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TRI-CONTINENTAL Corp — All Filings

1,000 total filings on record

Public companies registered with the SEC are required to file periodic reports, disclosures, and notices throughout the year. The most important are the 10-K (annual report), 10-Q (quarterly report), and 8-K (material event notice). Use the filters below to narrow by form type.

Overview All Filings Financials Insiders
All 3 4 4/A 40-17G 40-17G/A 40-6C 40-APP 40-APP/A 424B3 486BPOS 497 497J 5 8-K 8-K/A APP NTC APP ORDR CORRESP DEF 14A DEFA14A DEFC14A DEFR14A DEL AM DFAN14A DFRN14A EFFECT N-2 N-2/A N-23C-1 N-2ASR N-30B-2 N-30D N-CEN N-CEN/A N-CSR N-CSRS N-PX N-Q NO ACT NPORT-EX NPORT-P NPORT-P/A NSAR-A NSAR-A/A NSAR-AT NSAR-B NSAR-B/A NSAR-BT POS 8C POS AMI POS EX PRE 14A PREC14A SC 13D SC 13D/A SC TO-I SC TO-I/A
Form Description Accession Number Filed Period
497J 497J 0001193125-24-126386 May 1, 2024
N-2ASR N-2ASR 0001193125-24-112652 Apr 25, 2024
DEF 14A DEF 14A 0001193125-24-104621 Apr 22, 2024 Jun 25, 2024
8-K 8-K 0001193125-24-067645 Mar 14, 2024
N-CEN 0001145549-24-015986 Mar 13, 2024 Dec 31, 2023
8-K 8-K 0001193125-24-055041 Mar 1, 2024
3 3 0000950170-24-023549 Mar 1, 2024
N-CSR TRI-CONTINENTAL CORPORATION 0001683863-24-001064 Mar 1, 2024 Dec 31, 2023
NPORT-P 0001145549-24-008313 Feb 26, 2024 Dec 31, 2023
4 4 0000950170-24-005213 Jan 18, 2024 Aug 29, 2023
3 3 0000950170-24-004487 Jan 16, 2024 Jan 15, 2024
3 3 0000950170-24-004415 Jan 16, 2024 Jan 15, 2024
3 3 0000950170-24-003523 Jan 10, 2024 Jan 1, 2024
3 3 0000950170-24-000180 Jan 2, 2024 Jan 1, 2024
NPORT-P 0001145549-23-071084 Nov 27, 2023 Sep 30, 2023
8-K 8-K 0001193125-23-278513 Nov 16, 2023
8-K 8-K 0001193125-23-227158 Sep 1, 2023
N-CSRS TRI-CONTINENTAL CORPORATION 0001683863-23-006167 Sep 1, 2023 Jun 30, 2023
N-PX N-PX 0001193125-23-219665 Aug 24, 2023 Jun 30, 2023
NPORT-P 0001145549-23-049664 Aug 24, 2023 Jun 30, 2023
40-17G 40-17G 0001193125-23-191066 Jul 21, 2023
4 4 0000950170-23-032166 Jul 7, 2023 Jul 6, 2023
8-K 8-K 0001193125-23-169915 Jun 20, 2023
NPORT-P 0001145549-23-031135 May 25, 2023 Mar 31, 2023
8-K 8-K 0001193125-23-147715 May 18, 2023
DEF 14A DEF 14A 0001193125-23-103466 Apr 17, 2023 Jun 20, 2023
N-CEN 0001145549-23-016575 Mar 15, 2023 Dec 31, 2022
8-K 8-K 0001193125-23-067501 Mar 10, 2023
N-CSR TRI-CONTINENTAL CORPORATION 0001683863-23-001735 Mar 3, 2023
8-K 8-K 0001193125-23-059177 Mar 3, 2023
NPORT-P 0001145549-23-009134 Feb 24, 2023 Dec 31, 2022
3 FORM 3 0001567619-23-000081 Jan 4, 2023 Jan 1, 2023
NPORT-P 0001145549-22-070074 Nov 25, 2022 Sep 30, 2022
8-K 8-K 0001193125-22-287305 Nov 17, 2022
8-K 8-K 0001193125-22-237588 Sep 2, 2022
N-CSRS N-CSRS 0001193125-22-235026 Aug 31, 2022
NPORT-P 0001145549-22-049335 Aug 24, 2022 Jun 30, 2022
N-PX N-PX 0001193125-22-223816 Aug 18, 2022 Jun 30, 2022
40-17G 40-17G 0001193125-22-204873 Jul 28, 2022
8-K 8-K 0001193125-22-177369 Jun 21, 2022
POS EX POS EX 0001193125-22-165905 Jun 2, 2022
NPORT-P 0001145549-22-030052 May 25, 2022 Mar 31, 2022
8-K 8-K 0001193125-22-154643 May 19, 2022
DEF 14A DEF 14A 0001193125-22-107885 Apr 18, 2022 Jun 21, 2022
424B3 424B3 0001193125-22-086058 Mar 28, 2022
N-CEN 0001145549-22-016138 Mar 15, 2022 Dec 31, 2021
4 FORM 4 0001567619-22-006910 Mar 14, 2022
8-K 8-K 0001193125-22-073356 Mar 11, 2022
8-K 8-K 0001193125-22-065280 Mar 4, 2022
N-CSR TRI-CONTINENTAL CORPORATION 0001683863-22-001391 Mar 3, 2022 Dec 31, 2021