Assertio Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schwichtenberg Paul | SVP and CFO | Disposition | 68,263 | $7.65 | $522,212 | 169,293 | May 12, 2023 |
| Peisert Daniel A. | President and CEO | Option Exercise | 152,067 | — | — | 464,431 | May 12, 2023 |
| MCKEE WILLIAM | — | Award / Grant | 31,194 | — | — | 260,780 | May 10, 2023 |
| Mason Heather L | — | Award / Grant | 31,194 | — | — | 276,936 | May 10, 2023 |
| Tyree James L | — | Award / Grant | 31,194 | — | — | 198,502 | May 10, 2023 |
| STAPLE PETER D | — | Award / Grant | 31,194 | — | — | 318,111 | May 10, 2023 |
| Tyree James L | — | Sale | 43,143 | $6.00 | $258,858 | 167,308 | May 5, 2023 |
| Patel Ajay | SVP and CAO | Option Exercise | 47,349 | — | — | 108,289 | Feb 11, 2023 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 6,550 | $4.59 | $30,065 | 45,986 | Feb 11, 2023 |
| Schwichtenberg Paul | SVP and CFO | Option Exercise | 47,349 | — | — | 119,117 | Feb 11, 2023 |
| Peisert Daniel A. | President and CEO | Option Exercise | 189,394 | — | — | 368,300 | Feb 11, 2023 |
| Patel Ajay | SVP and CAO | Tax Withholding | 1,724 | $4.10 | $7,068 | 60,940 | Feb 4, 2023 |
| Schwichtenberg Paul | SVP and CFO | Tax Withholding | 3,442 | $4.10 | $14,112 | 71,768 | Feb 4, 2023 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 10,464 | $4.10 | $42,902 | 178,906 | Feb 4, 2023 |
| Schlessinger Sam | SVP, General Counsel | Option Exercise | 19,404 | — | — | 40,802 | Oct 1, 2022 |
| Schlessinger Sam | SVP, General Counsel | Tax Withholding | 2,369 | — | — | 21,398 | Aug 5, 2022 |
| Patel Ajay | SVP and CAO | Option Exercise | 8,060 | — | — | 60,838 | Jul 31, 2022 |
| Tyree James L | — | Sale | 44,643 | $2.36 | $105,357 | 210,451 | May 12, 2022 |
| MCKEE WILLIAM | — | Sale | 22,322 | $2.35 | $52,457 | 229,586 | May 12, 2022 |
| Tyree James L | — | Award / Grant | 86,286 | — | — | 255,094 | May 4, 2022 |
| STAPLE PETER D | — | Award / Grant | 86,286 | — | — | 286,916 | May 4, 2022 |
| MCKEE WILLIAM | — | Award / Grant | 86,286 | — | — | 251,908 | May 4, 2022 |
| Mason Heather L | — | Award / Grant | 86,286 | — | — | 245,741 | May 4, 2022 |
| Peisert Daniel A. | President and CEO | Sale | 26,391 | $3.50 | $92,369 | 158,402 | Apr 11, 2022 |
| Peisert Daniel A. | President and CEO | Sale | 34,518 | $3.50 | $120,813 | 184,793 | Apr 5, 2022 |
| Mason Heather L | — | Option Exercise | 3,598 | — | — | 159,455 | Feb 18, 2022 |
| Schwichtenberg Paul | SVP and CFO | Tax Withholding | 1,250 | $2.52 | $3,150 | 65,244 | Feb 12, 2022 |
| Peisert Daniel A. | President and CEO | Option Exercise | 6,897 | — | — | 222,091 | Feb 12, 2022 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 83,627 | $2.52 | $210,740 | 215,194 | Feb 11, 2022 |
| Patel Ajay | SVP and CAO | Option Exercise | 47,349 | — | — | 74,389 | Feb 11, 2022 |
| Schwichtenberg Paul | SVP and CFO | Tax Withholding | 19,882 | $2.52 | $50,103 | 61,560 | Feb 11, 2022 |
| Patel Ajay | SVP and CAO | Option Exercise | 4,983 | — | — | 28,971 | Feb 4, 2022 |
| Schwichtenberg Paul | SVP and CFO | Option Exercise | 9,966 | — | — | 37,531 | Feb 4, 2022 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 15,097 | $2.62 | $39,554 | 109,427 | Feb 4, 2022 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 564 | $1.31 | $739 | 93,555 | Dec 1, 2021 |
| Peisert Daniel A. | President and CEO | Option Exercise | 2,905 | — | — | 92,881 | Sep 18, 2021 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 132 | $1.21 | $160 | 89,976 | Aug 15, 2021 |
| Patel Ajay | SVP and CAO | Tax Withholding | 2,271 | $1.26 | $2,861 | 23,989 | Jul 31, 2021 |
| Schwichtenberg Paul | SVP and CFO | Purchase | 9,750 | $1.51 | $14,723 | 23,530 | May 20, 2021 |
| Peisert Daniel A. | President and CEO | Purchase | 15,909 | $1.54 | $24,500 | 89,655 | May 20, 2021 |
| Patel Ajay | SVP and CAO | Purchase | 8,170 | $1.53 | $12,500 | 18,200 | May 20, 2021 |
| Peisert Daniel A. | President and CEO | Tax Withholding | 7,325 | $1.56 | $11,427 | 73,746 | May 19, 2021 |
| Tyree James L | — | Award / Grant | 357,143 | — | — | 675,233 | May 11, 2021 |
| STAPLE PETER D | — | Award / Grant | 357,143 | — | — | 802,523 | May 11, 2021 |
| MCKEE WILLIAM | — | Award / Grant | 357,143 | — | — | 662,489 | May 11, 2021 |
| Mason Heather L | — | Award / Grant | 357,143 | — | — | 623,431 | May 11, 2021 |
| Schwichtenberg Paul | SVP and CFO | Tax Withholding | 1,672 | $1.92 | $3,210 | 27,565 | Apr 17, 2021 |
| Mason Heather L | — | Option Exercise | 14,394 | — | — | 266,288 | Feb 18, 2021 |
| Peisert Daniel A. | President and CEO | Option Exercise | 4,087 | — | — | 207,659 | Feb 12, 2021 |
| Peisert Daniel A. | President and CEO | Option Exercise | 6,700 | — | — | 205,890 | Feb 4, 2021 |