NexPoint Real Estate Finance, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Mitts Brian | — | Sale | 11,904 | $14.51 | $172,727 | — | Dec 18, 2025 |
| DONDERO JAMES D | President | Sale | 66,000 | $14.33 | $945,780 | 2,797,486 | Sep 22, 2025 |
| Richards Paul | See Remarks | Purchase | 1,000 | $12.28 | $12,280 | 48,831 | Apr 9, 2025 |
| Sauter Dennis Charles Jr | General Counsel and Secretary | Tax Withholding | 1,184 | $14.21 | $16,825 | 25,276 | Apr 4, 2025 |
| Richards Paul | See Remarks | Tax Withholding | 3,583 | $14.21 | $50,914 | 47,831 | Apr 4, 2025 |
| Mitts Brian | — | Tax Withholding | 3,372 | $14.21 | $47,916 | 81,809 | Apr 4, 2025 |
| McGraner Matt | See Remarks | Tax Withholding | 16,634 | $14.21 | $236,369 | 250,768 | Apr 4, 2025 |
| DONDERO JAMES D | President | Option Exercise | 33,284 | — | — | 317,752 | Apr 4, 2025 |
| Mitts Brian | — | Option Exercise | 8,333 | — | — | 81,458 | Mar 13, 2025 |
| KAVANAUGH SCOTT F | — | Option Exercise | 4,530 | — | — | 19,791 | Mar 13, 2025 |
| Constantino Edward N. | — | Option Exercise | 4,530 | — | — | 33,404 | Mar 13, 2025 |
| Sauter Dennis Charles Jr | General Counsel and Secretary | Option Exercise | 2,917 | — | — | 24,221 | Mar 13, 2025 |
| McGraner Matt | See Remarks | Tax Withholding | 15,321 | $16.13 | $247,128 | 235,292 | Mar 13, 2025 |
| Swain Carol | — | Option Exercise | 4,530 | — | — | 8,804 | Mar 13, 2025 |
| Wood Catherine D. | — | Option Exercise | 4,530 | — | — | 24,710 | Mar 13, 2025 |
| LAFFER ARTHUR B | — | Option Exercise | 4,530 | — | — | 59,491 | Mar 13, 2025 |
| Richards Paul | See Remarks | Tax Withholding | 4,534 | $16.33 | $74,040 | 44,519 | Mar 13, 2025 |
| DONDERO JAMES D | President | Option Exercise | 38,438 | — | — | 277,027 | Mar 13, 2025 |
| Richards Paul | See Remarks | Option Exercise | 3,220 | — | — | 41,287 | Feb 22, 2025 |
| Mitts Brian | — | Option Exercise | 5,539 | — | — | 73,737 | Feb 22, 2025 |
| McGraner Matt | See Remarks | Tax Withholding | 6,651 | $15.55 | $103,423 | 202,456 | Feb 22, 2025 |
| DONDERO JAMES D | President | Option Exercise | 15,840 | — | — | 238,589 | Feb 21, 2025 |
| Sauter Dennis Charles Jr | General Counsel and Secretary | Option Exercise | 2,146 | — | — | 21,502 | Feb 21, 2025 |
| DONDERO JAMES D | President | Option Exercise | 17,557 | — | — | 185,650 | May 8, 2024 |
| McGraner Matt | See Remarks | Tax Withholding | 15,098 | $13.69 | $206,692 | 191,798 | May 8, 2024 |
| Mitts Brian | See Remarks | Option Exercise | 5,780 | — | — | 70,463 | May 8, 2024 |
| Sauter Dennis Charles Jr | General Counsel | Tax Withholding | 689 | $13.69 | $9,432 | 19,356 | May 8, 2024 |
| Constantino Edward N. | — | Option Exercise | 4,274 | — | — | 31,011 | Apr 4, 2024 |
| DONDERO JAMES D | President | Option Exercise | 33,284 | — | — | 168,093 | Apr 4, 2024 |
| KAVANAUGH SCOTT F | — | Option Exercise | 4,274 | — | — | 15,261 | Apr 4, 2024 |
| Wood Catherine D. | — | Option Exercise | 4,274 | — | — | 20,180 | Apr 4, 2024 |
| LAFFER ARTHUR B | — | Option Exercise | 4,274 | — | — | 54,961 | Apr 4, 2024 |
| Swain Carol | — | Option Exercise | 4,274 | — | — | 4,274 | Apr 4, 2024 |
| McGraner Matt | See Remarks | Tax Withholding | 11,055 | $13.04 | $144,157 | 183,053 | Apr 4, 2024 |
| Mitts Brian | See Remarks | Tax Withholding | 1,926 | $13.04 | $25,115 | 64,683 | Apr 4, 2024 |
| Sauter Dennis Charles Jr | General Counsel | Tax Withholding | 1,148 | $13.04 | $14,970 | 18,600 | Apr 4, 2024 |
| McGraner Matt | See Remarks | Tax Withholding | 6,223 | $14.26 | $88,740 | 151,981 | Feb 22, 2024 |
| Mitts Brian | See Remarks | Option Exercise | 5,539 | — | — | 58,886 | Feb 22, 2024 |
| DONDERO JAMES D | President | Option Exercise | 17,309 | — | — | 118,970 | Feb 22, 2024 |
| Sauter Dennis Charles Jr | General Counsel | Option Exercise | 1,334 | — | — | 17,097 | Feb 21, 2024 |
| Wood Catherine D. | — | Purchase | 3,600 | $16.09 | $57,924 | 15,906 | Jun 7, 2023 |
| McGraner Matt | See Remarks | Purchase | 2,000 | $13.78 | $27,560 | 140,895 | May 17, 2023 |
| McGraner Matt | See Remarks | Purchase | 2,000 | $13.05 | $26,100 | 138,895 | May 10, 2023 |
| DONDERO JAMES D | President | Option Exercise | 17,558 | — | — | 101,661 | May 8, 2023 |
| Goetz Matthew | See Remarks | Option Exercise | 11,922 | — | — | 93,313 | May 8, 2023 |
| McGraner Matt | See Remarks | Tax Withholding | 10,070 | $13.48 | $135,744 | 136,895 | May 8, 2023 |
| Mitts Brian | See Remarks | Tax Withholding | 2,011 | $13.48 | $27,108 | 53,347 | May 8, 2023 |
| Sauter Dennis Charles Jr | General Counsel | Option Exercise | 1,445 | — | — | 14,465 | May 8, 2023 |
| Sauter Dennis Charles Jr | General Counsel | Option Exercise | 2,147 | — | — | 12,871 | Feb 22, 2023 |
| Goetz Matthew | See Remarks | Option Exercise | 10,939 | — | — | 78,446 | Feb 22, 2023 |