TRI-CONTINENTAL Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Petersen Christopher O. | SVP & Asst Secretary | Sale | 151 | $33.56 | $5,077 | — | Sep 4, 2025 |
| Larrenaga Ryan Collins | See Remarks | Purchase | 100 | $33.04 | $3,304 | 100 | Aug 20, 2025 |
| Carlton Pamela G | — | Sale | 332 | $31.25 | $10,375 | 1,584 | Mar 7, 2025 |
| TRUSCOTT WILLIAM F | Senior Vice President | Purchase | 4,000 | $33.60 | $134,400 | 4,000 | Nov 18, 2024 |
| TRUSCOTT WILLIAM F | Senior Vice President | Gift | 2,000 | — | — | — | Nov 8, 2024 |
| Carrig Janet | — | Sale | 27 | $27.71 | $748 | 73 | Aug 29, 2023 |
| Sivaraman Raghavendran | — | Purchase | 415 | $27.10 | $11,247 | 3,000 | Jul 6, 2023 |
| Lee Grace | — | Purchase | 2,000 | $29.15 | $58,300 | 2,000 | Mar 14, 2022 |
| Beckman Daniel | Senior Vice President | Purchase | 325 | $34.00 | $11,050 | 325 | May 6, 2021 |
| Petersen Christopher O. | President & Prin Exec Off | Purchase | 100 | $28.40 | $2,840 | 100 | Nov 17, 2020 |
| KING DAVID L | — | Purchase | 37 | $26.44 | $978 | 149,891 | Mar 2, 2020 |
| KING DAVID L | — | Purchase | 338 | $26.00 | $8,788 | 143,032 | Mar 2, 2020 |
| Carlton Pamela G | — | Sale | 300 | $28.34 | $8,502 | 1,263 | Feb 3, 2020 |
| Jin Yan | — | Purchase | 136 | $23.46 | $3,191 | 12,827 | Dec 31, 2018 |
| Albanese Peter | — | Sale | 600 | $27.53 | $16,518 | 8,668 | Jun 12, 2018 |
| KING DAVID L | — | Purchase | 100 | $22.80 | $2,280 | 130,100 | Mar 22, 2017 |
| Jin Yan | — | Purchase | 2,000 | $23.22 | $46,440 | 7,500 | Mar 13, 2017 |
| Albanese Peter | — | Purchase | 1,700 | $22.78 | $38,726 | 6,300 | Feb 8, 2017 |
| Jin Yan | — | Purchase | 1,000 | $22.63 | $22,630 | 5,500 | Feb 3, 2017 |
| KING DAVID L | — | Purchase | 500 | $22.56 | $11,280 | 127,795 | Feb 1, 2017 |
| Condon Brian Matthew | — | Purchase | 2,500 | $19.58 | $48,950 | 17,500 | Dec 11, 2015 |
| Condon Brian Matthew | — | Purchase | 1,000 | $19.65 | $19,650 | 15,000 | Oct 5, 2015 |
| Jin Yan | — | Purchase | 1,500 | $21.69 | $32,535 | 4,500 | Mar 19, 2015 |
| KING DAVID L | — | Purchase | 205 | $21.86 | $4,481 | 116,048 | Mar 9, 2015 |
| Condon Brian Matthew | — | Purchase | 2,500 | $22.08 | $55,200 | 12,000 | Mar 2, 2015 |
| PAGLIA CATHERINE JAMES | — | Sale | 0 | $21.38 | $3 | 126 | Nov 10, 2014 |
| Jin Yan | — | Purchase | 1,200 | $20.99 | $25,188 | 3,000 | Jun 9, 2014 |
| Condon Brian Matthew | — | Purchase | 166 | $20.05 | $3,328 | 6,000 | Apr 16, 2014 |
| Condon Brian Matthew | — | Purchase | 2,145 | $19.94 | $42,771 | 4,645 | Mar 20, 2014 |
| Jin Yan | — | Purchase | 300 | $19.31 | $5,793 | 1,800 | Feb 10, 2014 |
| KING DAVID L | — | Purchase | 800 | $17.68 | $14,144 | 101,364 | Jun 20, 2013 |
| Jin Yan | — | Purchase | 300 | $17.80 | $5,340 | 1,500 | Jun 20, 2013 |
| White Todd | — | Purchase | 200 | $17.42 | $3,484 | 15,800 | Mar 18, 2013 |
| Jin Yan | — | Purchase | 600 | $17.56 | $10,536 | 1,200 | Mar 12, 2013 |
| White Todd | — | Purchase | 3,000 | $17.10 | $51,300 | 9,000 | Mar 4, 2013 |
| KING DAVID L | — | Purchase | 9,100 | $16.86 | $153,426 | 85,000 | Jan 17, 2013 |
| Condon Brian Matthew | — | Purchase | 340 | $13.64 | $4,638 | 500 | Dec 28, 2012 |
| KING DAVID L | — | Purchase | 1,019 | $15.18 | $15,468 | 70,000 | Jun 18, 2012 |
| Jin Yan | — | Purchase | 600 | $15.75 | $9,450 | 600 | May 3, 2012 |
| Carlton Pamela G | — | Sale | 100 | $15.90 | $1,590 | — | Apr 10, 2012 |
| KING DAVID L | — | Purchase | 2,000 | $16.11 | $32,220 | 44,700 | Jan 5, 2012 |
| Condon Brian Matthew | — | Purchase | 340 | $13.64 | $4,638 | 2,500 | Dec 28, 2010 |
| TRUSCOTT WILLIAM F | Vice President | Purchase | 1,900 | $11.65 | $22,135 | 2,000 | Mar 2, 2010 |
| RICHIE LEROY C | — | Sale | 5,700 | $11.17 | $63,669 | 4,738 | Oct 9, 2009 |
| Clark John H | — | Purchase | 20,912 | $19.05 | $398,371 | 20,912 | May 14, 2008 |
| MORRIS WILLIAM C | Chairman | Purchase | 620 | $19.34 | $12,000 | 39,348 | Feb 13, 2008 |
| MCPHERSON FRANK A | — | Sale | 1,054 | $18.98 | $20,000 | 52,519 | Jan 30, 2008 |
| MORRIS WILLIAM C | Chairman | Purchase | 570 | $21.04 | $12,000 | 38,157 | Dec 26, 2007 |
| MCPHERSON FRANK A | — | Sale | 3,245 | $24.65 | $80,000 | 51,877 | Oct 17, 2007 |
| KADLEC CHARLES W | Vice President | Purchase | 200 | $26.43 | $5,286 | 7,918 | May 31, 2007 |