TRI-CONTINENTAL Corp — 40-APP/A Filings
7 40-APP/A filings on record
This page lists all 40-APP/A filings submitted to the SEC by TRI-CONTINENTAL Corp (TY-P), sorted by most recent first. Each row links to the full filing on EdgarLookup. TRI-CONTINENTAL Corp has filed 7 40-APP/A documents with the SEC since 1997. To view all SEC filings by TRI-CONTINENTAL Corp, see the full filings list.
All
3
4
4/A
40-17G
40-17G/A
40-6C
40-APP
40-APP/A
424B3
486BPOS
497
497J
5
8-K
8-K/A
APP NTC
APP ORDR
CORRESP
DEF 14A
DEFA14A
DEFC14A
DEFR14A
DEL AM
DFAN14A
DFRN14A
EFFECT
N-2
N-2/A
N-23C-1
N-2ASR
N-30B-2
N-30D
N-CEN
N-CEN/A
N-CSR
N-CSRS
N-PX
N-Q
NO ACT
NPORT-EX
NPORT-P
NPORT-P/A
NSAR-A
NSAR-A/A
NSAR-AT
NSAR-B
NSAR-B/A
NSAR-BT
POS 8C
POS AMI
POS EX
PRE 14A
PREC14A
SC 13D
SC 13D/A
SC TO-I
SC TO-I/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP/A | 40-APP/A | 0001193125-25-224866 | Sep 30, 2025 | — |
| 40-APP/A | 40-APP/A | 0001193125-25-195998 | Sep 4, 2025 | — |
| 40-APP/A | 40-APP/A | 0001193125-25-113663 | May 6, 2025 | — |
| 40-APP/A | 40-APP/A | 0000950123-10-086004 | Sep 14, 2010 | — |
| 40-APP/A | 40-APP/A | 0000950123-10-049022 | May 13, 2010 | — |
| 40-APP/A | 40-APP/A | 0000950123-09-040024 | Sep 1, 2009 | — |
| 40-APP/A | AUTO-GENERATED PAPER DOCUMENT | 9999999997-08-039364 | Sep 15, 2008 | — |