Chicago Atlantic Real Estate Finance, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Steiner Michael L. | — | Purchase | 5,000 | $16.00 | $80,000 | 5,000 | Dec 10, 2021 |
| Gulbrandsen Donald E. | — | Award / Grant | 4,688 | — | — | 4,688 | Dec 10, 2021 |
| Kite David | Chief Operating Officer | Award / Grant | 3,125 | — | — | 3,125 | Dec 10, 2021 |
| Menze Lindsay | Chief Financial Officer | Purchase | 300 | $16.00 | $4,800 | 300 | Dec 10, 2021 |
| Papastavrou Jason D | — | Award / Grant | 4,688 | — | — | 9,688 | Dec 8, 2021 |
| Sack Peter | Co-President | Award / Grant | 3,125 | — | — | 3,425 | Dec 8, 2021 |
| Bodmeier Andreas | Co-President and CIO | Purchase | 156,250 | $16.00 | $2,500,000 | 162,677 | Dec 8, 2021 |
| Mazarakis John | Exec. Chairman of the Board | Purchase | 156,250 | $16.00 | $2,500,000 | 156,250 | Dec 8, 2021 |
| HERBST FREDERICK C | — | Award / Grant | 4,688 | — | — | 9,688 | Dec 8, 2021 |
| Konigsberg Brandon | — | Award / Grant | 4,688 | — | — | 5,688 | Dec 8, 2021 |
| Cappell Anthony | Chief Executive Officer | Purchase | 500 | $16.25 | $8,125 | 218,270 | Dec 8, 2021 |
| Cappell Anthony | Chief Executive Officer | Purchase | 156,250 | $16.00 | $2,500,000 | 156,250 | Dec 7, 2021 |
| Chicago Atlantic Fund QP, LLC | — | Purchase | 918,750 | $16.00 | $14,700,000 | 6,611,997 | Dec 7, 2021 |
| Chicago Atlantic CRE Holdings, LLC | — | Purchase | 175,000 | $16.00 | $2,800,000 | 4,125,298 | Dec 7, 2021 |