ConnectOne Bancorp, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| O'Malley Michael | EVP & Chief Risk Officer | Tax Withholding | 898 | $19.57 | $17,574 | 6,824 | Mar 20, 2024 |
| Boswell Stephen T. | — | Gift | 8,000 | — | — | 67,710 | Nov 16, 2023 |
| THOMPSON WILLIAM | — | Purchase | 2,000 | $20.25 | $40,500 | 100,850 | Aug 15, 2023 |
| Kempner Michael W | — | Sale | 47,500 | $20.70 | $983,250 | 276,338 | Aug 9, 2023 |
| Sokolich Mark | — | Award / Grant | 4,253 | — | — | 98,981 | Jun 1, 2023 |
| Moise Anson M. | — | Award / Grant | 4,253 | — | — | 7,769 | Jun 1, 2023 |
| Huttle Frank III | — | Award / Grant | 4,253 | — | — | 83,165 | Jun 1, 2023 |
| Nukk-Freeman Katherin | — | Award / Grant | 4,253 | — | — | 16,779 | Jun 1, 2023 |
| THOMPSON WILLIAM | — | Award / Grant | 4,253 | — | — | 98,693 | Jun 1, 2023 |
| Boswell Stephen T. | — | Award / Grant | 4,253 | — | — | 66,737 | Jun 1, 2023 |
| MINOIA NICHOLAS | — | Award / Grant | 4,253 | — | — | 60,984 | Jun 1, 2023 |
| Kempner Michael W | — | Award / Grant | 4,253 | — | — | 323,838 | Jun 1, 2023 |
| Sokolich Mark | — | Award / Grant | 4,253 | — | — | 95,564 | Jun 1, 2023 |
| BAIER FRANK W | — | Award / Grant | 4,253 | — | — | 101,882 | Jun 1, 2023 |
| Rifkin Daniel E | — | Award / Grant | 4,253 | — | — | 198,421 | Jun 1, 2023 |
| Rifkin Daniel E | — | Purchase | 5,000 | $13.85 | $69,250 | 194,168 | May 26, 2023 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Purchase | 350 | $14.50 | $5,075 | 53,377 | May 8, 2023 |
| O'Malley Michael | EVP & Chief Risk Officer | Award / Grant | 5,388 | — | — | 8,189 | Mar 27, 2023 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Award / Grant | 8,366 | — | — | 49,588 | Mar 23, 2023 |
| Criscione Laura | EVP & Chief Compliance Officer | Tax Withholding | 538 | $17.35 | $9,334 | 96,773 | Mar 20, 2023 |
| Magennis Elizabeth | EVP & Bank President | Award / Grant | 14,274 | — | — | 115,082 | Mar 20, 2023 |
| Burns William S | Senior EVP & CFO | Award / Grant | 13,268 | — | — | 110,398 | Mar 20, 2023 |
| Sorrentino Frank III | Chairman, President & CEO | Award / Grant | 57,452 | — | — | 878,806 | Mar 20, 2023 |
| Nukk-Freeman Katherin | — | Purchase | 181 | $18.72 | $3,388 | 2,431 | Mar 14, 2023 |
| Boswell Stephen T. | — | Purchase | 10,000 | $20.95 | $209,500 | 254,084 | Mar 10, 2023 |
| Kempner Michael W | — | Sale | 41,000 | $24.01 | $984,410 | 319,585 | Mar 2, 2023 |
| MINOIA NICHOLAS | — | Option Exercise | 3,473 | $12.52 | $43,482 | 56,522 | Feb 17, 2023 |
| THOMPSON WILLIAM | — | Sale | 1,200 | $23.81 | $28,572 | 94,358 | Feb 13, 2023 |
| THOMPSON WILLIAM | — | Option Exercise | 3,000 | $12.52 | $37,560 | 95,558 | Jan 31, 2023 |
| THOMPSON WILLIAM | — | Purchase | 1,000 | $24.82 | $24,820 | 92,482 | Nov 17, 2022 |
| Boswell Stephen T. | — | Gift | 8,000 | — | — | 241,103 | Nov 16, 2022 |
| Boswell Stephen T. | — | Purchase | 8,000 | $24.88 | $199,040 | 249,103 | Nov 14, 2022 |
| Boswell Stephen T. | — | Purchase | 6,000 | $24.96 | $149,760 | 61,657 | Jun 16, 2022 |
| Nukk-Freeman Katherin | — | Award / Grant | 1,911 | — | — | 12,526 | Jun 1, 2022 |
| THOMPSON WILLIAM | — | Award / Grant | 1,911 | — | — | 91,331 | Jun 1, 2022 |
| Moise Anson M. | — | Award / Grant | 1,911 | — | — | 3,516 | Jun 1, 2022 |
| Boswell Stephen T. | — | Award / Grant | 1,911 | — | — | 55,438 | Jun 1, 2022 |
| MINOIA NICHOLAS | — | Award / Grant | 1,911 | — | — | 52,546 | Jun 1, 2022 |
| Kempner Michael W | — | Award / Grant | 1,911 | — | — | 360,585 | Jun 1, 2022 |
| Sokolich Mark | — | Award / Grant | 1,911 | — | — | 91,119 | Jun 1, 2022 |
| Parisi Joseph Jr. | — | Award / Grant | 1,911 | — | — | 184,418 | Jun 1, 2022 |
| Huttle Frank III | — | Award / Grant | 1,911 | — | — | 78,912 | Jun 1, 2022 |
| BAIER FRANK W | — | Award / Grant | 1,911 | — | — | 97,629 | Jun 1, 2022 |
| Rifkin Daniel E | — | Award / Grant | 1,911 | — | — | 189,168 | Jun 1, 2022 |
| Huttle Frank III | — | Award / Grant | 1,578 | $6.99 | $11,030 | 77,001 | Apr 20, 2022 |
| Kempner Michael W | — | Option Exercise | 1,578 | $6.99 | $11,030 | 358,674 | Apr 14, 2022 |
| O'Malley Michael | EVP & Chief Risk Officer | Award / Grant | 2,801 | — | — | 2,801 | Mar 25, 2022 |
| Ewing Christopher J. | EVP & Chief Operations Officer | Award / Grant | 5,351 | — | — | 41,222 | Mar 25, 2022 |
| Burns William S | Senior EVP & CFO | Tax Withholding | 1,263 | $32.53 | $41,085 | 91,021 | Mar 25, 2022 |
| Magennis Elizabeth | EVP & Bank President | Award / Grant | 7,215 | — | — | 97,555 | Mar 23, 2022 |