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CAPITAL SOUTHWEST CORP — 40-APP/A Filings

16 40-APP/A filings on record

This page lists all 40-APP/A filings submitted to the SEC by CAPITAL SOUTHWEST CORP (CSWC), sorted by most recent first. Each row links to the full filing on EdgarLookup. CAPITAL SOUTHWEST CORP has filed 16 40-APP/A documents with the SEC since 2009. To view all SEC filings by CAPITAL SOUTHWEST CORP, see the full filings list.

Overview All Filings Financials Insiders
All 10-K 10-K/A 10-K405 10-K405/A 10-Q 10-Q/A 25-NSE 25-NSE/A 3 4 4/A 40-17F1 40-17F2 40-17G 40-17G/A 40-APP 40-APP/A 424B2 424B3 424B5 497 497AD 5 5/A 8-A12B 8-K 8-K/A APP NTC APP ORDR APP WD APP WDG CERT CORRESP DEF 14A DEFA14A DEL AM EFFECT FWP N-2 N-2/A N-23C-2 N-23C-2/A N-2ASR NSAR-A NT 10-Q POS 8C POS EX PRE 14A PRER14A RW S-8 SC 13D SC 13D/A SC 13G SC 13G/A
Form Description Accession Number Filed Period
40-APP/A 40-APP/A 0000017313-22-000044 May 31, 2022 —
40-APP/A 40-APP/A 0000017313-22-000020 Feb 28, 2022 —
40-APP/A 40-APP/A 0000017313-22-000002 Jan 21, 2022 —
40-APP/A 40-APP/A 0000017313-21-000193 Nov 12, 2021 —
40-APP/A 40-APP/A 0000017313-21-000154 Oct 14, 2021 —
40-APP/A 40-APP/A 0000017313-21-000139 Sep 1, 2021 —
40-APP/A 40-APP/A 0000017313-21-000114 Aug 12, 2021 —
40-APP/A 40-APP/A 0000017313-21-000100 Jul 14, 2021 —
40-APP/A 40-APP/A 0000017313-21-000091 Jun 14, 2021 —
40-APP/A 40-APP/A 0000017313-21-000066 May 17, 2021 —
40-APP/A AMENDMENT NO. 3 TO THE APPLICATION FOR AN AMENDED ORDER 0001213900-17-007749 Jul 19, 2017 —
40-APP/A APPLICATION FOR AN AMENDED ORDER 0001213900-17-006609 Jun 19, 2017 —
40-APP/A AMENDMENT NO. 1 TO FORM 40-APP 0001213900-17-005779 May 23, 2017 —
40-APP/A CAPITAL SOUTHWEST CORPORATION 0001010549-10-000582 Sep 24, 2010 —
40-APP/A CAPITAL SOUTHWEST CORPORATION 0001010549-10-000315 May 17, 2010 —
40-APP/A CAPITAL SOUTHWEST CORPORATION 0001010549-10-000307 May 14, 2010 —