Advanced Flower Capital Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 1,000 | $13.94 | $13,940 | 29,690 | Mar 8, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Award / Grant | 1,000 | $13.94 | $13,940 | 29,690 | Mar 8, 2023 |
| Tannenbaum Robyn | President | Award / Grant | 25,000 | $14.20 | $355,000 | 30,000 | Mar 8, 2023 |
| Tannenbaum Robyn | Managing Director | Award / Grant | 51,380 | $15.57 | $799,987 | 3,415,063 | Jan 3, 2023 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Award / Grant | 25,690 | $15.57 | $399,993 | 28,690 | Jan 3, 2023 |
| Kaufman Brett | CFO and Treasurer | Award / Grant | 3,211 | $15.57 | $49,995 | 9,211 | Jan 3, 2023 |
| Levy Robert L | — | Award / Grant | 963 | $15.57 | $14,994 | 963 | Jan 3, 2023 |
| FRANK ALEXANDER C | — | Award / Grant | 963 | $15.57 | $14,994 | 7,648 | Jan 3, 2023 |
| Kalikow Jonathan Gilbert | Head of Real Estate | Award / Grant | 16,056 | $15.57 | $249,992 | 21,056 | Jan 3, 2023 |
| HARRISON THOMAS L | — | Award / Grant | 963 | $15.57 | $14,994 | 15,991 | Jan 3, 2023 |
| Bond Jodi Hanson | — | Award / Grant | 963 | $15.57 | $14,994 | 11,971 | Jan 3, 2023 |
| SUDNOW MARNIE MIGATZ | — | Award / Grant | 963 | $15.57 | $14,994 | 963 | Jan 3, 2023 |
| Kalikow Jonathan Gilbert | Head of Real Estate | Purchase | 2,500 | $15.69 | $39,225 | 100,000 | Jun 17, 2022 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 5,000 | $15.85 | $79,250 | 5,000 | Jun 17, 2022 |
| Kalikow Jonathan Gilbert | Managing Director | Purchase | 57,600 | $15.62 | $899,712 | 97,500 | Jun 16, 2022 |
| Kalikow Jonathan Gilbert | Managing Director | Purchase | 23,900 | $16.58 | $396,262 | 39,900 | May 12, 2022 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 21,183 | $15.80 | $334,691 | 3,363,683 | May 12, 2022 |
| Tannenbaum Robyn | Managing Director | Purchase | 21,183 | $15.80 | $334,691 | 3,363,683 | May 12, 2022 |
| Kaufman Brett | CFO and Treasurer | Purchase | 3,000 | $16.70 | $50,100 | 6,000 | May 11, 2022 |
| Kalikow Jonathan Gilbert | Managing Director | Purchase | 16,000 | $16.17 | $258,720 | 16,000 | May 11, 2022 |
| Kaufman Brett | CFO and Treasurer | Purchase | 2,000 | $19.27 | $38,540 | 3,000 | Mar 18, 2022 |
| Kaufman Brett | CFO and Treasurer | Award / Grant | 2,000 | $19.27 | $38,540 | 3,000 | Mar 18, 2022 |
| Kaufman Brett | CFO and Treasurer | Gift | 49,043 | — | — | 1,000 | Sep 2, 2021 |
| Kaufman Brett | CFO and Treasurer | Award / Grant | 1,000 | $20.50 | $20,500 | 50,043 | Aug 13, 2021 |
| Kaufman Brett | CFO and Treasurer | Award / Grant | 49,043 | — | — | 49,043 | Aug 6, 2021 |
| Tannenbaum Robyn | Managing Director | Purchase | 1,000 | $20.71 | $20,710 | 2,000 | Jun 25, 2021 |
| Kalikow Jonathan Gilbert | Head of Real Estate | Purchase | 5,000 | $19.00 | $95,000 | 5,000 | Mar 23, 2021 |
| HARRISON THOMAS L | — | Purchase | 5,000 | $19.00 | $95,000 | 15,028 | Mar 23, 2021 |
| Bond Jodi Hanson | — | Purchase | 1,200 | $19.00 | $22,800 | 11,008 | Mar 23, 2021 |
| TANNENBAUM LEONARD M | Chief Executive Officer | Purchase | 1,000 | $19.00 | $19,000 | 1,000 | Mar 23, 2021 |
| Tannenbaum Robyn | Managing Director | Purchase | 1,000 | $19.00 | $19,000 | 1,000 | Mar 23, 2021 |