NexPoint Real Estate Finance, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Goetz Matthew | See Remarks | Tax Withholding | 3,544 | $20.73 | $73,467 | 44,930 | Jun 24, 2021 |
| Sauter Dennis Charles Jr | General Counsel | Option Exercise | 1,445 | — | — | 1,445 | Jun 24, 2021 |
| LAFFER ARTHUR B | — | Option Exercise | 4,913 | — | — | 44,613 | May 8, 2021 |
| KAVANAUGH SCOTT F | — | Option Exercise | 4,913 | — | — | 4,913 | May 8, 2021 |
| Constantino Edward N. | — | Option Exercise | 4,913 | — | — | 20,663 | May 8, 2021 |
| Wood Catherine D | — | Purchase | 1,800 | $18.56 | $33,408 | 6,232 | Mar 19, 2021 |
| Wood Catherine D | — | Purchase | 3,232 | $16.15 | $52,197 | 3,232 | Nov 24, 2020 |
| Goetz Matthew | See Remarks | Purchase | 1,000 | $13.74 | $13,740 | 36,552 | Sep 17, 2020 |
| Mitts Brian | See Remarks | I | 5,399 | $15.26 | $82,389 | 5,399 | Sep 10, 2020 |
| DONDERO JAMES D | President | Purchase | 354 | $15.35 | $5,434 | 148,972 | Sep 9, 2020 |
| DONDERO JAMES D | President | Purchase | 400 | $23.98 | $9,592 | 8,200 | Sep 8, 2020 |
| DONDERO JAMES D | President | Purchase | 400 | $24.05 | $9,620 | 7,400 | Sep 3, 2020 |
| DONDERO JAMES D | President | Purchase | 367 | $23.90 | $8,771 | 5,867 | Sep 1, 2020 |
| DONDERO JAMES D | President | Purchase | 700 | $24.15 | $16,905 | 4,250 | Aug 27, 2020 |
| DONDERO JAMES D | President | Purchase | 611 | $15.24 | $9,312 | 136,177 | Aug 11, 2020 |
| DONDERO JAMES D | President | Purchase | 2,250 | $24.20 | $54,450 | 2,250 | Aug 11, 2020 |
| DONDERO JAMES D | President | Purchase | 848 | $13.89 | $11,779 | 128,136 | May 22, 2020 |
| DONDERO JAMES D | President | Purchase | 848 | $12.04 | $10,210 | 127,288 | May 19, 2020 |
| DONDERO JAMES D | President | Purchase | 6,102 | $11.15 | $68,037 | 116,786 | May 15, 2020 |
| DONDERO JAMES D | President | Purchase | 1,017 | $11.62 | $11,818 | 124,759 | May 12, 2020 |
| DONDERO JAMES D | President | Purchase | 23,600 | $12.82 | $302,552 | 103,492 | Apr 8, 2020 |
| DONDERO JAMES D | President | Purchase | 23,500 | $9.39 | $220,665 | 63,592 | Apr 6, 2020 |
| DONDERO JAMES D | President | Purchase | 12,244 | $8.41 | $102,972 | 19,413 | Apr 2, 2020 |
| Mitts Brian | See Remarks | Purchase | 1,700 | $7.27 | $12,359 | 28,015 | Mar 25, 2020 |
| McGraner Matt | See Remarks | Purchase | 1,500 | $6.97 | $10,455 | 29,315 | Mar 25, 2020 |
| Goetz Matthew | See Remarks | Purchase | 2,500 | $7.02 | $17,550 | 36,052 | Mar 19, 2020 |
| DONDERO JAMES D | President | Purchase | 1,800 | $14.45 | $26,010 | 1,800 | Mar 13, 2020 |
| Goetz Matthew | See Remarks | Purchase | 6,042 | $16.39 | $99,028 | 32,357 | Mar 11, 2020 |
| DONDERO JAMES D | President | Purchase | 12,975 | $18.61 | $241,465 | 65,175 | Mar 2, 2020 |
| McGraner Matt | See Remarks | Purchase | 12,975 | $18.61 | $241,465 | 65,175 | Mar 2, 2020 |
| Goetz Matthew | See Remarks | Purchase | 525 | $18.60 | $9,765 | 65,700 | Feb 28, 2020 |
| Goetz Matthew | See Remarks | Purchase | 27,044 | $18.84 | $509,509 | 52,200 | Feb 26, 2020 |
| McGraner Matt | See Remarks | Purchase | 27,044 | $18.84 | $509,509 | 52,200 | Feb 26, 2020 |
| DONDERO JAMES D | President | Purchase | 27,044 | $18.84 | $509,509 | 52,200 | Feb 26, 2020 |
| DONDERO JAMES D | President | Purchase | 10,350 | $18.99 | $196,546 | 13,200 | Feb 25, 2020 |
| Goetz Matthew | See Remarks | Purchase | 366 | $18.99 | $6,950 | 2,850 | Feb 24, 2020 |
| McGraner Matt | See Remarks | Purchase | 10,350 | $18.99 | $196,546 | 13,200 | Feb 21, 2020 |
| LAFFER ARTHUR B | — | Purchase | 13,200 | $19.17 | $253,044 | 39,700 | Feb 21, 2020 |
| DONDERO JAMES D | President | Purchase | 2,400 | $18.98 | $45,552 | 2,400 | Feb 20, 2020 |
| McGraner Matt | See Remarks | Purchase | 2,400 | $18.98 | $45,552 | 2,400 | Feb 20, 2020 |
| Goetz Matthew | See Remarks | Purchase | 84 | $18.91 | $1,588 | 2,484 | Feb 19, 2020 |
| Constantino Edward N. | — | Purchase | 15,750 | $19.01 | $299,408 | 15,750 | Feb 14, 2020 |
| DONDERO JAMES D | President | Purchase | 123,680 | $19.00 | $2,349,920 | 123,680 | Feb 11, 2020 |
| Mitts Brian | See Remarks | Disposition | 10 | $1.00 | $10 | — | Feb 11, 2020 |
| McGraner Matt | See Remarks | Purchase | 26,315 | $19.00 | $499,985 | 26,315 | Feb 11, 2020 |
| Goetz Matthew | See Remarks | Purchase | 26,315 | $19.00 | $499,985 | 26,315 | Feb 11, 2020 |
| LAFFER ARTHUR B | — | Purchase | 26,500 | $18.91 | $501,115 | 26,500 | Feb 10, 2020 |