CAPITAL SOUTHWEST CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Thomas William R III | Assistant Vice President | Sale | 77 | $92.50 | $7,123 | 58,158 | Jun 3, 2010 |
| Thomas William R III | Assistant Vice President | Sale | 10,000 | $76.69 | $766,900 | 58,235 | Nov 17, 2009 |
| Thomas William R III | Assistant Vice President | Sale | 10,000 | $76.69 | $766,900 | 58,235 | Nov 17, 2009 |
| Thomas William R III | Assistant Vice President | Gift | 1,475 | $77.36 | $114,106 | 12,461 | Nov 13, 2009 |
| HENDERSON GRAEME W | — | Purchase | 1,000 | $78.93 | $78,930 | 12,000 | Sep 23, 2009 |
| HENDERSON GRAEME W | — | Purchase | 490 | $77.00 | $37,730 | 10,990 | Sep 18, 2009 |
| PETERSON JEFFREY G | Vice President | Purchase | 150 | $77.19 | $11,579 | 350 | Sep 15, 2009 |
| HENDERSON GRAEME W | — | Purchase | 500 | $75.00 | $37,500 | 10,500 | Sep 1, 2009 |
| Thomas William R III | Assistant Vice President | Gift | 200 | $78.23 | $15,646 | 13,936 | Aug 27, 2009 |
| HENDERSON GRAEME W | — | Purchase | 500 | $75.00 | $37,500 | 10,000 | Aug 19, 2009 |
| Thomas William R III | Assistant Vice President | Sale | 9,390 | $72.13 | $677,301 | 14,136 | Jun 8, 2009 |
| Thomas William R III | Assistant Vice President | Sale | 1,610 | $72.03 | $115,968 | 23,526 | Jun 4, 2009 |
| Thomas William R III | Assistant Vice President | Sale | 7,600 | $73.96 | $562,096 | 25,536 | Jun 2, 2009 |
| PETERSON JEFFREY G | Vice President | Purchase | 200 | $70.00 | $14,000 | 200 | May 6, 2009 |
| BURTON DONALD W | — | Award / Grant | 2,115 | $55.22 | $116,790 | 32,376 | Mar 9, 2009 |
| BURTON DONALD W | — | Award / Grant | 1,005 | $58.00 | $58,290 | 90,779 | Mar 5, 2009 |
| Thomas William R III | Assistant Vice President | Gift | 522 | $70.72 | $36,916 | 2,752 | Feb 20, 2009 |
| Thomas William R III | Assistant Vice President | Gift | 577 | $107.28 | $61,901 | 33,658 | Dec 18, 2008 |
| Thomas William R III | Assistant Vice President | Gift | 1,500 | $95.74 | $143,610 | 36,735 | Dec 10, 2008 |
| Thomas William R III | Assistant Vice President | Award / Grant | 132 | $104.99 | $13,859 | 132 | Dec 3, 2008 |
| ASHBAUGH WILLIAM M | Senior Vice President | Award / Grant | 211 | $104.99 | $22,153 | 1,019 | Dec 3, 2008 |
| PETERSON JEFFREY G | Vice President | Award / Grant | 210 | $104.99 | $22,048 | 791 | Dec 3, 2008 |
| MARTIN GARY L | President, Chairman of Board | Award / Grant | 235 | $104.99 | $24,673 | 5,300 | Dec 3, 2008 |
| BURTON DONALD W | — | Award / Grant | 756 | $69.79 | $52,761 | 19,884 | Dec 2, 2008 |
| MARTIN GARY L | President, Chairman of Board | Purchase | 1,000 | $73.00 | $73,000 | 89,923 | Nov 26, 2008 |
| Thomas William R III | Assistant Vice President | W | 261 | — | — | 38,235 | Nov 24, 2008 |
| Thomas William R III | Assistant Vice President | Other | 206,525 | — | — | 206,525 | Nov 12, 2008 |
| Thomas William R III | Assistant Vice President | Other | 206,525 | — | — | 246,152 | Nov 12, 2008 |
| Thomas William R III | — | Purchase | 157 | $115.03 | $18,060 | 1,653 | Jun 20, 2008 |
| MARTIN GARY L | President | Purchase | 1,000 | $115.13 | $115,130 | 88,923 | Jun 20, 2008 |
| ASHBAUGH WILLIAM M | Senior Vice President | Purchase | 250 | $117.50 | $29,375 | 500 | Jun 6, 2008 |
| BURTON DONALD W | — | Award / Grant | 250 | $100.00 | $25,000 | 6,334 | Mar 6, 2008 |
| HENDERSON GRAEME W | — | Purchase | 1,000 | $103.50 | $103,500 | 9,500 | Mar 5, 2008 |
| BURTON DONALD W | — | Award / Grant | 250 | $111.00 | $27,750 | 5,334 | Mar 3, 2008 |
| HENDERSON GRAEME W | — | Purchase | 1,100 | $115.00 | $126,500 | 8,500 | Feb 29, 2008 |
| Thomas William R III | — | Purchase | 200 | $115.00 | $23,000 | 1,453 | Feb 14, 2008 |
| BURTON DONALD W | — | Award / Grant | 225 | $115.00 | $25,875 | 3,634 | Jan 2, 2008 |
| HENDERSON GRAEME W | — | Gift | 100 | $126.33 | $12,633 | 7,400 | Dec 11, 2007 |
| HODGSON SUSAN K | Secretary-Treasurer | Award / Grant | 10 | $152.12 | $1,521 | 1,098 | Nov 2, 2007 |
| MARTIN GARY L | President | Award / Grant | 299 | $152.12 | $45,484 | 5,065 | Nov 2, 2007 |
| PETERSON JEFFREY G | Vice President | Award / Grant | 126 | $152.12 | $19,167 | 581 | Nov 2, 2007 |
| ASHBAUGH WILLIAM M | Senior Vice President | Award / Grant | 159 | $152.12 | $24,187 | 808 | Nov 2, 2007 |
| BURTON DONALD W | — | Award / Grant | 14 | $140.75 | $1,971 | 3,409 | Nov 2, 2007 |
| MARTIN GARY L | President | Purchase | 83 | $130.25 | $10,811 | 87,006 | Aug 28, 2007 |
| THOMAS WILLIAM R | — | Purchase | 5,000 | $121.13 | $605,650 | 341,975 | Aug 17, 2007 |
| HENDERSON GRAEME W | — | Purchase | 16 | $111.50 | $1,784 | 6,916 | Aug 15, 2007 |
| HENDERSON GRAEME W | — | Purchase | 1,000 | $122.50 | $122,500 | 6,900 | Aug 8, 2007 |
| HODGSON SUSAN K | Secretary-Treasurer | Award / Grant | 87 | $158.53 | $13,792 | 1,088 | Aug 6, 2007 |
| HODGSON SUSAN K | Secretary-Treasurer | Option Exercise | 1,000 | $93.49 | $93,490 | 1,059 | May 17, 2007 |
| HODGSON SUSAN K | Secretary-Treasurer | Sale | 3,200 | $169.83 | $543,456 | 59 | May 14, 2007 |