STIFEL FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Michaud Thomas B. | Senior Vice President | Tax Withholding | 5,261 | $117.51 | $618,220 | 87,652 | Feb 3, 2025 |
| ZEMLYAK JAMES M | Co-President | Option Exercise | 23,924 | — | — | 1,156,169 | Jan 8, 2025 |
| Marischen James M | Chief Financial Officer | Tax Withholding | 4,971 | $106.08 | $527,324 | 62,342 | Jan 8, 2025 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Option Exercise | 49,387 | — | — | 1,241,585 | Jan 8, 2025 |
| Michaud Thomas B. | Senior Vice President | Option Exercise | 14,393 | — | — | 89,448 | Jan 8, 2025 |
| REICHERT CHRISTOPHER K | CEO of Stifel Bank & Trust | Tax Withholding | 2,022 | $106.08 | $214,494 | 45,217 | Jan 8, 2025 |
| Fisher Mark P | Senior VP & General Counsel | Tax Withholding | 5,710 | $106.08 | $605,717 | 52,865 | Jan 8, 2025 |
| Nesi Victor | Co-President | Option Exercise | 25,744 | — | — | 179,397 | Jan 8, 2025 |
| SLINEY DAVID D | Chief Operating Officer | Tax Withholding | 3,174 | $106.08 | $336,698 | 164,625 | Jan 8, 2025 |
| Marischen James M | Chief Financial Officer | Gift | 500 | — | — | 56,225 | Dec 19, 2024 |
| SLINEY DAVID D | Chief Operating Officer | Gift | 2,000 | — | — | 157,619 | Dec 12, 2024 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Disposition | 100,000 | $117.72 | $11,772,000 | 1,191,516 | Nov 25, 2024 |
| ZEMLYAK JAMES M | Co-President | Disposition | 70,000 | $117.72 | $8,240,400 | 1,132,245 | Nov 25, 2024 |
| Nesi Victor | Co-President | Disposition | 15,000 | $117.72 | $1,765,800 | 153,653 | Nov 25, 2024 |
| Michaud Thomas B. | Senior Vice President | Disposition | 15,000 | $117.72 | $1,765,800 | 75,055 | Nov 25, 2024 |
| WEISEL THOMAS W | — | Sale | 13,000 | $115.01 | $1,495,130 | 13,178 | Nov 22, 2024 |
| ZEMLYAK JAMES M | Co-President | Other | 17,600 | $113.44 | $1,996,544 | 1,202,245 | Nov 20, 2024 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Other | 43,900 | $113.44 | $4,980,016 | 1,291,516 | Nov 20, 2024 |
| Nesi Victor | Co-President | Sale | 10,500 | $113.82 | $1,195,110 | 44,232 | Nov 18, 2024 |
| SLINEY DAVID D | Chief Operating Officer | Sale | 25,000 | $116.18 | $2,904,500 | 159,619 | Nov 12, 2024 |
| ZEMLYAK JAMES M | Co-President | Gift | 10,000 | — | — | 1,219,845 | Jun 24, 2024 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Gift | 10,000 | — | — | 1,335,416 | Jun 24, 2024 |
| ZIMMERMAN MICHAEL J | — | Option Exercise | 2,504 | — | — | 53,919 | Jun 7, 2024 |
| PEACOCK DAVID A | — | Option Exercise | 2,504 | — | — | 21,150 | Jun 7, 2024 |
| Markus Maura A. | — | Option Exercise | 2,504 | — | — | 25,082 | Jun 7, 2024 |
| Ludeman Daniel J. | — | Option Exercise | 2,504 | — | — | 12,528 | Jun 7, 2024 |
| Kavanaugh James P. | — | Option Exercise | 2,504 | — | — | 5,100 | Jun 7, 2024 |
| Carnoy Lisa Landau | — | Option Exercise | 3,164 | — | — | 3,164 | Jun 7, 2024 |
| BROWN MICHAEL W | — | Option Exercise | 2,504 | — | — | 65,079 | Jun 7, 2024 |
| Brown Maryam S. | — | Option Exercise | 3,164 | — | — | 3,164 | Jun 7, 2024 |
| Berlew Adam T. | — | Option Exercise | 2,504 | — | — | 12,528 | Jun 7, 2024 |
| PEACOCK DAVID A | — | Sale | 13,000 | $79.90 | $1,038,700 | 18,646 | May 2, 2024 |
| ZEMLYAK JAMES M | Co-President | Gift | 409 | — | — | 409 | Apr 11, 2024 |
| SLINEY DAVID D | Chief Operating Officer | Sale | 3,795 | $74.01 | $280,868 | 184,619 | Mar 13, 2024 |
| Michaud Thomas B. | Senior Vice President | Sale | 25,421 | $74.26 | $1,887,763 | 90,055 | Mar 11, 2024 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Disposition | 100,000 | $75.41 | $7,541,000 | 1,345,416 | Mar 8, 2024 |
| REICHERT CHRISTOPHER K | CEO of Stifel Bank & Trust | Disposition | 10,000 | $75.41 | $754,100 | 40,588 | Mar 8, 2024 |
| ZEMLYAK JAMES M | Co-President | Disposition | 50,000 | $75.41 | $3,770,500 | 1,229,845 | Mar 8, 2024 |
| Nesi Victor | Co-President | Disposition | 25,000 | $75.41 | $1,885,250 | 168,653 | Mar 8, 2024 |
| SLINEY DAVID D | Chief Operating Officer | Option Exercise | 5,504 | — | — | 204,783 | Mar 1, 2024 |
| Marischen James M | Chief Financial Officer | Tax Withholding | 1,900 | $75.00 | $142,500 | 56,725 | Mar 1, 2024 |
| Fisher Mark P | Senior VP & General Counsel | Tax Withholding | 2,887 | $75.00 | $216,525 | 47,503 | Mar 1, 2024 |
| Nesi Victor | Co-President | Option Exercise | 5,967 | — | — | 183,126 | Mar 1, 2024 |
| ZEMLYAK JAMES M | Co-President | Tax Withholding | 13,190 | $75.00 | $989,250 | 1,279,845 | Mar 1, 2024 |
| KRUSZEWSKI RONALD J | Chief Executive Officer | Option Exercise | 55,781 | — | — | 1,475,312 | Mar 1, 2024 |
| REICHERT CHRISTOPHER K | CEO of Stifel Bank & Trust | Option Exercise | 4,415 | — | — | 52,302 | Mar 1, 2024 |
| Michaud Thomas B. | Senior Vice President | Option Exercise | 2,476 | — | — | 111,758 | Mar 1, 2024 |
| Fisher Mark P | Senior VP & General Counsel | Tax Withholding | 2,258 | $75.00 | $169,350 | 48,132 | Mar 1, 2024 |
| Nesi Victor | Co-President | Sale | 36,000 | $75.37 | $2,713,320 | 54,732 | Feb 21, 2024 |
| WEISEL THOMAS W | — | Gift | 3,692 | — | — | 26,178 | Jan 25, 2024 |