ALX ONCOLOGY HOLDINGS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Purchase | 21,070 | $1.07 | $22,545 | 233,958 | Sep 17, 2025 |
| Shantharam Harish | Chief Financial Officer | Purchase | 75,000 | $0.78 | $58,500 | 75,000 | Aug 18, 2025 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 611 | $0.64 | $391 | 89,198 | Aug 15, 2025 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Sale | 2,382 | $0.64 | $1,524 | 212,888 | Aug 15, 2025 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 2,011 | $0.45 | $905 | 86,809 | Jul 7, 2025 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 1,532 | $0.43 | $659 | 88,820 | Jun 30, 2025 |
| Pinto Shelly | SVP, FINANCE AND CAO | Award / Grant | 3,000 | — | — | 90,352 | Mar 14, 2025 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Award / Grant | 42,000 | — | — | 212,270 | Mar 14, 2025 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 550 | $1.15 | $633 | 87,352 | Feb 19, 2025 |
| Pons Jaume | PRESIDENT & CSO | Sale | 1,326 | $1.15 | $1,525 | 579,388 | Feb 19, 2025 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Sale | 2,159 | $1.15 | $2,483 | 170,270 | Feb 19, 2025 |
| Pinto Shelly | Interim CFO | Sale | 2,221 | $1.80 | $3,998 | 87,902 | Jan 6, 2025 |
| Pinto Shelly | Interim CFO | Sale | 1,426 | $1.58 | $2,253 | 90,123 | Dec 30, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 10,796 | $1.58 | $17,058 | 580,714 | Dec 30, 2024 |
| Hemrajani Rekha | — | Purchase | 30,000 | $1.55 | $46,500 | 33,000 | Dec 2, 2024 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 564 | $2.58 | $1,455 | 91,549 | Aug 14, 2024 |
| Randolph Sophia | CHIEF MEDICAL OFFICER | Sale | 1,365 | $2.58 | $3,522 | 325,711 | Aug 14, 2024 |
| GARCIA PETER S | CHIEF FINANCIAL OFFICER | Tax Withholding | 761 | $2.58 | $1,963 | 121,516 | Aug 14, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 1,937 | $2.58 | $4,997 | 591,510 | Aug 14, 2024 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Tax Withholding | 2,191 | $2.58 | $5,653 | 169,429 | Aug 14, 2024 |
| Pons Jaume | PRESIDENT & CSO | Option Exercise | 20,000 | $0.99 | $19,800 | 613,447 | Jul 11, 2024 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 1,823 | $5.50 | $10,027 | 92,113 | Jul 5, 2024 |
| Pinto Shelly | SVP, FINANCE AND CAO | Sale | 1,373 | $5.82 | $7,991 | 93,936 | Jul 1, 2024 |
| Randolph Sophia | CHIEF MEDICAL OFFICER | Sale | 3,273 | $5.82 | $19,049 | 327,076 | Jul 1, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 10,758 | $5.82 | $62,612 | 593,447 | Jul 1, 2024 |
| GARCIA PETER S | CHIEF FINANCIAL OFFICER | Tax Withholding | 1,789 | $6.03 | $10,788 | 122,277 | Jun 28, 2024 |
| GARCIA PETER S | CHIEF FINANCIAL OFFICER | Purchase | 12,000 | $8.53 | $102,360 | 122,348 | Jun 13, 2024 |
| GARCIA PETER S | CHIEF FINANCIAL OFFICER | Purchase | 12,000 | $8.53 | $102,360 | 122,348 | Jun 13, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 20,000 | $8.43 | $168,600 | 604,205 | Jun 4, 2024 |
| Randolph Sophia | CHIEF MEDICAL OFFICER | Sale | 1,797 | $16.67 | $29,956 | 330,349 | May 13, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 20,000 | $15.92 | $318,400 | 604,205 | May 6, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 50,000 | $14.20 | $710,000 | 604,205 | Apr 16, 2024 |
| Pons Jaume | PRESIDENT & CSO | Sale | 20,000 | $11.15 | $223,000 | 628,359 | Apr 4, 2024 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Purchase | 4,400 | $11.31 | $49,764 | 171,620 | Mar 14, 2024 |
| Pinto Shelly | SVP, FINANCE AND CAO | Award / Grant | 15,000 | — | — | 93,591 | Feb 14, 2024 |
| GARCIA PETER S | CHIEF FINANCIAL OFFICER | Award / Grant | 25,000 | — | — | 110,348 | Feb 14, 2024 |
| Randolph Sophia | CHIEF MEDICAL OFFICER | Award / Grant | 30,000 | — | — | 342,349 | Feb 14, 2024 |
| Pons Jaume | PRESIDENT & CSO | Award / Grant | 30,000 | — | — | 648,359 | Feb 14, 2024 |
| Lettmann Jason | CHIEF EXECUTIVE OFFICER | Award / Grant | 60,000 | — | — | 167,220 | Feb 14, 2024 |
| Pinto Shelly | SVP, Finance and CAO | Sale | 2,717 | $13.60 | $36,951 | 78,591 | Jan 4, 2024 |
| Pinto Shelly | SVP, Finance and CAO | Sale | 1,631 | $15.04 | $24,530 | 81,308 | Dec 29, 2023 |
| Randolph Sophia | Chief Medical Officer | Sale | 3,128 | $15.04 | $47,045 | 312,349 | Dec 29, 2023 |
| GARCIA PETER S | Chief Financial Officer | Sale | 1,893 | $15.04 | $28,471 | 85,348 | Dec 29, 2023 |
| Pons Jaume | President & CSO | Sale | 7,179 | $15.04 | $107,972 | 618,359 | Dec 29, 2023 |
| Randolph Sophia | Chief Medical Officer | Award / Grant | 34,000 | — | — | 315,477 | Jul 25, 2023 |
| Pinto Shelly | SVP, Finance and CAO | Award / Grant | 26,000 | — | — | 81,713 | Jul 25, 2023 |
| GARCIA PETER S | Chief Financial Officer | Award / Grant | 32,000 | — | — | 86,738 | Jul 25, 2023 |
| Pons Jaume | President & CEO | Award / Grant | 89,000 | — | — | 625,538 | Jul 25, 2023 |
| Pinto Shelly | VP, Finance and CAO | Sale | 7,345 | $6.52 | $47,889 | 55,713 | Jul 6, 2023 |
| Randolph Sophia | Chief Medical Officer | Sale | 1,605 | $7.34 | $11,781 | 281,477 | Jun 30, 2023 |