 | $225,135 | 4,615 | Aug 2, 2017 |
| Nesi Victor | Director | Sale | 15,000 | $51.02 | $765,300 | 124,486 | Aug 2, 2017 |
| WEISEL THOMAS W | — | Gift | 4,400 | — | — | 53,200 | Jun 13, 2017 |
| BEDA BRUCE A | — | Option Exercise | 7,750 | — | — | 26,242 | Jun 6, 2017 |
| ZEMLYAK JAMES M | CHIEF FIN'L & ADMIN OFFCR | Gift | 750 | — | — | 722,225 | Jun 1, 2017 |
| KRUSZEWSKI RONALD J | CHIEF EXECUTIVE OFFICER | Other | 41,700 | $44.69 | $1,863,573 | 782,576 | May 18, 2017 |
| Michaud Thomas B. | — | Disposition | 1,449 | $55.36 | $80,217 | 85,125 | Feb 22, 2017 |
| KRUSZEWSKI RONALD J | CHIEF EXECUTIVE OFFICER | Other | 18,064 | $55.36 | $1,000,023 | 824,276 | Feb 16, 2017 |
| Plotkin Ben A | Vice Chairman | Sale | 7,083 | $55.40 | $392,398 | 116,226 | Feb 15, 2017 |
| HIMELFARB RICHARD J | Director | Sale | 35,000 | $53.38 | $1,868,300 | 134,166 | Feb 9, 2017 |
| MULROY THOMAS P | Director | Sale | 30,000 | $53.47 | $1,604,100 | 109,954 | Feb 9, 2017 |
| Minnick David M | General Counsel & Senior VP | Option Exercise | 7,061 | — | — | 7,108 | Jan 6, 2017 |
| Nesi Victor | Director | Disposition | 43,826 | $49.95 | $2,189,109 | 139,373 | Dec 30, 2016 |
| ZEMLYAK JAMES M | CHIEF FIN'L & ADMIN OFFCR | Disposition | 42,979 | $49.95 | $2,146,801 | 724,183 | Dec 30, 2016 |
| MULROY THOMAS P | Director | Disposition | 41,954 | $49.95 | $2,095,602 | 139,954 | Dec 30, 2016 |
| HIMELFARB RICHARD J | Director | Option Exercise | 7,276 | — | — | 176,442 | Dec 30, 2016 |
| Brautigam Allen | — | Disposition | 12,976 | $49.95 | $648,151 | 15,818 | Dec 30, 2016 |
| Plotkin Ben A | Vice Chairman | Disposition | 12,897 | $49.95 | $644,205 | 123,309 | Dec 30, 2016 |
| WEISEL THOMAS W | — | Disposition | 18,868 | $49.95 | $942,457 | 67,929 | Dec 30, 2016 |
| Minnick David M | General Counsel & Senior VP | Option Exercise | 3,424 | — | — | 3,589 | Dec 30, 2016 |
| Fisher Mark P | SENIOR VP & GENERAL COUNSEL | Tax Withholding | 6,026 | $49.95 | $300,999 | 26,369 | Dec 30, 2016 |
| Marischen James M | SENIOR VP & CHIEF RISK OFFICER | Option Exercise | 5,340 | — | — | 10,917 | Dec 30, 2016 |
| BEDA BRUCE A | — | Option Exercise | 4,029 | — | — | 18,492 | Dec 30, 2016 |
| OATES JAMES M | — | Gift | 573 | — | — | — | Dec 30, 2016 |
| WESTBROOK KELVIN R | — | Option Exercise | 3,375 | — | — | 11,884 | Dec 30, 2016 |
| BROWN MICHAEL W | — | Option Exercise | 3,375 | — | — | 9,820 | Dec 30, 2016 |
| SLINEY DAVID D | Dir Strategic Planning & Tech | Option Exercise | 22,814 | — | — | 109,960 | Dec 30, 2016 |
| HANSER FREDERICK O | — | Option Exercise | 3,375 | — | — | 38,565 | Dec 30, 2016 |
| Michaud Thomas B. | — | Disposition | 12,887 | $49.95 | $643,706 | 86,574 | Dec 30, 2016 |
| DUBINSKY JOHN P | — | Option Exercise | 3,375 | — | — | 27,193 | Dec 30, 2016 |
| Grady Robert Edward | — | Option Exercise | 3,375 | — | — | 6,708 | Dec 30, 2016 |
| KRUSZEWSKI RONALD J | CHIEF EXECUTIVE OFFICER | Sale | 30,522 | $51.43 | $1,569,746 | 848,340 | Dec 22, 2016 |
| Minnick David M | General Counsel & Senior VP | I | 318 | $50.62 | $16,097 | 1,475 | Dec 20, 2016 |
| MULROY THOMAS P | Director | Gift | 1,665 | — | — | 148,524 | Dec 13, 2016 |
| HIMELFARB RICHARD J | Director | I | 8,836 | $51.02 | $450,813 | 169,166 | Dec 12, 2016 |
| BEDA BRUCE A | — | Sale | 8,500 | $51.62 | $438,770 | 14,463 | Dec 8, 2016 |
| OATES JAMES M | — | Gift | 2,000 | — | — | 26,004 | Dec 5, 2016 |
| WEISEL THOMAS W | — | Gift | 2,600 | $49.85 | $129,610 | 67,929 | Nov 29, 2016 |
| OATES JAMES M | — | Sale | 5,000 | $50.20 | $251,000 | 33,004 | Nov 22, 2016 |
| HANSER FREDERICK O | — | Sale | 5,000 | $50.20 | $251,000 | 35,190 | Nov 22, 2016 |
| Brautigam Allen | — | Sale | 2,200 | $50.20 | $110,440 | 33,068 | Nov 22, 2016 |
| DUBINSKY JOHN P | — | Sale | 5,000 | $50.20 | $251,000 | 23,818 | Nov 22, 2016 |
| Minnick David M | General Counsel & Senior VP | Sale | 10,000 | $50.20 | $502,000 | 4,193 | Nov 22, 2016 |
| BEDA BRUCE A | — | Sale | 5,000 | $50.20 | $251,000 | 22,963 | Nov 22, 2016 |
| SLINEY DAVID D | Dir Strategic Planning & Tech | Sale | 15,000 | $50.20 | $753,000 | 87,146 | Nov 22, 2016 |
| Michaud Thomas B. | — | Sale | 12,571 | $50.20 | $631,064 | 87,982 | Nov 22, 2016 |