CAPITAL SOUTHWEST CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| FURST JACK D | — | Award / Grant | 2,421 | — | — | 41,425 | Aug 10, 2022 |
| Brooks David R | — | Award / Grant | 2,421 | — | — | 34,421 | Aug 10, 2022 |
| BATTIST CHRISTINE | — | Award / Grant | 2,421 | — | — | 2,421 | Aug 10, 2022 |
| Rogers-Windsor Ramona Lynn | — | Award / Grant | 2,421 | — | — | 6,636 | Aug 10, 2022 |
| Thomas William R III | — | Award / Grant | 2,421 | — | — | 10,638 | Aug 10, 2022 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 850 | $18.57 | $15,785 | 4,130 | Jun 22, 2022 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 11,046 | $21.62 | $238,815 | 190,258 | Jun 10, 2022 |
| Sarner Michael Scott | Chief Financial Officer | Award / Grant | 43,990 | — | — | 321,308 | Jun 10, 2022 |
| Weinstein Joshua S. | Senior Managing Director | Award / Grant | 37,473 | — | — | 182,038 | Jun 10, 2022 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 750 | $23.81 | $17,858 | 3,230 | Mar 30, 2022 |
| Brooks David R | — | Purchase | 2,000 | $23.93 | $47,860 | 32,000 | Mar 29, 2022 |
| BATTIST CHRISTINE | — | Purchase | 389 | $25.00 | $9,725 | 8,248 | Feb 17, 2022 |
| BATTIST CHRISTINE | — | Purchase | 400 | $24.35 | $9,740 | 7,859 | Dec 20, 2021 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 11,833 | $27.38 | $323,988 | 137,897 | Nov 15, 2021 |
| Sarner Michael Scott | Chief Financial Officer | Tax Withholding | 9,974 | $27.38 | $273,088 | 277,318 | Nov 15, 2021 |
| Weinstein Joshua S. | Senior Managing Director | Tax Withholding | 5,364 | $27.38 | $146,866 | 144,565 | Nov 15, 2021 |
| Sarner Michael Scott | Chief Financial Officer | Purchase | 3,355 | $26.83 | $90,007 | 287,292 | Nov 9, 2021 |
| BATTIST CHRISTINE | — | Purchase | 700 | $25.40 | $17,780 | 7,459 | Sep 28, 2021 |
| Thomas William R III | — | Purchase | 2,000 | $27.72 | $55,440 | 6,000 | Sep 9, 2021 |
| BATTIST CHRISTINE | — | Purchase | 568 | $27.75 | $15,762 | 6,759 | Sep 9, 2021 |
| Morgan Thomas Duane | — | Purchase | 381 | $26.39 | $10,055 | 4,776 | Aug 31, 2021 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 200 | $26.40 | $5,280 | 850 | Jun 30, 2021 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 5,886 | $27.65 | $162,748 | 160,512 | Jun 10, 2021 |
| Sarner Michael Scott | Chief Financial Officer | Tax Withholding | 3,444 | $27.65 | $95,227 | 283,937 | Jun 10, 2021 |
| Weinstein Joshua S. | Senior Managing Director | Award / Grant | 33,109 | — | — | 151,894 | Jun 10, 2021 |
| BATTIST CHRISTINE | — | Purchase | 1,000 | $21.45 | $21,450 | 6,191 | Mar 19, 2021 |
| Brooks David R | — | Purchase | 1,500 | $20.57 | $30,855 | 30,000 | Feb 11, 2021 |
| Sarner Michael Scott | Chief Financial Officer | Award / Grant | 55,527 | — | — | 248,563 | Jun 10, 2020 |
| DIEHL BOWEN S | President and CEO | Award / Grant | 66,631 | — | — | 161,577 | Jun 10, 2020 |
| DIEHL BOWEN S | President and CEO | Purchase | 20,000 | $9.46 | $189,200 | 308,353 | Mar 20, 2020 |
| Sarner Michael Scott | Chief Financial Officer | Purchase | 21,500 | $9.40 | $202,100 | 193,036 | Mar 20, 2020 |
| FURST JACK D | — | Purchase | 15,500 | $8.84 | $137,020 | 39,004 | Mar 18, 2020 |
| Brooks David R | — | Purchase | 4,000 | $8.90 | $35,600 | 28,500 | Mar 18, 2020 |
| BATTIST CHRISTINE | — | Purchase | 950 | $10.33 | $9,814 | 5,191 | Mar 17, 2020 |
| BATTIST CHRISTINE | — | Purchase | 537 | $18.61 | $9,994 | 4,241 | Mar 2, 2020 |
| Sarner Michael Scott | Chief Financial Officer | Purchase | 4,150 | $18.15 | $75,323 | 171,536 | Feb 28, 2020 |
| BATTIST CHRISTINE | — | Purchase | 1,000 | $20.35 | $20,350 | 3,704 | Feb 24, 2020 |
| DIEHL BOWEN S | President and CEO | Award / Grant | 22,500 | — | — | 141,923 | Nov 15, 2019 |
| Sarner Michael Scott | Chief Financial Officer | Award / Grant | 19,000 | — | — | 167,386 | Nov 15, 2019 |
| Brooks David R | — | Purchase | 2,500 | $21.37 | $53,425 | 24,500 | Aug 30, 2019 |
| BATTIST CHRISTINE | — | Purchase | 910 | $21.85 | $19,884 | 2,704 | Aug 28, 2019 |
| DIEHL BOWEN S | President and CEO | Option Exercise | 3,123 | $11.00 | $34,353 | 126,398 | Mar 29, 2019 |
| FURST JACK D | — | Purchase | 3,504 | $18.78 | $65,805 | 23,504 | Dec 24, 2018 |
| Sarner Michael Scott | Chief Financial Officer | Award / Grant | 43,400 | — | — | 148,386 | Nov 15, 2018 |
| DIEHL BOWEN S | President and CEO | Award / Grant | 51,000 | — | — | 154,655 | Nov 15, 2018 |
| BATTIST CHRISTINE | — | Purchase | 1,000 | $19.53 | $19,530 | 1,794 | Nov 12, 2018 |
| BATTIST CHRISTINE | — | Purchase | 794 | $19.01 | $15,094 | 794 | Aug 21, 2018 |
| DIEHL BOWEN S | President and CEO | Option Exercise | 50,000 | $11.53 | $576,500 | 169,257 | Aug 15, 2018 |
| DIEHL BOWEN S | President and CEO | Option Exercise | 6,247 | $11.00 | $68,717 | 116,596 | Jun 20, 2018 |
| DIEHL BOWEN S | President and CEO | Option Exercise | 2,661 | $11.53 | $30,681 | 119,257 | Jun 20, 2018 |