STIFEL FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KRUSZEWSKI RONALD J | Chief Executive Officer | Gift | 10,000 | — | — | 1,176,547 | Dec 26, 2025 |
| ZEMLYAK JAMES M | President | Gift | 10,000 | — | — | 1,134,549 | Dec 26, 2025 |
| SLINEY DAVID D | Chief Operating Officer | Gift | 750 | — | — | 155,293 | Dec 22, 2025 |
| Marischen James M | Chief Financial Officer | Gift | 395 | — | — | 63,451 | Dec 18, 2025 |
| Nesi Victor | — | Gift | 19,401 | — | — | 129,959 | Dec 8, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Gift | 10,000 | — | — | 1,186,547 | Dec 8, 2025 |
| WEISEL THOMAS W | — | Gift | 255 | — | — | 9,573 | Nov 20, 2025 |
| PEACOCK DAVID A | — | Gift | 3,000 | — | — | 7,241 | Nov 13, 2025 |
| Fisher Mark P | Senior VP & General Counsel | Gift | 1,000 | — | — | 45,599 | Nov 13, 2025 |
| ZEMLYAK JAMES M | President | Gift | 10,000 | — | — | 1,144,549 | Nov 10, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Other | 9,000 | $114.20 | $1,027,800 | 1,236,467 | Aug 19, 2025 |
| Marischen James M | Chief Financial Officer | Disposition | 5,000 | $112.90 | $564,500 | 63,846 | Aug 19, 2025 |
| Fisher Mark P | Senior VP & General Counsel | Disposition | 10,000 | $112.90 | $1,129,000 | 46,599 | Aug 19, 2025 |
| Raymond Charles Bradford | — | Disposition | 10,000 | $112.90 | $1,129,000 | 32,555 | Aug 19, 2025 |
| SLINEY DAVID D | Chief Operating Officer | Disposition | 15,000 | $112.90 | $1,693,500 | 156,043 | Aug 19, 2025 |
| Michaud Thomas B. | Senior Vice President | Disposition | 20,000 | $112.90 | $2,258,000 | 69,469 | Aug 19, 2025 |
| Nesi Victor | Co-President | Disposition | 35,000 | $112.90 | $3,951,500 | 149,360 | Aug 19, 2025 |
| ZEMLYAK JAMES M | Co-President | Disposition | 15,000 | $112.90 | $1,693,500 | 1,154,549 | Aug 13, 2025 |
| WEISEL THOMAS W | — | Gift | 1,183 | — | — | 9,828 | Jul 31, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Gift | 10,000 | — | — | 1,245,467 | Jun 25, 2025 |
| WEISEL THOMAS W | — | Gift | 3,777 | — | — | 11,011 | Jun 9, 2025 |
| ZIMMERMAN MICHAEL J | — | Sale | 5,000 | $97.00 | $485,000 | 45,833 | Jun 6, 2025 |
| Markus Maura A. | — | Option Exercise | 1,914 | — | — | 27,454 | Jun 5, 2025 |
| Kavanaugh James P. | — | Option Exercise | 1,914 | — | — | 7,096 | Jun 5, 2025 |
| Carnoy Lisa Landau | — | Option Exercise | 1,914 | — | — | 5,120 | Jun 5, 2025 |
| PEACOCK DAVID A | — | Option Exercise | 1,914 | — | — | 10,187 | Jun 5, 2025 |
| BROWN MICHAEL W | — | Award / Grant | 1,914 | — | — | 66,968 | Jun 5, 2025 |
| Brown Maryam S. | — | Option Exercise | 1,914 | — | — | 5,078 | Jun 5, 2025 |
| Berlew Adam T. | — | Option Exercise | 1,914 | — | — | 14,442 | Jun 5, 2025 |
| PEACOCK DAVID A | — | Sale | 12,922 | $99.83 | $1,290,003 | 8,228 | May 13, 2025 |
| BROWN MICHAEL W | — | Gift | 25 | — | — | 65,054 | Mar 14, 2025 |
| Ludeman Daniel J. | — | Option Exercise | 1,914 | — | — | 14,442 | Mar 9, 2025 |
| Michaud Thomas B. | Senior Vice President | Option Exercise | 3,387 | — | — | 91,039 | Feb 28, 2025 |
| ZEMLYAK JAMES M | Co-President | Option Exercise | 5,977 | — | — | 1,172,183 | Feb 28, 2025 |
| Nesi Victor | Co-President | Option Exercise | 6,933 | — | — | 187,900 | Feb 28, 2025 |
| SLINEY DAVID D | Chief Operating Officer | Option Exercise | 1,952 | — | — | 171,903 | Feb 28, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Tax Withholding | 6,143 | $104.90 | $644,401 | 1,255,189 | Feb 28, 2025 |
| Fisher Mark P | Senior VP & General Counsel | Tax Withholding | 644 | $104.90 | $67,556 | 56,599 | Feb 28, 2025 |
| REICHERT CHRISTOPHER K | CEO of Stifel Bank & Trust | Option Exercise | 1,104 | — | — | 49,860 | Feb 28, 2025 |
| Marischen James M | Chief Financial Officer | Tax Withholding | 475 | $104.90 | $49,828 | 68,846 | Feb 28, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Other | 1,768 | $104.01 | $183,890 | 1,247,459 | Feb 25, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Other | 1,840 | $104.01 | $191,378 | 1,247,387 | Feb 25, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Tax Withholding | 22,099 | $117.51 | $2,596,853 | 1,249,227 | Feb 3, 2025 |
| Nesi Victor | Co-President | Option Exercise | 27,593 | — | — | 195,038 | Feb 3, 2025 |
| SLINEY DAVID D | Chief Operating Officer | Tax Withholding | 3,978 | $117.51 | $467,455 | 169,677 | Feb 3, 2025 |
| WEISEL THOMAS W | — | Option Exercise | 2,508 | — | — | 15,686 | Feb 3, 2025 |
| Marischen James M | Chief Financial Officer | Option Exercise | 6,271 | — | — | 68,613 | Feb 3, 2025 |
| REICHERT CHRISTOPHER K | CEO of Stifel Bank & Trust | Option Exercise | 6,271 | — | — | 51,488 | Feb 3, 2025 |
| Fisher Mark P | Senior VP & General Counsel | Option Exercise | 6,898 | — | — | 59,763 | Feb 3, 2025 |
| ZEMLYAK JAMES M | Co-President | Tax Withholding | 9,945 | $117.51 | $1,168,637 | 1,159,589 | Feb 3, 2025 |