Chicago Atlantic Real Estate Finance, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Mazarakis John | Executive Chairman | Purchase | 8,000 | $12.75 | $102,000 | Oct 16, 2025 |
| Papastavrou Jason D | — | Purchase | 3,000 | $12.68 | $38,040 | Oct 15, 2025 |
| Kite David | Chief Operating Officer | Purchase | 2,500 | $12.70 | $31,750 | Oct 14, 2025 |
| Konigsberg Brandon | — | Purchase | 7,000 | $12.33 | $86,310 | Oct 14, 2025 |
| Sack Peter | Co-Chief Executive Officer | Purchase | 8,150 | $12.43 | $101,305 | Oct 14, 2025 |
| Mazarakis John | Executive Chairman | Purchase | 7,500 | $12.43 | $93,225 | Oct 1, 2025 |
| Silverman Phillip | Chief Financial Officer | Purchase | 769 | $13.00 | $9,997 | Apr 9, 2025 |
| Sack Peter | Co-Chief Executive Officer | Award / Grant | 28,398 | — | — | Apr 1, 2025 |
| Papastavrou Jason D | — | Award / Grant | 5,071 | — | — | Apr 1, 2025 |
| Mazarakis John | Executive COB | Award / Grant | 28,398 | — | — | Apr 1, 2025 |
| Konigsberg Brandon | — | Award / Grant | 5,071 | — | — | Apr 1, 2025 |
| Kite David | Chief Operating Officer | Award / Grant | 28,398 | — | — | Apr 1, 2025 |
| Bodmeier Andreas | President and CIO | Award / Grant | 28,398 | — | — | Apr 1, 2025 |
| Cappell Anthony | Co-Chief Executive Officer | Award / Grant | 28,398 | — | — | Apr 1, 2025 |
| Steiner Michael L. | — | Award / Grant | 5,071 | — | — | Apr 1, 2025 |
| Silverman Phillip | Chief Financial Officer | Award / Grant | 8,993 | — | — | Apr 1, 2025 |
| Mazarakis John | Executive COB | Purchase | 2,779 | $15.82 | $43,964 | Nov 7, 2024 |
| Steiner Michael L. | — | Award / Grant | 4,811 | $15.59 | $75,003 | Apr 1, 2024 |
| Silverman Phillip | CFO | Award / Grant | 5,717 | — | — | Apr 1, 2024 |
| Sack Peter | Co-Chief Executive Officer | Award / Grant | 11,388 | $15.59 | $177,539 | Apr 1, 2024 |
| Papastavrou Jason D | — | Award / Grant | 4,811 | $15.59 | $75,003 | Apr 1, 2024 |
| Mazarakis John | Executive COB | Award / Grant | 43,655 | $15.59 | $680,581 | Apr 1, 2024 |
| Konigsberg Brandon | — | Award / Grant | 4,811 | $15.59 | $75,003 | Apr 1, 2024 |
| HERBST FREDERICK C | — | Award / Grant | 4,811 | $15.59 | $75,003 | Apr 1, 2024 |
| Gulbrandsen Donald E. | Co-President and CIO | Award / Grant | 4,811 | $15.59 | $75,003 | Apr 1, 2024 |
| Cappell Anthony | Co-Chief Executive Officer | Award / Grant | 43,655 | $15.59 | $680,581 | Apr 1, 2024 |
| Bodmeier Andreas | President and CIO | Award / Grant | 43,655 | $15.59 | $680,581 | Apr 1, 2024 |
| Silverman Phillip | Interim CFO | Award / Grant | 11,500 | $14.75 | $169,625 | Jun 1, 2023 |
| Sack Peter | Co-President | Award / Grant | 27,500 | $14.75 | $405,625 | Jun 1, 2023 |
| Mazarakis John | Executive COB | Award / Grant | 85,100 | $14.75 | $1,255,225 | Jun 1, 2023 |
| Cappell Anthony | Chief Executive Officer | Award / Grant | 85,100 | $14.75 | $1,255,225 | Jun 1, 2023 |
| Bodmeier Andreas | Co-President and CIO | Award / Grant | 85,100 | $14.75 | $1,255,225 | Jun 1, 2023 |
| Mazarakis John | Executive COB | Purchase | 10,000 | $13.19 | $131,900 | Mar 14, 2023 |
| Konigsberg Brandon | — | Award / Grant | 4,976 | — | — | Dec 31, 2022 |
| Steiner Michael L. | — | Award / Grant | 4,976 | — | — | Dec 31, 2022 |
| Papastavrou Jason D | — | Award / Grant | 4,976 | — | — | Dec 31, 2022 |
| HERBST FREDERICK C | — | Award / Grant | 4,976 | — | — | Dec 31, 2022 |
| Gulbrandsen Donald E. | — | Award / Grant | 4,976 | — | — | Dec 31, 2022 |
| Bodmeier Andreas | Co-President and CIO | Purchase | 9,184 | $15.86 | $145,658 | Dec 12, 2022 |
| Cappell Anthony | Chief Executive Officer | Purchase | 9,184 | $15.86 | $145,658 | Dec 12, 2022 |
| Mazarakis John | Executive COB | Purchase | 9,184 | $15.86 | $145,658 | Dec 12, 2022 |
| Sack Peter | Co-President | Purchase | 2,396 | $15.86 | $38,001 | Dec 12, 2022 |
| Cappell Anthony | Chief Executive Officer | Other | 61,520 | — | — | Jun 3, 2022 |
| Mazarakis John | Executive COB | Other | 61,520 | — | — | Jun 3, 2022 |
| Bodmeier Andreas | Co-President and CIO | Other | 61,520 | — | — | Jun 3, 2022 |
| Chicago Atlantic CRE Holdings, LLC | — | Other | 4,125,298 | — | — | Jun 3, 2022 |
| Chicago Atlantic Fund QP, LLC | — | Other | 6,611,997 | — | — | Jun 3, 2022 |
| Mazarakis John | Exec. Chairman of the Board | Purchase | 7,000 | $15.50 | $108,500 | May 23, 2022 |
| Kite David | Chief Operating Officer | Purchase | 500 | $15.87 | $7,935 | May 19, 2022 |
| Papastavrou Jason D | — | Purchase | 9,676 | $17.96 | $173,781 | Apr 22, 2022 |