Putnam James S
Insider transactions at 1 company
This page shows all SEC Form 4 filings attributed to Putnam James S. Form 4 disclosures are required whenever a corporate insider — director, officer, or 10%+ shareholder — buys, sells, or receives company stock. Each row represents a separate reported transaction. All data is sourced directly from the SEC EDGAR public database.
| Company | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| LPLA | Sale | 30,000 | $50.00 | $1,500,000 | Jan 9, 2014 | |
| LPLA | Sale | 30,000 | $48.00 | $1,440,000 | Jan 7, 2014 | |
| LPLA | Sale | 30,000 | $46.00 | $1,380,000 | Dec 23, 2013 | |
| LPLA | Sale | 11,102 | $44.00 | $488,488 | Dec 9, 2013 | |
| LPLA | Award / Grant | 1,183 | — | — | Nov 19, 2013 | |
| LPLA | Sale | 12,868 | $42.12 | $542,000 | Nov 12, 2013 | |
| LPLA | Sale | 3,359 | $40.01 | $134,394 | Oct 18, 2013 | |
| LPLA | Sale | 45,000 | $38.00 | $1,710,000 | May 15, 2013 | |
| LPLA | Sale | 30,000 | $36.00 | $1,080,000 | May 9, 2013 | |
| LPLA | Sale | 40,000 | $34.01 | $1,360,400 | Apr 10, 2013 | |
| LPLA | Award / Grant | 1,582 | — | — | Feb 22, 2013 | |
| LPLA | Sale | 22,293 | $32.67 | $728,312 | Feb 19, 2013 | |
| LPLA | Sale | 21,793 | $32.66 | $711,759 | Feb 15, 2013 | |
| LPLA | Award / Grant | 1,785 | — | — | Nov 8, 2012 | |
| LPLA | Sale | 2,456 | $38.00 | $93,328 | Mar 27, 2012 | |
| LPLA | Sale | 40,000 | $36.00 | $1,440,000 | Mar 9, 2012 | |
| LPLA | Tax Withholding | 39,594 | $32.60 | $1,290,764 | Feb 22, 2012 | |
| LPLA | Award / Grant | 1,550 | — | — | Feb 9, 2012 | |
| LPLA | Sale | 21,583 | $34.00 | $733,822 | Jan 19, 2012 | |
| LPLA | Award / Grant | 1,667 | — | — | Dec 1, 2011 | |
| LPLA | Award / Grant | 1,513 | — | — | Feb 16, 2011 | |
| LPLA | Option Exercise | 534,330 | $1.49 | $796,152 | Nov 17, 2010 |