ALX ONCOLOGY HOLDINGS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pons Jaume | President & CEO | Sale | 3,208 | $7.34 | $23,547 | 536,538 | Jun 30, 2023 |
| Pinto Shelly | VP, Finance and CAO | Sale | 466 | $7.34 | $3,420 | 63,058 | Jun 30, 2023 |
| GARCIA PETER S | Chief Financial Officer | Sale | 887 | $7.34 | $6,511 | 54,738 | Jun 30, 2023 |
| Randolph Sophia | Chief Medical Officer | Option Exercise | 2,546 | $4.08 | $10,388 | 276,826 | Jun 9, 2023 |
| Pinto Shelly | VP, Finance and CAO | Sale | 482 | $11.07 | $5,336 | 62,097 | Dec 29, 2022 |
| Randolph Sophia | Chief Medical Officer | Sale | 1,617 | $11.07 | $17,900 | 270,253 | Dec 29, 2022 |
| GARCIA PETER S | Chief Financial Officer | Sale | 893 | $11.07 | $9,886 | 53,723 | Dec 29, 2022 |
| Pons Jaume | President & CEO | Sale | 3,232 | $11.07 | $35,778 | 539,746 | Dec 29, 2022 |
| Randolph Sophia | Chief Medical Officer | Option Exercise | 12,731 | $4.08 | $51,942 | 246,531 | Dec 16, 2022 |
| Randolph Sophia | Chief Medical Officer | Award / Grant | 37,000 | — | — | 225,396 | Aug 5, 2022 |
| Pinto Shelly | VP, Finance and CAO | Award / Grant | 11,000 | — | — | 62,718 | Aug 5, 2022 |
| GARCIA PETER S | Chief Financial Officer | Award / Grant | 29,000 | — | — | 55,178 | Aug 5, 2022 |
| Pons Jaume | President & CEO | Award / Grant | 74,000 | — | — | 542,978 | Aug 5, 2022 |
| GARCIA PETER S | Chief Financial Officer | Option Exercise | 6,637 | $4.08 | $27,079 | 16,120 | Feb 7, 2022 |
| Pons Jaume | President & CEO | Option Exercise | 11,900 | $0.99 | $11,781 | 456,724 | Feb 3, 2022 |
| Pinto Shelly | VP, Finance and CAO | Award / Grant | 50,000 | — | — | 50,446 | Jan 28, 2022 |
| Randolph Sophia | Chief Medical Officer | Option Exercise | 12,793 | $0.99 | $12,665 | 177,337 | Dec 15, 2021 |
| Lightstone Ventures II (A), L.P. | — | Sale | 2,196 | $28.37 | $62,301 | 2,099,095 | Dec 13, 2021 |
| LSV Associates II, LLC | — | Sale | 35,836 | $33.23 | $1,190,830 | 2,232,251 | Dec 8, 2021 |
| Lettmann Jason | — | Sale | 1,531 | $33.80 | $51,748 | 2,230,720 | Dec 8, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 14,884 | $36.77 | $547,285 | 164,544 | Nov 22, 2021 |
| Pons Jaume | President & CEO | Sale | 2,229 | $55.12 | $122,862 | 444,598 | Oct 19, 2021 |
| Pons Jaume | President & CEO | Sale | 2,229 | $55.12 | $122,862 | 444,598 | Oct 19, 2021 |
| GARCIA PETER S | Chief Financial Officer | Sale | 2,851 | $54.33 | $154,895 | 13,709 | Oct 18, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 4,948 | $60.79 | $300,789 | 151,867 | Oct 11, 2021 |
| Pons Jaume | President & CEO | Sale | 10,322 | $74.42 | $768,163 | 463,247 | Sep 20, 2021 |
| GARCIA PETER S | Chief Financial Officer | Sale | 1,027 | $77.84 | $79,942 | 19,649 | Sep 16, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 5,029 | $77.69 | $390,703 | 158,273 | Sep 10, 2021 |
| GARCIA PETER S | Chief Financial Officer | Sale | 10,743 | $75.71 | $813,353 | 11,982 | Aug 23, 2021 |
| Pons Jaume | President & CEO | Sale | 617 | $66.24 | $40,870 | 477,998 | Aug 19, 2021 |
| GARCIA PETER S | Chief Financial Officer | Sale | 2,368 | $65.83 | $155,885 | 12,276 | Aug 17, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 5,599 | $64.76 | $362,591 | 164,272 | Aug 10, 2021 |
| Pons Jaume | President & CEO | Sale | 9,500 | $54.37 | $516,515 | 500,446 | Jul 19, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 7,087 | $54.86 | $388,793 | 171,889 | Jul 12, 2021 |
| Pons Jaume | President & CEO | Sale | 6,347 | $58.06 | $368,507 | 521,599 | Jun 21, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 4,405 | $60.90 | $268,265 | 180,770 | Jun 10, 2021 |
| Pons Jaume | President & CEO | Sale | 979 | $56.71 | $55,519 | 527,946 | May 19, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 1,925 | $61.12 | $117,656 | 191,825 | May 10, 2021 |
| Pons Jaume | President & CEO | Sale | 837 | $60.48 | $50,622 | 544,646 | Apr 19, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 259 | $61.59 | $15,952 | 194,034 | Apr 12, 2021 |
| Pons Jaume | President & CEO | Option Exercise | 10,000 | $0.99 | $9,900 | 561,346 | Mar 25, 2021 |
| Pons Jaume | President and CEO | Sale | 1,200 | $63.79 | $76,548 | 566,846 | Mar 22, 2021 |
| Randolph Sophia | Chief Medical Officer | Sale | 1,297 | $73.38 | $95,174 | 207,227 | Mar 10, 2021 |
| GARCIA PETER S | Chief Financial Officer | Option Exercise | 6,128 | $4.08 | $25,002 | 9,128 | Jan 28, 2021 |
| Pons Jaume | President & CEO | Option Exercise | 10,000 | $0.99 | $9,900 | 551,346 | Jan 26, 2021 |
| Graham G. Walmsley | — | Purchase | 20,000 | $76.00 | $1,520,000 | 995,000 | Dec 14, 2020 |
| Pons Jaume | President and CEO | C | 27,292 | — | — | 541,346 | Jul 21, 2020 |
| Caffo Nathan | Chief Business Officer | C | 10,529 | — | — | 11,254 | Jul 21, 2020 |
| GARCIA PETER S | Chief Financial Officer | Purchase | 3,000 | $19.00 | $57,000 | 3,000 | Jul 21, 2020 |
| Pietzke Steffen | VP Fin & Chief Acct Officer | Purchase | 3,000 | $19.00 | $57,000 | 3,000 | Jul 21, 2020 |