ConnectOne Bancorp, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Javitz Joseph T. | EVP & Chief Credit Officer | Sale | 1,700 | $25.46 | $43,282 | 21,146 | Sep 3, 2025 |
| Boswell Stephen T. | — | Gift | 11,700 | — | — | 268,767 | Aug 13, 2025 |
| Boswell Stephen T. | — | Purchase | 1,500 | $22.25 | $33,375 | 77,674 | Aug 1, 2025 |
| O'Donnell Susan C | — | Purchase | 2,691 | $22.30 | $60,000 | 8,523 | Aug 1, 2025 |
| Schwartz Robert Allan | EVP & General Counsel | Award / Grant | 1,116 | — | — | 41,780 | Jun 12, 2025 |
| Kempner Michael W | — | Award / Grant | 2,613 | — | — | 282,170 | Jun 2, 2025 |
| Sokolich Mark | — | Award / Grant | 2,613 | — | — | 111,402 | Jun 2, 2025 |
| Nukk-Freeman Katherin | — | Award / Grant | 2,613 | — | — | 22,611 | Jun 2, 2025 |
| Huttle Frank III | — | Award / Grant | 2,613 | — | — | 88,997 | Jun 2, 2025 |
| QUICK PETER | — | Award / Grant | 2,613 | — | — | 30,607 | Jun 2, 2025 |
| O'Donnell Susan C | — | Award / Grant | 2,613 | — | — | 5,832 | Jun 2, 2025 |
| Haye Edward J. | — | Award / Grant | 2,613 | — | — | 14,232 | Jun 2, 2025 |
| BECKER CHRISTOPHER | — | Award / Grant | 2,613 | — | — | 53,832 | Jun 2, 2025 |
| Rifkin Daniel E | — | Award / Grant | 2,613 | — | — | 204,253 | Jun 2, 2025 |
| MINOIA NICHOLAS | — | Award / Grant | 2,613 | — | — | 69,760 | Jun 2, 2025 |
| Boswell Stephen T. | — | Award / Grant | 2,613 | — | — | 76,174 | Jun 2, 2025 |
| BAIER FRANK W | — | Award / Grant | 2,613 | — | — | 107,714 | Jun 2, 2025 |
| Moise Anson M. | — | Award / Grant | 2,613 | — | — | 13,611 | Jun 2, 2025 |
| QUICK PETER | — | Award / Grant | 7,762 | — | — | 7,762 | Jun 1, 2025 |
| Haye Edward J. | — | Award / Grant | 11,619 | — | — | 11,619 | Jun 1, 2025 |
| BECKER CHRISTOPHER | — | Award / Grant | 51,219 | — | — | 51,219 | Jun 1, 2025 |
| O'Malley Michael | EVP & Chief Risk Officer | Tax Withholding | 580 | $23.55 | $13,659 | 12,738 | Mar 25, 2025 |
| Criscione Laura | EVP & Chief Compliance Officer | Tax Withholding | 560 | $23.55 | $13,188 | 102,452 | Mar 25, 2025 |
| Magennis Elizabeth | Bank President | Tax Withholding | 1,385 | $23.55 | $32,617 | 135,378 | Mar 25, 2025 |
| Sorrentino Frank III | Chairman & CEO | Tax Withholding | 4,527 | $23.73 | $107,426 | 600,096 | Mar 22, 2025 |
| Burns William S | Senior EVP & CFO | Tax Withholding | 1,063 | $23.73 | $25,225 | 128,358 | Mar 22, 2025 |
| Criscione Laura | EVP & Chief Compliance Officer | Award / Grant | 2,400 | — | — | 101,997 | Mar 20, 2025 |
| Magennis Elizabeth | Bank President | Award / Grant | 6,329 | — | — | 132,685 | Mar 20, 2025 |
| Burns William S | Senior EVP & CFO | Award / Grant | 5,886 | — | — | 127,361 | Mar 20, 2025 |
| O'Malley Michael | EVP & Chief Risk Officer | Award / Grant | 2,584 | — | — | 12,421 | Mar 19, 2025 |
| Sorrentino Frank III | Chairman & CEO | Tax Withholding | 9,882 | $23.59 | $233,116 | 579,001 | Mar 19, 2025 |
| Nukk-Freeman Katherin | — | Award / Grant | 3,219 | — | — | 19,998 | Jun 3, 2024 |
| Sokolich Mark | — | Award / Grant | 3,219 | — | — | 104,154 | Jun 3, 2024 |
| Boswell Stephen T. | — | Award / Grant | 3,219 | — | — | 71,726 | Jun 3, 2024 |
| Rifkin Daniel E | — | Award / Grant | 3,219 | — | — | 201,640 | Jun 3, 2024 |
| O'Donnell Susan C | — | Award / Grant | 3,219 | — | — | 3,219 | Jun 3, 2024 |
| Moise Anson M. | — | Award / Grant | 3,219 | — | — | 10,998 | Jun 3, 2024 |
| MINOIA NICHOLAS | — | Award / Grant | 3,219 | — | — | 65,581 | Jun 3, 2024 |
| Kempner Michael W | — | Award / Grant | 3,219 | — | — | 279,557 | Jun 3, 2024 |
| Huttle Frank III | — | Award / Grant | 3,219 | — | — | 86,384 | Jun 3, 2024 |
| BAIER FRANK W | — | Award / Grant | 3,219 | — | — | 105,101 | Jun 3, 2024 |
| Sorrentino Frank III | Chairman & CEO | Tax Withholding | 4,085 | $19.01 | $77,656 | 585,056 | Mar 25, 2024 |
| Criscione Laura | EVP & Chief Compliance Officer | Tax Withholding | 448 | $19.01 | $8,516 | 100,031 | Mar 25, 2024 |
| Magennis Elizabeth | EVP & Bank President | Award / Grant | 8,309 | — | — | 128,615 | Mar 25, 2024 |
| Burns William S | Senior EVP & CFO | Award / Grant | 7,724 | — | — | 123,604 | Mar 25, 2024 |
| O'Malley Michael | EVP & Chief Risk Officer | Tax Withholding | 467 | $18.98 | $8,864 | 9,837 | Mar 22, 2024 |
| Magennis Elizabeth | EVP & Bank President | Tax Withholding | 2,379 | $19.57 | $46,557 | 116,294 | Mar 22, 2024 |
| Sorrentino Frank III | Chairman & CEO | Tax Withholding | 14,709 | $19.01 | $279,618 | 560,380 | Mar 22, 2024 |
| Burns William S | Senior EVP & CFO | Tax Withholding | 3,833 | $19.01 | $72,865 | 115,880 | Mar 22, 2024 |
| Criscione Laura | EVP & Chief Compliance Officer | Tax Withholding | 832 | $19.57 | $16,282 | 95,507 | Mar 22, 2024 |