CAPITAL SOUTHWEST CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rogers-Windsor Ramona Lynn | — | Purchase | 463 | $21.55 | $9,978 | 21,612 | Oct 1, 2025 |
| BATTIST CHRISTINE | — | Purchase | 667 | $22.45 | $14,974 | 12,615 | Aug 20, 2025 |
| FURST JACK D | — | Award / Grant | 2,193 | — | — | 47,948 | Aug 12, 2025 |
| Brooks David R | — | Award / Grant | 2,193 | — | — | 40,944 | Aug 12, 2025 |
| Rogers-Windsor Ramona Lynn | — | Award / Grant | 2,193 | — | — | 20,828 | Aug 12, 2025 |
| BATTIST CHRISTINE | — | Award / Grant | 2,193 | — | — | 11,948 | Aug 12, 2025 |
| Thomas William R III | — | Award / Grant | 2,193 | — | — | 18,344 | Aug 12, 2025 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 471 | $21.19 | $9,980 | 18,092 | Jun 23, 2025 |
| Weinstein Joshua S. | Senior Managing Director & CIO | Award / Grant | 65,000 | — | — | 313,563 | Jun 10, 2025 |
| Sarner Michael Scott | President and CEO | Award / Grant | 80,000 | — | — | 485,779 | Jun 9, 2025 |
| Rehberger Chris | Chief Financial Officer | Tax Withholding | 3,041 | $21.35 | $64,925 | 149,151 | Jun 9, 2025 |
| BATTIST CHRISTINE | — | Purchase | 476 | $20.87 | $9,934 | 9,755 | May 27, 2025 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 450 | $22.52 | $10,134 | 17,238 | Mar 26, 2025 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 250 | $22.67 | $5,668 | 16,407 | Dec 12, 2024 |
| BATTIST CHRISTINE | — | Purchase | 256 | $23.13 | $5,921 | 9,279 | Nov 8, 2024 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $23.07 | $11,535 | 16,157 | Nov 7, 2024 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 250 | $25.03 | $6,258 | 15,363 | Sep 16, 2024 |
| Rogers-Windsor Ramona Lynn | — | Award / Grant | 2,090 | — | — | 15,113 | Aug 9, 2024 |
| Thomas William R III | — | Award / Grant | 2,090 | — | — | 16,151 | Aug 9, 2024 |
| BATTIST CHRISTINE | — | Award / Grant | 2,090 | — | — | 7,281 | Aug 9, 2024 |
| FURST JACK D | — | Award / Grant | 2,090 | — | — | 45,755 | Aug 9, 2024 |
| Brooks David R | — | Award / Grant | 2,090 | — | — | 38,751 | Aug 9, 2024 |
| BATTIST CHRISTINE | — | Purchase | 406 | $23.94 | $9,720 | 9,023 | Aug 9, 2024 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 200 | $26.13 | $5,226 | 12,798 | Jun 28, 2024 |
| BATTIST CHRISTINE | — | Purchase | 197 | $24.96 | $4,917 | 8,617 | Jun 21, 2024 |
| DIEHL BOWEN S | President and CEO | Award / Grant | 95,000 | — | — | 303,943 | Jun 9, 2024 |
| Sarner Michael Scott | Chief Financial Officer | Award / Grant | 75,000 | — | — | 409,427 | Jun 9, 2024 |
| Weinstein Joshua S. | Senior Managing Director | Award / Grant | 60,000 | — | — | 251,690 | Jun 9, 2024 |
| Thomas William R III | — | Purchase | 9,400 | $25.87 | $243,178 | 14,061 | Jun 3, 2024 |
| BATTIST CHRISTINE | — | Purchase | 192 | $25.25 | $4,848 | 8,420 | May 29, 2024 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $25.65 | $12,825 | 12,598 | May 23, 2024 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $23.29 | $11,645 | 11,664 | Dec 21, 2023 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 2,213 | $22.17 | $49,062 | 234,639 | Nov 15, 2023 |
| Sarner Michael Scott | Chief Financial Officer | Tax Withholding | 1,869 | $22.17 | $41,436 | 352,757 | Nov 15, 2023 |
| Weinstein Joshua S. | Senior Managing Director | Tax Withholding | 1,131 | $22.17 | $25,074 | 216,167 | Nov 15, 2023 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $21.67 | $10,835 | 11,164 | Nov 2, 2023 |
| FURST JACK D | — | Award / Grant | 2,240 | — | — | 43,665 | Aug 10, 2023 |
| Rogers-Windsor Ramona Lynn | — | Award / Grant | 2,240 | — | — | 10,462 | Aug 10, 2023 |
| Brooks David R | — | Award / Grant | 2,240 | — | — | 36,661 | Aug 10, 2023 |
| BATTIST CHRISTINE | — | Award / Grant | 2,240 | — | — | 5,171 | Aug 10, 2023 |
| Thomas William R III | — | Award / Grant | 2,240 | — | — | 12,878 | Aug 10, 2023 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 17,282 | $19.86 | $343,221 | 236,852 | Jun 9, 2023 |
| Sarner Michael Scott | Chief Financial Officer | Tax Withholding | 12,527 | $19.86 | $248,786 | 354,626 | Jun 9, 2023 |
| Weinstein Joshua S. | Senior Managing Director | Tax Withholding | 8,084 | $19.86 | $160,548 | 217,298 | Jun 9, 2023 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $19.69 | $9,845 | 7,907 | Feb 6, 2023 |
| DIEHL BOWEN S | President and CEO | Tax Withholding | 7,230 | $19.09 | $138,021 | 168,520 | Nov 15, 2022 |
| Weinstein Joshua S. | Senior Managing Director | Tax Withholding | 3,688 | $19.09 | $70,404 | 174,015 | Nov 15, 2022 |
| Sarner Michael Scott | Chief Financial Officer | Tax Withholding | 6,138 | $19.09 | $117,174 | 307,225 | Nov 15, 2022 |
| Rogers-Windsor Ramona Lynn | — | Purchase | 500 | $18.97 | $9,485 | 7,262 | Nov 4, 2022 |
| BATTIST CHRISTINE | — | Purchase | 510 | $18.99 | $9,685 | 2,931 | Nov 3, 2022 |