Advanced Flower Capital Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TANNENBAUM LEONARD M | — | Purchase | 25,000 | $3.05 | $76,250 | 5,861,098 | Dec 11, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 20,000 | $3.03 | $60,600 | 5,836,098 | Dec 9, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 46,000 | $2.94 | $135,240 | 5,792,098 | Dec 3, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 15,000 | $2.88 | $43,200 | 5,707,098 | Dec 2, 2025 |
| HARRISON THOMAS L | — | Award / Grant | 5,474 | $2.74 | $14,999 | 24,539 | Nov 20, 2025 |
| Levy Robert L | — | Award / Grant | 5,474 | $2.74 | $14,999 | 9,511 | Nov 20, 2025 |
| SUDNOW MARNIE MIGATZ | — | Award / Grant | 5,474 | $2.74 | $14,999 | 9,511 | Nov 20, 2025 |
| FRANK ALEXANDER C | — | Award / Grant | 5,474 | $2.74 | $14,999 | 16,196 | Nov 20, 2025 |
| Neville Daniel | Chief Executive Officer | Award / Grant | 91,240 | $2.74 | $249,998 | 317,889 | Nov 20, 2025 |
| Tannenbaum Robyn | President and CIO | Award / Grant | 91,240 | $2.74 | $249,998 | 218,907 | Nov 20, 2025 |
| TANNENBAUM LEONARD M | — | Award / Grant | 729,927 | $2.74 | $2,000,000 | 5,692,098 | Nov 20, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 17,000 | $2.81 | $47,770 | 226,649 | Nov 18, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 12,388 | $4.44 | $55,003 | 209,649 | Sep 8, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 79,665 | $4.56 | $363,272 | 4,962,171 | Sep 5, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 36,861 | $4.57 | $168,455 | 4,882,506 | Sep 2, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 330,127 | $4.81 | $1,587,911 | 4,665,150 | Aug 28, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 61,862 | $4.08 | $252,397 | 4,237,855 | Aug 26, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 10,000 | $4.04 | $40,400 | 197,261 | Aug 25, 2025 |
| Tannenbaum Robyn | President and CIO | Purchase | 4,000 | $4.13 | $16,520 | 127,667 | Aug 22, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 5,000 | $6.15 | $30,750 | 187,261 | Mar 28, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 5,000 | $6.20 | $31,000 | 182,261 | Mar 26, 2025 |
| Neville Daniel | Chief Executive Officer | Purchase | 16,250 | $6.32 | $102,700 | 177,261 | Mar 14, 2025 |
| TANNENBAUM LEONARD M | — | Purchase | 50,000 | $6.20 | $310,000 | 3,959,876 | Mar 14, 2025 |
| Tannenbaum Robyn | President and CIO | Purchase | 4,000 | $6.17 | $24,680 | 121,667 | Mar 14, 2025 |
| TANNENBAUM LEONARD M | — | Award / Grant | 95,579 | $8.37 | $799,996 | 3,877,869 | Feb 25, 2025 |
| Tannenbaum Robyn | President and CIO | Award / Grant | 47,789 | $8.37 | $399,994 | 113,667 | Feb 25, 2025 |
| Hetzel Brandon | CFO and Treasurer | Award / Grant | 17,921 | $8.37 | $149,999 | 40,537 | Feb 25, 2025 |
| FRANK ALEXANDER C | — | Award / Grant | 1,792 | $8.37 | $14,999 | 10,722 | Feb 25, 2025 |
| Neville Daniel | Chief Executive Officer | Award / Grant | 47,789 | $8.37 | $399,994 | 130,662 | Feb 25, 2025 |
| SUDNOW MARNIE MIGATZ | — | Award / Grant | 1,792 | $8.37 | $14,999 | 4,037 | Feb 25, 2025 |
| Levy Robert L | — | Award / Grant | 1,792 | $8.37 | $14,999 | 4,037 | Feb 25, 2025 |
| HARRISON THOMAS L | — | Award / Grant | 1,792 | $8.37 | $14,999 | 19,065 | Feb 25, 2025 |
| Neville Daniel | Chief Executive Officer | Award / Grant | 82,873 | $9.05 | $750,001 | 82,873 | Dec 20, 2024 |
| TANNENBAUM LEONARD M | Executive Chairman; CIO | Purchase | 30,000 | $11.95 | $358,500 | 159,217 | Jun 5, 2024 |
| Bond Jodi Hanson | — | Award / Grant | 1,282 | $11.70 | $14,999 | 13,253 | Jan 24, 2024 |
| Levy Robert L | — | Award / Grant | 1,282 | $11.70 | $14,999 | 2,245 | Jan 24, 2024 |
| Tannenbaum Robyn | President | Award / Grant | 34,188 | $11.70 | $400,000 | 65,878 | Jan 24, 2024 |
| FRANK ALEXANDER C | — | Award / Grant | 1,282 | $11.70 | $14,999 | 8,930 | Jan 24, 2024 |
| TANNENBAUM LEONARD M | Executive Chairman; CIO | Award / Grant | 111,111 | $11.70 | $1,299,999 | 3,744,638 | Jan 24, 2024 |
| HARRISON THOMAS L | — | Award / Grant | 1,282 | $11.70 | $14,999 | 17,273 | Jan 24, 2024 |
| Hetzel Brandon | CFO and Treasurer | Award / Grant | 2,136 | $11.70 | $24,991 | 9,796 | Jan 24, 2024 |
| SUDNOW MARNIE MIGATZ | — | Award / Grant | 1,282 | $11.70 | $14,999 | 2,245 | Jan 24, 2024 |
| Fagan James C. | — | Award / Grant | 1,282 | $11.70 | $14,999 | 2,441 | Jan 24, 2024 |
| Fagan James C. | — | Award / Grant | 1,159 | — | — | 1,159 | Jun 20, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 51,309 | $10.45 | $536,179 | 3,633,527 | May 15, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 87,155 | $10.02 | $873,293 | 3,502,218 | May 12, 2023 |
| Tannenbaum Robyn | President | Purchase | 2,000 | $10.11 | $20,220 | 31,690 | May 12, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 25,000 | $12.89 | $322,250 | 55,000 | Mar 10, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Award / Grant | 25,000 | $12.89 | $322,250 | 55,000 | Mar 10, 2023 |
| Tannenbaum Robyn | President | Purchase | 1,000 | $13.94 | $13,940 | 29,690 | Mar 8, 2023 |