ConnectOne Bancorp, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| THOMPSON WILLIAM | — | Award / Grant | 4,379 | — | — | 85,540 | Jun 2, 2020 |
| BOL ALEXANDER | — | Award / Grant | 4,379 | — | — | 135,516 | Jun 2, 2020 |
| Criscione Laura | EVP & Chief Compliance Officer | Tax Withholding | 505 | $10.75 | $5,429 | 71,284 | Mar 20, 2020 |
| Burns William S | EVP & Chief Financial Officer | Award / Grant | 17,967 | — | — | 88,842 | Mar 20, 2020 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Tax Withholding | 434 | $15.30 | $6,640 | 17,215 | Mar 20, 2020 |
| Magennis Elizabeth | EVP & Chief Lending Officer | Tax Withholding | 1,857 | $10.77 | $20,000 | 69,090 | Mar 20, 2020 |
| McGrover Michael J. | FSVP & Chief Credit Officer | Award / Grant | 2,730 | — | — | 21,634 | Mar 19, 2020 |
| BAIER FRANK W | — | Purchase | 7,500 | $12.04 | $90,300 | 89,733 | Mar 17, 2020 |
| Sorrentino Frank III | Chairman, President & CEO | Award / Grant | 57,451 | — | — | 768,426 | Mar 15, 2020 |
| THOMPSON WILLIAM | — | Purchase | 1,300 | $19.82 | $25,766 | 81,161 | Mar 6, 2020 |
| MINOIA NICHOLAS | — | Option Exercise | 3,473 | $8.53 | $29,625 | 36,687 | Feb 20, 2020 |
| THOMPSON WILLIAM | — | Sale | 3,278 | $24.41 | $80,016 | 76,342 | Jan 28, 2020 |
| Sorrentino Frank III | Chairman, President & CEO | Option Exercise | 14,567 | $6.99 | $101,823 | 705,266 | Jan 9, 2020 |
| Sokolich Mark | — | Award / Grant | 67,881 | — | — | 83,131 | Jan 2, 2020 |
| Sokolich Mark | — | Award / Grant | 69,335 | — | — | 84,585 | Jan 2, 2020 |
| Sorrentino Frank III | Chairman, President & CEO | Option Exercise | 10,000 | $6.99 | $69,900 | 690,699 | Oct 9, 2019 |
| Boswell Stephen T. | — | Gift | 9,000 | — | — | 301,548 | Sep 12, 2019 |
| BAIER FRANK W | — | Purchase | 5,000 | $19.99 | $99,950 | 82,233 | Aug 27, 2019 |
| Boswell Stephen T. | — | Purchase | 10,500 | $20.47 | $214,935 | 309,468 | Aug 20, 2019 |
| Burns William S | EVP & CFO | Sale | 1,500 | $21.89 | $32,835 | 69,394 | Apr 30, 2019 |
| Criscione Laura | EVP & Chief Compliance Officer | Sale | 873 | $21.96 | $19,171 | 72,043 | Apr 30, 2019 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Sale | 1,527 | $21.96 | $33,533 | 17,649 | Apr 30, 2019 |
| Magennis Elizabeth | EVP & Chief Lending Officer | Sale | 1,556 | $22.07 | $34,341 | 67,757 | Apr 29, 2019 |
| Sorrentino Frank III | Chairman, President & CEO | Sale | 5,240 | $21.93 | $114,913 | 680,699 | Apr 29, 2019 |
| FISH FREDERICK S | — | Option Exercise | 3,473 | $12.52 | $43,482 | 45,180 | Apr 24, 2019 |
| SCHECHTER HAROLD | — | Option Exercise | 3,473 | $12.52 | $43,482 | 33,771 | Apr 2, 2019 |
| Sorrentino Frank III | Chairman, President & CEO | Award / Grant | 9,669 | — | — | 666,242 | Mar 19, 2019 |
| Magennis Elizabeth | EVP & Chief Lending Officer | Award / Grant | 3,244 | — | — | 63,720 | Mar 19, 2019 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Award / Grant | 6,494 | — | — | 19,176 | Mar 19, 2019 |
| Burns William S | EVP & CFO | Award / Grant | 3,515 | — | — | 65,075 | Mar 19, 2019 |
| McGrover Michael J. | 1st SVP & Chief Credit Officer | Award / Grant | 1,818 | — | — | 16,593 | Mar 19, 2019 |
| Criscione Laura | EVP & Chief Compliance Officer | Award / Grant | 3,788 | — | — | 72,916 | Mar 19, 2019 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Award / Grant | 3,254 | — | — | 11,781 | Mar 18, 2019 |
| Magennis Elizabeth | EVP & Chief Lending Officer | Award / Grant | 3,684 | — | — | 61,090 | Mar 18, 2019 |
| Criscione Laura | EVP & Chief Compliance Officer | Award / Grant | 2,081 | — | — | 68,583 | Mar 18, 2019 |
| Burns William S | Executive VP & CFO | Award / Grant | 3,933 | — | — | 62,216 | Mar 18, 2019 |
| THOMPSON WILLIAM | — | Purchase | 1,175 | $20.87 | $24,522 | 79,480 | Mar 6, 2019 |
| THOMPSON WILLIAM | — | Sale | 2,700 | $20.11 | $54,297 | 74,787 | Jan 30, 2019 |
| SCHECHTER HAROLD | — | Option Exercise | 3,473 | $7.67 | $26,638 | 19,879 | Jan 23, 2019 |
| Magennis Elizabeth | EVP & Chief Lending Officer | Option Exercise | 2,504 | $4.62 | $11,568 | 57,406 | Jan 7, 2019 |
| FISH FREDERICK S | — | Award / Grant | 2,131 | — | — | 41,677 | Jan 4, 2019 |
| THOMPSON WILLIAM | — | Award / Grant | 2,131 | — | — | 77,487 | Jan 4, 2019 |
| BAIER FRANK W | — | Award / Grant | 2,131 | — | — | 77,233 | Jan 4, 2019 |
| Parisi Joseph Jr. | — | Award / Grant | 2,131 | — | — | 216,280 | Jan 4, 2019 |
| BOL ALEXANDER | — | Award / Grant | 2,131 | — | — | 131,137 | Jan 4, 2019 |
| Rifkin Daniel E | — | Award / Grant | 2,131 | — | — | 181,273 | Jan 4, 2019 |
| MINOIA NICHOLAS | — | Award / Grant | 2,131 | — | — | 33,081 | Jan 4, 2019 |
| Huttle Frank III | — | Award / Grant | 2,131 | — | — | 215,083 | Jan 4, 2019 |
| Kempner Michael W | — | Award / Grant | 2,131 | — | — | 402,523 | Jan 4, 2019 |
| Nukk-Freeman Katherin | — | Award / Grant | 2,131 | — | — | 2,681 | Jan 4, 2019 |