Assertio Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stark David Matthew | — | Sale | 8,959 | $0.76 | $6,809 | 98,541 | Nov 10, 2025 |
| O'Grady Brendan P. | CEO | Option Exercise | 166,665 | — | — | 178,371 | May 31, 2025 |
| Schlessinger Sam | EVP, General Counsel | Tax Withholding | 14,958 | $0.62 | $9,274 | 176,948 | May 12, 2025 |
| Schwichtenberg Paul | See Remarks | Tax Withholding | 16,840 | $0.62 | $10,441 | 167,522 | May 12, 2025 |
| Patel Ajay | EVP and CFO | Tax Withholding | 16,840 | $0.62 | $10,441 | 196,852 | May 12, 2025 |
| Stark David Matthew | — | Award / Grant | 53,750 | — | — | 107,500 | May 7, 2025 |
| Kirk Sigurd | — | Award / Grant | 53,750 | — | — | 107,500 | May 7, 2025 |
| Emany Sravan Kumar | — | Award / Grant | 53,750 | — | — | 285,070 | May 7, 2025 |
| MCKEE WILLIAM | — | Award / Grant | 53,750 | — | — | 346,280 | May 7, 2025 |
| Mason Heather L | — | Award / Grant | 53,750 | — | — | 341,400 | May 7, 2025 |
| Schlessinger Sam | SVP, General Counsel | Option Exercise | 17,150 | — | — | 161,545 | Feb 21, 2025 |
| Schwichtenberg Paul | See Remarks | Tax Withholding | 8,505 | $0.81 | $6,889 | 146,345 | Feb 21, 2025 |
| Patel Ajay | SVP and CFO | Option Exercise | 17,150 | — | — | 184,180 | Feb 21, 2025 |
| Schlessinger Sam | SVP, General Counsel | Option Exercise | 21 | — | — | 153,698 | Feb 7, 2025 |
| Schwichtenberg Paul | See Remarks | Option Exercise | 25,000 | — | — | 150,101 | Feb 7, 2025 |
| Patel Ajay | SVP and CFO | Option Exercise | 25,000 | — | — | 179,431 | Feb 7, 2025 |
| Reisenauer Mark L | — | Award / Grant | 53,750 | — | — | 53,750 | Jan 2, 2025 |
| Mason Heather L | — | Purchase | 75,000 | $0.80 | $60,000 | 287,650 | Nov 18, 2024 |
| O'Grady Brendan P. | CEO | Purchase | 11,706 | $0.85 | $9,950 | 11,706 | Nov 14, 2024 |
| Stark David Matthew | — | Award / Grant | 53,750 | — | — | 53,750 | Nov 7, 2024 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 8,595 | $1.15 | $9,884 | 132,864 | Oct 1, 2024 |
| Vacirca Jeff L | — | Purchase | 10,000 | $1.11 | $11,100 | 151,159 | Jun 11, 2024 |
| Mason Heather L | Interim Executive Officer | Purchase | 25,000 | $0.97 | $24,250 | 212,650 | Jun 5, 2024 |
| Kirk Sigurd | — | Award / Grant | 53,750 | — | — | 53,750 | May 23, 2024 |
| Emany Sravan Kumar | — | Award / Grant | 53,750 | — | — | 231,320 | May 23, 2024 |
| Vacirca Jeff L | — | Award / Grant | 53,750 | — | — | 141,159 | May 23, 2024 |
| MCKEE WILLIAM | — | Award / Grant | 53,750 | — | — | 292,530 | May 23, 2024 |
| STAPLE PETER D | — | Award / Grant | 53,750 | — | — | 371,861 | May 23, 2024 |
| Schlessinger Sam | SVP, General Counsel | Option Exercise | 38,017 | — | — | 138,895 | May 12, 2024 |
| Schwichtenberg Paul | SVP, CCO | Tax Withholding | 16,840 | $0.96 | $16,166 | 125,101 | May 12, 2024 |
| Patel Ajay | SVP and CFO | Option Exercise | 38,017 | — | — | 171,271 | May 12, 2024 |
| Tyree James L | — | Sale | 10,251 | $1.12 | $11,481 | 188,251 | Mar 14, 2024 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 8,506 | $0.79 | $6,720 | 100,878 | Feb 21, 2024 |
| Schwichtenberg Paul | SVP, CCO | Tax Withholding | 8,506 | $0.79 | $6,720 | 103,924 | Feb 21, 2024 |
| Patel Ajay | SVP and CFO | Tax Withholding | 8,506 | $0.79 | $6,720 | 133,254 | Feb 21, 2024 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 6,552 | $0.80 | $5,242 | 92,233 | Feb 11, 2024 |
| Schwichtenberg Paul | See Remarks | Tax Withholding | 16,382 | $0.80 | $13,106 | 95,279 | Feb 11, 2024 |
| Patel Ajay | SVP and CFO | Tax Withholding | 16,382 | $0.80 | $13,106 | 124,609 | Feb 11, 2024 |
| Emany Sravan Kumar | — | Award / Grant | 177,570 | — | — | 177,570 | Nov 14, 2023 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 8,596 | — | — | 79,846 | Oct 1, 2023 |
| Peisert Daniel A. | President & CEO | Sale | 127,281 | $3.04 | $386,934 | 356,060 | Sep 12, 2023 |
| Schlessinger Sam | SVP, General Counsel | Sale | 45,236 | $3.04 | $137,517 | 69,038 | Sep 11, 2023 |
| Patel Ajay | SVP and CAO | Sale | 64,313 | $3.04 | $195,512 | 93,643 | Sep 11, 2023 |
| Schwichtenberg Paul | SVP and CFO | Sale | 104,980 | $3.07 | $322,289 | 64,313 | Sep 11, 2023 |
| MCKEE WILLIAM | — | Sale | 22,000 | $3.14 | $69,080 | 238,780 | Aug 14, 2023 |
| Schlessinger Sam | SVP, General Counsel | Option Exercise | 7,135 | — | — | 117,434 | Aug 5, 2023 |
| Vacirca Jeff L | — | Award / Grant | 34,767 | — | — | 87,409 | Jul 31, 2023 |
| Mason Heather L | — | Sale | 89,286 | $7.30 | $651,788 | 187,650 | May 19, 2023 |
| Schlessinger Sam | SVP, General Counsel | Disposition | 68,263 | $7.65 | $522,212 | 110,299 | May 12, 2023 |
| Patel Ajay | SVP and CAO | Option Exercise | 200,000 | — | — | 314,819 | May 12, 2023 |