CAPITAL SOUTHWEST CORP — 40-APP Filings
9 40-APP filings on record
This page lists all 40-APP filings submitted to the SEC by CAPITAL SOUTHWEST CORP (CSWC), sorted by most recent first. Each row links to the full filing on EdgarLookup. CAPITAL SOUTHWEST CORP has filed 9 40-APP documents with the SEC since 2009. To view all SEC filings by CAPITAL SOUTHWEST CORP, see the full filings list.
All
10-K
10-K/A
10-K405
10-K405/A
10-Q
10-Q/A
25-NSE
25-NSE/A
3
4
4/A
40-17F1
40-17F2
40-17G
40-17G/A
40-APP
40-APP/A
424B2
424B3
424B5
497
497AD
5
5/A
8-A12B
8-K
8-K/A
APP NTC
APP ORDR
APP WD
APP WDG
CERT
CORRESP
DEF 14A
DEFA14A
DEL AM
EFFECT
FWP
N-2
N-2/A
N-23C-2
N-23C-2/A
N-2ASR
NSAR-A
NT 10-Q
POS 8C
POS EX
PRE 14A
PRER14A
RW
S-8
SC 13D
SC 13D/A
SC 13G
SC 13G/A
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP | 40-APP | 0000017313-21-000061 | Apr 30, 2021 | — |
| 40-APP | 40-APP | 0000017313-21-000062 | Apr 30, 2021 | — |
| 40-APP | 40-APP | 0000017313-21-000054 | Apr 21, 2021 | — |
| 40-APP | 40-APP | 0000017313-21-000037 | Mar 29, 2021 | — |
| 40-APP | 40-APP | 0000017313-21-000038 | Mar 29, 2021 | — |
| 40-APP | APPLICATION FOR AN AMENDED ORDER | 0001213900-17-000778 | Jan 30, 2017 | — |
| 40-APP | CAPITAL SOUTHWEST CORP 40-APP 12-2-2014 | 0001140361-14-043868 | Dec 2, 2014 | — |
| 40-APP | CAPITAL SOUTHWEST CORPORATION | 0001010549-10-000264 | May 3, 2010 | — |
| 40-APP | — | 0001010549-09-000481 | Jul 8, 2009 | — |